0000899243-16-033758.txt : 20161117 0000899243-16-033758.hdr.sgml : 20161117 20161117160525 ACCESSION NUMBER: 0000899243-16-033758 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161115 FILED AS OF DATE: 20161117 DATE AS OF CHANGE: 20161117 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Vera Bradley, Inc. CENTRAL INDEX KEY: 0001495320 STANDARD INDUSTRIAL CLASSIFICATION: LEATHER & LEATHER PRODUCTS [3100] IRS NUMBER: 272935063 FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 12420 STONEBRIDGE ROAD CITY: ROANOKE STATE: IN ZIP: 46783 BUSINESS PHONE: 260-482-4673 MAIL ADDRESS: STREET 1: 12420 STONEBRIDGE ROAD CITY: ROANOKE STATE: IN ZIP: 46783 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ray Michael C. CENTRAL INDEX KEY: 0001503705 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34918 FILM NUMBER: 162004998 MAIL ADDRESS: STREET 1: C/O VERA BRADLEY, INC. STREET 2: 2208 PRODUCTION ROAD CITY: FORT WAYNE STATE: IN ZIP: 46808 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-11-15 0 0001495320 Vera Bradley, Inc. VRA 0001503705 Ray Michael C. C/O VERA BRADLEY, INC. 12420 STONEBRIDGE ROAD ROANOKE IN 46783 0 0 1 0 Common Stock 2016-11-15 4 S 0 8000 14.86 D 269462 D Common Stock 2016-11-16 4 S 0 1600 15.26 D 267862 D Common Stock 2016-11-15 4 S 0 19000 14.85 D 836596 I By Michael Ray 2009 Grantor Retained Annuity Trust Common Stock 2016-11-16 4 S 0 3800 15.26 D 832796 I By Michael Ray 2009 Grantor Retained Annuity Trust Common Stock 6610469 I By Barbara B. Baekgaard 2009 Grantor Retained Annuity Trust Common Stock 173519 I By Anne-Marie Ray 2015 Grantor Retained Annuity Trust Common Stock 126481 I By Anne-Marie Ray Revocable Trust Common Stock 200000 I By Anne-Marie Ray 2016 Grantor Retained Annuity Trust #1 The sales reported in this Form 4 were effected under a Rule 10b5-1 trading plan dated June 29, 2016. The prices reported in column 4 are weighted average prices. The shares sold on November 15, 2016 were sold in multiple transactions at prices ranging from $14.75 to $15.05, inclusive, and the shares sold on November 16, 2016 were sold in multiple transactions at prices ranging from $15.19 to $15.34, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The prices reported in column 4 are weighted average prices. The shares sold on November 15, 2016 were sold in multiple transactions at prices ranging from $14.73 to $15.05, inclusive, and the shares sold on November 16, 2016 were sold in multiple transactions at prices ranging from $15.20 to $15.34, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The reporting person disclaims beneficial ownership of these shares. On October 3, 2016, the Anne-Marie Ray 2015 Grantor Retained Annuity Trust made an annuity payment of 126,481 shares to Anne-Marie Ray, who, in turn, assigned the shares to the Anne-Marie Ray Revocable Trust. /s/ Michael C. Ray 2016-11-17