0000899243-20-023393.txt : 20200825
0000899243-20-023393.hdr.sgml : 20200825
20200825194136
ACCESSION NUMBER: 0000899243-20-023393
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200821
FILED AS OF DATE: 20200825
DATE AS OF CHANGE: 20200825
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Valor IV Pharma Holdings, LLC
CENTRAL INDEX KEY: 0001821186
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39450
FILM NUMBER: 201133878
BUSINESS ADDRESS:
STREET 1: 875 N. MICHIGAN AVENUE
STREET 2: SUITE 3214
CITY: CHICAGO
STATE: IL
ZIP: 60611
BUSINESS PHONE: (312) 568-4766
MAIL ADDRESS:
STREET 1: 875 N. MICHIGAN AVENUE
STREET 2: SUITE 3214
CITY: CHICAGO
STATE: IL
ZIP: 60611
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Valor Management L.P.
CENTRAL INDEX KEY: 0001822428
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39450
FILM NUMBER: 201133879
BUSINESS ADDRESS:
STREET 1: 875 N. MICHIGAN AVENUE
STREET 2: SUITE 3214
CITY: CHICAGO
STATE: IL
ZIP: 60611
BUSINESS PHONE: (312) 568-4766
MAIL ADDRESS:
STREET 1: 875 N. MICHIGAN AVENUE
STREET 2: SUITE 3214
CITY: CHICAGO
STATE: IL
ZIP: 60611
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Valor Equity Capital IV LLC
CENTRAL INDEX KEY: 0001821936
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39450
FILM NUMBER: 201133880
BUSINESS ADDRESS:
STREET 1: 875 N. MICHIGAN AVENUE
STREET 2: SUITE 3214
CITY: CHICAGO
STATE: IL
ZIP: 60611
BUSINESS PHONE: (312) 568-4766
MAIL ADDRESS:
STREET 1: 875 N. MICHIGAN AVENUE
STREET 2: SUITE 3214
CITY: CHICAGO
STATE: IL
ZIP: 60611
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Valor Equity Associates IV L.P.
CENTRAL INDEX KEY: 0001822427
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39450
FILM NUMBER: 201133881
BUSINESS ADDRESS:
STREET 1: 875 N. MICHIGAN AVENUE
STREET 2: SUITE 3214
CITY: CHICAGO
STATE: IL
ZIP: 60611
BUSINESS PHONE: (312) 568-4766
MAIL ADDRESS:
STREET 1: 875 N. MICHIGAN AVENUE
STREET 2: SUITE 3214
CITY: CHICAGO
STATE: IL
ZIP: 60611
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: VALOR EQUITY PARTNERS IV L.P.
CENTRAL INDEX KEY: 0001705506
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39450
FILM NUMBER: 201133882
BUSINESS ADDRESS:
STREET 1: 875 NORTH MICHIGAN AVENUE
STREET 2: SUITE 3214
CITY: CHICAGO
STATE: IL
ZIP: 60611
BUSINESS PHONE: (312) 683-1900
MAIL ADDRESS:
STREET 1: 875 NORTH MICHIGAN AVENUE
STREET 2: SUITE 3214
CITY: CHICAGO
STATE: IL
ZIP: 60611
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: VALOR EQUITY PARTNERS IV-A L.P.
CENTRAL INDEX KEY: 0001705542
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39450
FILM NUMBER: 201133883
BUSINESS ADDRESS:
STREET 1: 875 NORTH MICHIGAN AVENUE
STREET 2: SUITE 3214
CITY: CHICAGO
STATE: IL
ZIP: 60611
BUSINESS PHONE: (312) 683-1900
MAIL ADDRESS:
STREET 1: 875 NORTH MICHIGAN AVENUE
STREET 2: SUITE 3214
CITY: CHICAGO
STATE: IL
ZIP: 60611
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: VALOR EQUITY PARTNERS IV-B L.P.
CENTRAL INDEX KEY: 0001705512
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39450
FILM NUMBER: 201133884
BUSINESS ADDRESS:
STREET 1: 875 NORTH MICHIGAN AVENUE
STREET 2: SUITE 3214
CITY: CHICAGO
STATE: IL
ZIP: 60611
BUSINESS PHONE: (312) 683-1900
MAIL ADDRESS:
STREET 1: 875 NORTH MICHIGAN AVENUE
STREET 2: SUITE 3214
CITY: CHICAGO
STATE: IL
ZIP: 60611
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Gracias Antonio J.
CENTRAL INDEX KEY: 0001495158
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39450
FILM NUMBER: 201133885
MAIL ADDRESS:
STREET 1: C/O VALOR EQUITY PARTNERS
STREET 2: 200 SOUTH MICHIGAN AVENUE, SUITE 1020
CITY: CHICAGO
STATE: IL
ZIP: 60604
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Sabater Juan A.
CENTRAL INDEX KEY: 0001821210
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39450
FILM NUMBER: 201133886
MAIL ADDRESS:
STREET 1: 630 W. GERMANTOWN PIKE
STREET 2: SUITE 215
CITY: PLYMOUTH MEETING
STATE: PA
ZIP: 19462
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Harmony Biosciences Holdings, Inc.
CENTRAL INDEX KEY: 0001802665
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 822279923
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 630 W GERMANTOWN PIKE
STREET 2: SUITE 215
CITY: PLYMOUTH MEETING
STATE: PA
ZIP: 19462
BUSINESS PHONE: (484) 539-9800
MAIL ADDRESS:
STREET 1: 630 W GERMANTOWN PIKE
STREET 2: SUITE 215
CITY: PLYMOUTH MEETING
STATE: PA
ZIP: 19462
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2020-08-21
0
0001802665
Harmony Biosciences Holdings, Inc.
HRMY
0001821186
Valor IV Pharma Holdings, LLC
C/O VALOR EQUITY PARTNERS
875 NORTH MICHIGAN AVENUE, SUITE 3214
CHICAGO
IL
60611
0
0
1
0
0001822428
Valor Management L.P.
C/O VALOR EQUITY PARTNERS
875 NORTH MICHIGAN AVENUE, SUITE 3214
CHICAGO
IL
60611
0
0
1
0
0001821936
Valor Equity Capital IV LLC
C/O VALOR EQUITY PARTNERS
875 NORTH MICHIGAN AVENUE, SUITE 3214
CHICAGO
IL
60611
0
0
1
0
0001822427
Valor Equity Associates IV L.P.
C/O VALOR EQUITY PARTNERS
875 NORTH MICHIGAN AVENUE, SUITE 3214
CHICAGO
IL
60611
0
0
1
0
0001705506
VALOR EQUITY PARTNERS IV L.P.
C/O VALOR EQUITY PARTNERS
875 NORTH MICHIGAN AVENUE, SUITE 3214
CHICAGO
IL
60611
0
0
1
0
0001705542
VALOR EQUITY PARTNERS IV-A L.P.
C/O VALOR EQUITY PARTNERS
875 NORTH MICHIGAN AVENUE, SUITE 3214
CHICAGO
IL
60611
0
0
1
0
0001705512
VALOR EQUITY PARTNERS IV-B L.P.
C/O VALOR EQUITY PARTNERS
875 NORTH MICHIGAN AVENUE, SUITE 3214
CHICAGO
IL
60611
0
0
1
0
0001495158
Gracias Antonio J.
C/O VALOR EQUITY PARTNERS
875 NORTH MICHIGAN AVENUE, SUITE 3214
CHICAGO
IL
60611
1
0
1
0
0001821210
Sabater Juan A.
C/O VALOR EQUITY PARTNERS
875 NORTH MICHIGAN AVENUE, SUITE 3214
CHICAGO
IL
60611
1
0
1
0
Common Stock
2020-08-21
4
C
0
12080352
A
12925688
D
Common Stock
2020-08-21
4
C
0
240668
A
13166357
D
Series A Preferred Stock
2020-08-21
4
C
0
77950712
0.00
D
Common Stock
12080352
0
D
Series C Preferred Stock
2020-08-21
4
C
0
1810126
0.00
D
Common Stock
240668
0
D
Each share of preffered stock automatically converted on a 8.215-for-1 basis into common stock upon the closing of the Issuer's initial public offering.
Antonio Gracias is the Chief Executive Officer of Valor Management L.P. ("Valor Management") and Juan A. Sabater is the President of Valor Management. Valor Management is the managing member of Valor Equity Capital IV LLC, which is the general partner of Valor Equity Associates IV L.P., which, in turn, is the general partner of each of Valor Equity Partners IV L.P., Valor Equity Partners IV-A L.P. and Valor Equity Partners IV-B L.P. (collectively, the "Valor Funds"). The Valor Funds are the sole members of the Valor IV Pharma Holdings, LLC ("Valor"). As such, Messers. Gracias and Sabater may be deemed to beneficially own the shares held by Valor. Each of Messers. Gracias and Sabater disclaims beneficial ownership over the shares described herein except to the extent of their pecuniary interest therein.
Includes 2,950,712 shares received upon the payment of an in-kind dividend on the Series A Preferred Stock on August 21, 2020.
Includes 23,141 shares received upon the payment of an in-kind dividend on the Series C Preferred Stock on August 21, 2020.
Valor IV Pharma Holdings, LLC, By Valor Equity Associates IV L.P. general partner of its members By Valor Equity Capital IV LLC, its general partner By Valor Management L.P. its managing member By /s/ Stephanie Wisdo Attorney-in-fact for Antonio Gracias
2020-08-25
Valor Management L.P., By: /s/ Stephanie Wisdo, Attorney-in-fact for Antonio Gracias, Chief Executive Officer
2020-08-25
Valor Equity Capital IV LLC, By: Valor Management L.P., its managing member, By: /s/ Stephanie Wisdo, Attorney-in-fact for Antonio Gracias, Chief Executive Officer
2020-08-25
Valor Equity Associates IV L.P., By: Valor Equity Capital IV LLC, its general partner, By: Valor Managemnet L.P., its managing member, By: /s/ Stephanie Wisdo, Attorney-in-fact for Antonio Gracias, Chief Executive Officer
2020-08-25
Valor Equity Partners IV L.P., By: Valor Equity Associates IV L.P., its general partner, By: Valor Equity Capital IV LLC, its general partner, By: Valor Management L.P., its managing member, By: /s/ Stephanie Wisdo, Attorney-in-fact for Antonio Gracias
2020-08-25
Valor Equity Partners IV-A L.P., By: Valor Equity Associates IV L.P., its general partner, By: Valor Equity Capital IV LLC, its general partner, By: Valor Management L.P., its managing member, By: /s/ Stephanie Wisdo, Attorney-in-fact for Antonio Gracias
2020-08-25
Valor Equity Partners IV-B L.P., By: Valor Equity Associates IV L.P., its general partner, By: Valor Equity Capital IV LLC, its general partner, By: Valor Management L.P., its managing member, By: /s/ Stephanie Wisdo, Attorney-in-fact for Antonio Gracias
2020-08-25
Antonio Gracias, By: /s/ Stephanie Wisdo, Attorney-in-fact for Antonio Gracias
2020-08-25
Juan A. Sabater, By: /s/ Stephanie Wisdo, Attorney-in-fact for Juan A. Sabater
2020-08-25