0001445546-20-003291.txt : 20200707 0001445546-20-003291.hdr.sgml : 20200707 20200707170210 ACCESSION NUMBER: 0001445546-20-003291 CONFORMED SUBMISSION TYPE: N-PX PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200630 FILED AS OF DATE: 20200707 DATE AS OF CHANGE: 20200707 EFFECTIVENESS DATE: 20200707 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FIRST TRUST HIGH INCOME LONG/SHORT FUND CENTRAL INDEX KEY: 0001494530 IRS NUMBER: 000000000 STATE OF INCORPORATION: MA FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: N-PX SEC ACT: 1940 Act SEC FILE NUMBER: 811-22442 FILM NUMBER: 201016568 BUSINESS ADDRESS: STREET 1: 120 EAST LIBERTY DRIVE, SUITE 400 CITY: WHEATON STATE: IL ZIP: 60187 BUSINESS PHONE: 630-765-8000 MAIL ADDRESS: STREET 1: 120 EAST LIBERTY DRIVE, SUITE 400 CITY: WHEATON STATE: IL ZIP: 60187 N-PX 1 fsd_npx.txt PROXY VOTING RECORD UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act File No. 811-22442 First Trust High Income Long/Short Fund ------------------------------------------------------------- Exact Name of Registrant as Specified in Declaration of Trust 120 East Liberty Drive, Suite 400, Wheaton, Illinois 60187 ------------------------------------------------------------------------------ Address of Principal Executive Offices (Number, Street, City, State, Zip Code) W. Scott Jardine First Trust Portfolios L.P. 120 East Liberty Drive, Suite 400 Wheaton, Illinois 60187 ----------------------------------------------------------------------------- Name and Address (Number, Street, City, State, Zip Code) of Agent for Service (630) 765-8000 -------------------------------------------------- Registrant's Telephone Number, including Area Code Date of fiscal year end: October 31 ---------- Date of reporting period: July 1, 2019 - June 30, 2020 ---------------------------- Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (ss.ss. 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles. A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 100 F Street, N.E., Washington D.C. 20549. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. Section 3507. Item 1. Proxy Voting Record VISTRA ENERGY CORP. ============================================================================================== MEETING DATE: 04/29/2020 COUNTRY: USA PROVIDER SECURITY ID: 92840M102 RECORD DATE: 03/16/2020 MEETING TYPE: Annual TICKER: VST ---------------------------------------------------------------------------------------------- PRIMARY CUSIP: 92840M102 ==============================================================================================
PROPOSAL MANAGEMENT VOTE VOTE AGAINST PROPONENT NUMBER PROPOSAL TEXT RECOMMENDATION INSTRUCTION VOTED MANAGEMENT ------------------------------------------------------------------------------------------------------------------------------- Management 1 Declassify the Board of Directors For For Yes No Management 2.1 Elect Director Hilary E. Ackermann For For Yes No Management 2.2 Elect Director Arcilia C. Acosta For For Yes No Management 2.3 Elect Director Gavin R. Baiera For For Yes No Management 2.4 Elect Director Paul M. Barbas For For Yes No Management 2.5 Elect Director Lisa Crutchfield For For Yes No Management 2.6 Elect Director Brian K. Ferraioli For For Yes No Management 2.7 Elect Director Scott B. Helm For For Yes No Management 2.8 Elect Director Jeff D. Hunter For For Yes No Management 2.9 Elect Director Curtis A. Morgan For For Yes No Management 2.10 Elect Director John R. (JR) Sult For For Yes No Management 3.1 Elect Director Gavin R. Baiera For For Yes No Management 3.2 Elect Director Scott B. Helm For For Yes No Management 3.3 Elect Director Curtis A. Morgan For For Yes No Management 3.4 Elect Director John R. (JR) Sult For For Yes No Management 4 Advisory Vote to Ratify Named Executive For For Yes No Officers' Compensation Management 5 Ratify Deloitte & Touche LLP as Auditors For For Yes No
SIGNATURES Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. (Registrant) FIRST TRUST HIGH INCOME LONG/SHORT FUND --------------------------------------- By (Signature and Title)* /s/ James M. Dykas ----------------------------------- James M. Dykas, President and Chief Executive Officer Date July 7, 2020 ------------------------- * Print the name and title of each signing officer under his or her signature.