0001567619-18-008477.txt : 20181221 0001567619-18-008477.hdr.sgml : 20181221 20181221103343 ACCESSION NUMBER: 0001567619-18-008477 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181220 FILED AS OF DATE: 20181221 DATE AS OF CHANGE: 20181221 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ashenfelter Mark Jeffrey CENTRAL INDEX KEY: 0001507793 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-22432 FILM NUMBER: 181248064 MAIL ADDRESS: STREET 1: C/O OXFORD LANE CAPITAL CORP. STREET 2: 8 SOUND SHORE DRIVE, SUITE 255 CITY: GREENWICH STATE: CT ZIP: 06830 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Oxford Lane Capital Corp. CENTRAL INDEX KEY: 0001495222 IRS NUMBER: 272859071 STATE OF INCORPORATION: MD FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 8 SOUND SHORE DRIVE STREET 2: SUITE 255 CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: (203) 983-5275 MAIL ADDRESS: STREET 1: 8 SOUND SHORE DRIVE STREET 2: SUITE 255 CITY: GREENWICH STATE: CT ZIP: 06830 4 1 doc1.xml FORM 4 X0306 4 2018-12-20 0 0001495222 Oxford Lane Capital Corp. OXLC 0001507793 Ashenfelter Mark Jeffrey 8 SOUND SHORE DRIVE SUITE 255 GREENWICH CT 06830 1 0 0 0 Common Stock 2018-12-20 4 P 0 3000 7.60 A 18000 D These shares were purchased in multiple transactions, each at a price of $7.60. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased as set forth in this footnote. /s/ Mark J. Ashenfelter 2018-12-21