0001213900-20-038074.txt : 20201118
0001213900-20-038074.hdr.sgml : 20201118
20201118183358
ACCESSION NUMBER: 0001213900-20-038074
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20201116
FILED AS OF DATE: 20201118
DATE AS OF CHANGE: 20201118
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Peterson Adam K
CENTRAL INDEX KEY: 0001667769
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39648
FILM NUMBER: 201326393
MAIL ADDRESS:
STREET 1: 1411 HARNEY STREET, SUITE 200
CITY: OMAHA
STATE: NE
ZIP: 68102
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BOC Yellowstone LLC
CENTRAL INDEX KEY: 0001823571
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39648
FILM NUMBER: 201326394
BUSINESS ADDRESS:
STREET 1: 1411 HARNEY STREET
STREET 2: SUITE 200
CITY: OMAHA
STATE: NE
ZIP: 68102
BUSINESS PHONE: (402) 201-2073
MAIL ADDRESS:
STREET 1: 1411 HARNEY STREET
STREET 2: SUITE 200
CITY: OMAHA
STATE: NE
ZIP: 68102
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BOC Yellowstone II LLC
CENTRAL INDEX KEY: 0001832903
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39648
FILM NUMBER: 201326395
BUSINESS ADDRESS:
STREET 1: 1601 DODGE STREET
STREET 2: SUITE 3300
CITY: OMAHA
STATE: NE
ZIP: 68102
BUSINESS PHONE: (402) 201-2073
MAIL ADDRESS:
STREET 1: 1601 DODGE STREET
STREET 2: SUITE 3300
CITY: OMAHA
STATE: NE
ZIP: 68102
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BOSTON OMAHA Corp
CENTRAL INDEX KEY: 0001494582
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE OPERATORS (NO DEVELOPERS) & LESSORS [6510]
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39648
FILM NUMBER: 201326396
BUSINESS ADDRESS:
STREET 1: 1411 HARNEY ST.
STREET 2: SUITE 200
CITY: OMAHA
STATE: NE
ZIP: 68102
BUSINESS PHONE: 857-256-0079
MAIL ADDRESS:
STREET 1: 1411 HARNEY ST.
STREET 2: SUITE 200
CITY: OMAHA
STATE: NE
ZIP: 68102
FORMER NAME:
FORMER CONFORMED NAME: REO PLUS, INC.
DATE OF NAME CHANGE: 20100618
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Yellowstone Acquisition Co
CENTRAL INDEX KEY: 0001823587
STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770]
IRS NUMBER: 852732947
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1411 HARNEY STREET
STREET 2: SUITE 200
CITY: OMAHA
STATE: NE
ZIP: 68102
BUSINESS PHONE: (402) 201-2073
MAIL ADDRESS:
STREET 1: 1411 HARNEY STREET
STREET 2: SUITE 200
CITY: OMAHA
STATE: NE
ZIP: 68102
4
1
ownership.xml
X0306
4
2020-11-16
0
0001823587
Yellowstone Acquisition Co
YSACU
0001667769
Peterson Adam K
C/O BOC YELLOWSTONE LLC
1601 DODGE STREET, SUITE 3300
OMAHA
NE
68102
1
1
1
0
Co-Chairman, Co-CEO, Co-Pres.
0001823571
BOC Yellowstone LLC
1601 DODGE STREET, SUITE 3300
OMAHA
NE
68102
0
0
1
0
0001832903
BOC Yellowstone II LLC
C/O BOC YELLOWSTONE LLC
1601 DODGE STREET, SUITE 3300
OMAHA
NE
68102
0
0
1
0
0001494582
BOSTON OMAHA Corp
1601 DODGE STREET, SUITE 3300
OMAHA
NE
68102
0
0
1
0
Class B common stock, par value $0.001 per share
2020-11-16
4
J
0
206250
D
Class A common stock, par value $0.001 per share
206250
3593750
I
See Footnote
Class B common stock, par value $0.001 per share
2020-11-16
4
J
0
206250
A
Class A common stock, par value $0.001 per share
206250
3593750
I
See Footnote
The Class B common stock will automatically convert into the Issuer's Class A common stock at the time of the Issuer's initial business combination on a one-for-one basis, subject to adjustment pursuant to certain anti-dilution rights, and has no expiration date
On November 16, 2020, BOC Yellowstone LLC transferred to BOC Yellowstone II LLC, its wholly owned subsidiary, 206,250 shares of Class B common stock for no consideration. Following such transfer, 206,250 of the reported shares and their applicable underlying derivative securities are held directly by BOC Yellowstone II LLC and the remaining reported shares and derivative securities are held directly by BOC Yellowstone LLC. BOC Yellowstone LLC is the sole managing member of BOC Yellowstone II LLC, and Adam K. Peterson and Alex B. Rozek are the managers of BOC Yellowstone LLC, which is owned by Boston Omaha Corporation. As such, they may be deemed to have or share beneficial ownership of the Class B common stock held directly by BOC Yellowstone LLC and BOC Yellowstone II LLC. Each such person disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest they may have therein, directly or indirectly.
Includes up to 468,750 shares of Class B common stock held directly by BOC Yellowstone LLC that are subject to forfeiture if the underwriters in the Issuer's initial public offering do not exercise their over-allotment option in full or in part. The amount of 3,593,750 shares of Class B common stock corrects the total of 4,312,500 shares of Class B common stock as reported on the Reporting Persons' Form 3 filed with the Securities and Exchange Commission on October 21, 2020. Subsequent to the filing of such Form 3 but prior to the effectiveness of the Issuer's initial public offering, the 4,312,500 share figure was reduced to 3,593,750 shares when the size of the Issuer's initial public offering was reduced.
/s/ Adam K. Peterson
2020-11-18
BOC Yellowstone LLC, By: /s/ Adam K. Peterson, its Manager
2020-11-18
BOC Yellowstone II LLC, By: BOC Yellowstone, LLC, its Managing Member By: /s/ Adam K. Peterson, its Manager
2020-11-18
Boston Omaha Corporation By: /s/ Adam K. Peterson, its Co-Chief Executive Officer
2020-11-18