0000899243-16-018307.txt : 20160419 0000899243-16-018307.hdr.sgml : 20160419 20160419203011 ACCESSION NUMBER: 0000899243-16-018307 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160418 FILED AS OF DATE: 20160419 DATE AS OF CHANGE: 20160419 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Vera Bradley, Inc. CENTRAL INDEX KEY: 0001495320 STANDARD INDUSTRIAL CLASSIFICATION: LEATHER & LEATHER PRODUCTS [3100] IRS NUMBER: 272935063 FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 12420 STONEBRIDGE ROAD CITY: ROANOKE STATE: IN ZIP: 46783 BUSINESS PHONE: 260-482-4673 MAIL ADDRESS: STREET 1: 12420 STONEBRIDGE ROAD CITY: ROANOKE STATE: IN ZIP: 46783 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ray Michael C. CENTRAL INDEX KEY: 0001503705 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34918 FILM NUMBER: 161580204 MAIL ADDRESS: STREET 1: C/O VERA BRADLEY, INC. STREET 2: 2208 PRODUCTION ROAD CITY: FORT WAYNE STATE: IN ZIP: 46808 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-04-18 0 0001495320 Vera Bradley, Inc. VRA 0001503705 Ray Michael C. C/O VERA BRADLEY, INC. 12420 STONEBRIDGE ROAD ROANOKE IN 46783 0 0 1 0 Common Stock 8643303 I See footnote Common Stock 2016-04-18 4 S 0 6000 17.27 D 369362 D Common Stock 2016-04-19 4 S 0 6000 17.46 D 363362 D The shares in column 5 include 885,996 shares of the Issuer's common stock held by the Michael Ray 2009 Grantor Retained Annuity Trust (the "Ray Trust"), 7,410,469 shares held by the Barbara B. Baekgaard 2009 Grantor Retained Annuity Trust (the "Baekgaard Trust"), 300,000 shares held by the Anne-Marie Ray 2015 Grantor Retained Annuity Trust (the "Anne-Marie Trust") and 46,838 shares held by the Barbara Bradley Baekgaard Family Foundation (the "Foundation"). The reporting person disclaims beneficial ownership of the Issuer's shares held by the Ray Trust, the Baekgaard Trust, the Anne-Marie Trust and the Foundation. The sales reported in this Form 4 were effected under a Rule 10b5-1 trading plan dated March 25, 2015. The prices reported in column 4 are weighted average prices. The shares sold on April 18, 2016 were sold in multiple transactions at prices ranging from $17.06 to $17.39, inclusive, and the shares sold on April 19, 2016 were sold in multiple transactions at prices ranging from $17.32 to $17.62, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. /s/ Michael C. Ray 2016-04-19