0001213900-20-038074.txt : 20201118 0001213900-20-038074.hdr.sgml : 20201118 20201118183358 ACCESSION NUMBER: 0001213900-20-038074 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201116 FILED AS OF DATE: 20201118 DATE AS OF CHANGE: 20201118 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Peterson Adam K CENTRAL INDEX KEY: 0001667769 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39648 FILM NUMBER: 201326393 MAIL ADDRESS: STREET 1: 1411 HARNEY STREET, SUITE 200 CITY: OMAHA STATE: NE ZIP: 68102 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BOC Yellowstone LLC CENTRAL INDEX KEY: 0001823571 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39648 FILM NUMBER: 201326394 BUSINESS ADDRESS: STREET 1: 1411 HARNEY STREET STREET 2: SUITE 200 CITY: OMAHA STATE: NE ZIP: 68102 BUSINESS PHONE: (402) 201-2073 MAIL ADDRESS: STREET 1: 1411 HARNEY STREET STREET 2: SUITE 200 CITY: OMAHA STATE: NE ZIP: 68102 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BOC Yellowstone II LLC CENTRAL INDEX KEY: 0001832903 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39648 FILM NUMBER: 201326395 BUSINESS ADDRESS: STREET 1: 1601 DODGE STREET STREET 2: SUITE 3300 CITY: OMAHA STATE: NE ZIP: 68102 BUSINESS PHONE: (402) 201-2073 MAIL ADDRESS: STREET 1: 1601 DODGE STREET STREET 2: SUITE 3300 CITY: OMAHA STATE: NE ZIP: 68102 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BOSTON OMAHA Corp CENTRAL INDEX KEY: 0001494582 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE OPERATORS (NO DEVELOPERS) & LESSORS [6510] STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39648 FILM NUMBER: 201326396 BUSINESS ADDRESS: STREET 1: 1411 HARNEY ST. STREET 2: SUITE 200 CITY: OMAHA STATE: NE ZIP: 68102 BUSINESS PHONE: 857-256-0079 MAIL ADDRESS: STREET 1: 1411 HARNEY ST. STREET 2: SUITE 200 CITY: OMAHA STATE: NE ZIP: 68102 FORMER NAME: FORMER CONFORMED NAME: REO PLUS, INC. DATE OF NAME CHANGE: 20100618 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Yellowstone Acquisition Co CENTRAL INDEX KEY: 0001823587 STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770] IRS NUMBER: 852732947 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1411 HARNEY STREET STREET 2: SUITE 200 CITY: OMAHA STATE: NE ZIP: 68102 BUSINESS PHONE: (402) 201-2073 MAIL ADDRESS: STREET 1: 1411 HARNEY STREET STREET 2: SUITE 200 CITY: OMAHA STATE: NE ZIP: 68102 4 1 ownership.xml X0306 4 2020-11-16 0 0001823587 Yellowstone Acquisition Co YSACU 0001667769 Peterson Adam K C/O BOC YELLOWSTONE LLC 1601 DODGE STREET, SUITE 3300 OMAHA NE 68102 1 1 1 0 Co-Chairman, Co-CEO, Co-Pres. 0001823571 BOC Yellowstone LLC 1601 DODGE STREET, SUITE 3300 OMAHA NE 68102 0 0 1 0 0001832903 BOC Yellowstone II LLC C/O BOC YELLOWSTONE LLC 1601 DODGE STREET, SUITE 3300 OMAHA NE 68102 0 0 1 0 0001494582 BOSTON OMAHA Corp 1601 DODGE STREET, SUITE 3300 OMAHA NE 68102 0 0 1 0 Class B common stock, par value $0.001 per share 2020-11-16 4 J 0 206250 D Class A common stock, par value $0.001 per share 206250 3593750 I See Footnote Class B common stock, par value $0.001 per share 2020-11-16 4 J 0 206250 A Class A common stock, par value $0.001 per share 206250 3593750 I See Footnote The Class B common stock will automatically convert into the Issuer's Class A common stock at the time of the Issuer's initial business combination on a one-for-one basis, subject to adjustment pursuant to certain anti-dilution rights, and has no expiration date On November 16, 2020, BOC Yellowstone LLC transferred to BOC Yellowstone II LLC, its wholly owned subsidiary, 206,250 shares of Class B common stock for no consideration. Following such transfer, 206,250 of the reported shares and their applicable underlying derivative securities are held directly by BOC Yellowstone II LLC and the remaining reported shares and derivative securities are held directly by BOC Yellowstone LLC. BOC Yellowstone LLC is the sole managing member of BOC Yellowstone II LLC, and Adam K. Peterson and Alex B. Rozek are the managers of BOC Yellowstone LLC, which is owned by Boston Omaha Corporation. As such, they may be deemed to have or share beneficial ownership of the Class B common stock held directly by BOC Yellowstone LLC and BOC Yellowstone II LLC. Each such person disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest they may have therein, directly or indirectly. Includes up to 468,750 shares of Class B common stock held directly by BOC Yellowstone LLC that are subject to forfeiture if the underwriters in the Issuer's initial public offering do not exercise their over-allotment option in full or in part. The amount of 3,593,750 shares of Class B common stock corrects the total of 4,312,500 shares of Class B common stock as reported on the Reporting Persons' Form 3 filed with the Securities and Exchange Commission on October 21, 2020. Subsequent to the filing of such Form 3 but prior to the effectiveness of the Issuer's initial public offering, the 4,312,500 share figure was reduced to 3,593,750 shares when the size of the Issuer's initial public offering was reduced. /s/ Adam K. Peterson 2020-11-18 BOC Yellowstone LLC, By: /s/ Adam K. Peterson, its Manager 2020-11-18 BOC Yellowstone II LLC, By: BOC Yellowstone, LLC, its Managing Member By: /s/ Adam K. Peterson, its Manager 2020-11-18 Boston Omaha Corporation By: /s/ Adam K. Peterson, its Co-Chief Executive Officer 2020-11-18