0001567619-18-008477.txt : 20181221
0001567619-18-008477.hdr.sgml : 20181221
20181221103343
ACCESSION NUMBER: 0001567619-18-008477
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20181220
FILED AS OF DATE: 20181221
DATE AS OF CHANGE: 20181221
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Ashenfelter Mark Jeffrey
CENTRAL INDEX KEY: 0001507793
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-22432
FILM NUMBER: 181248064
MAIL ADDRESS:
STREET 1: C/O OXFORD LANE CAPITAL CORP.
STREET 2: 8 SOUND SHORE DRIVE, SUITE 255
CITY: GREENWICH
STATE: CT
ZIP: 06830
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Oxford Lane Capital Corp.
CENTRAL INDEX KEY: 0001495222
IRS NUMBER: 272859071
STATE OF INCORPORATION: MD
FISCAL YEAR END: 0331
BUSINESS ADDRESS:
STREET 1: 8 SOUND SHORE DRIVE
STREET 2: SUITE 255
CITY: GREENWICH
STATE: CT
ZIP: 06830
BUSINESS PHONE: (203) 983-5275
MAIL ADDRESS:
STREET 1: 8 SOUND SHORE DRIVE
STREET 2: SUITE 255
CITY: GREENWICH
STATE: CT
ZIP: 06830
4
1
doc1.xml
FORM 4
X0306
4
2018-12-20
0
0001495222
Oxford Lane Capital Corp.
OXLC
0001507793
Ashenfelter Mark Jeffrey
8 SOUND SHORE DRIVE
SUITE 255
GREENWICH
CT
06830
1
0
0
0
Common Stock
2018-12-20
4
P
0
3000
7.60
A
18000
D
These shares were purchased in multiple transactions, each at a price of $7.60. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased as set forth in this footnote.
/s/ Mark J. Ashenfelter
2018-12-21