0000899243-19-028467.txt : 20191204 0000899243-19-028467.hdr.sgml : 20191204 20191204160540 ACCESSION NUMBER: 0000899243-19-028467 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191202 FILED AS OF DATE: 20191204 DATE AS OF CHANGE: 20191204 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ray Michael C. CENTRAL INDEX KEY: 0001503705 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34918 FILM NUMBER: 191268238 MAIL ADDRESS: STREET 1: C/O VERA BRADLEY, INC. STREET 2: 2208 PRODUCTION ROAD CITY: FORT WAYNE STATE: IN ZIP: 46808 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Vera Bradley, Inc. CENTRAL INDEX KEY: 0001495320 STANDARD INDUSTRIAL CLASSIFICATION: LEATHER & LEATHER PRODUCTS [3100] IRS NUMBER: 272935063 FISCAL YEAR END: 0201 BUSINESS ADDRESS: STREET 1: 12420 STONEBRIDGE ROAD CITY: ROANOKE STATE: IN ZIP: 46783 BUSINESS PHONE: 260-482-4673 MAIL ADDRESS: STREET 1: 12420 STONEBRIDGE ROAD CITY: ROANOKE STATE: IN ZIP: 46783 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-12-02 0 0001495320 Vera Bradley, Inc. VRA 0001503705 Ray Michael C. C/O VERA BRADLEY, INC. 12420 STONEBRIDGE ROAD ROANOKE IN 46783 0 0 0 1 Member of a 10% owner group Common Stock 2019-12-02 4 S 0 34709 10.73 D 2307305 I By Barbara B. Baekgaard 2009 Grantor Retained Annuity Trust Common Stock 2019-12-03 4 S 0 30438 10.73 D 2276867 I By Barbara B. Baekgaard 2009 Grantor Retained Annuity Trust Common Stock 2019-12-02 4 S 0 291 10.73 D 67931 I By Barbara Bradley Baekgaard Family Foundation Common Stock 2019-12-03 4 S 0 4562 10.73 D 63369 I By Barbara Bradley Baekgaard Family Foundation Common Stock 253654 I By Anne-Marie Ray Revocable Trust Common Stock 281098 I By Anne-Marie Ray 2017 Grantor Retained Annuity Trust #1 The sales reported in this Form 4 were effected under a Rule 10b5-1 trading plan adopted by the reporting person and the Barbara Bradley Baekgaard Family Foundation on December 21, 2018. The prices reported are weighted average prices. The shares sold on December 2, 2019 were sold in multiple transactions at prices ranging from $10.62 to $11.00, inclusive, and the shares sold on December 3, 2019 were sold in multiple transactions at prices ranging from $10.52 to $10.89, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The reporting person disclaims beneficial ownership of these shares. /s/ Michael C. Ray 2019-12-04