X0306 4 2014-04-30 0 0001404912 KKR & Co. L.P. KKR 0001494539 Sorkin David C/O KKR & CO. L.P. 9 WEST 57TH STREET, 42ND FLOOR NEW YORK NY 10019 0 1 0 0 General Counsel and Secretary Common Units 2014-04-30 4 A 0 13034 A 33475 D Represents common units of KKR & Co. L.P. received pursuant to the Agreement and Plan of Merger, dated as of December 16, 2013, between KKR & Co. L.P., KKR Financial Holdings LLC and other parties thereto. At the effective time of the merger, each common share of KKR Financial Holdings LLC beneficially owned by the Reporting Person was cancelled and converted automatically into the right to receive 0.51 common units of KKR & Co. L.P. /s/ David J. Sorkin 2014-05-02