X0306 4 2018-01-10 0 0001477246 S&W Seed Co SANW 0001494522 Seidler Charles B 9 SUNWICH ROAD NOWALK CT 06853 1 0 0 0 Restricted Stock Units 2018-01-10 4 A 0 7267 0 A 2019-01-10 2019-01-10 Common Stock 7267 7267 D Stock Option (right to buy) 4.025 2018-01-10 4 A 0 7267 0 A 2019-01-10 2028-01-10 Common Stock 7267 7267 D Each restricted stock unit ("RSU") represents the contingent right to receive one share of common stock upon vesting of the RSU. The closing price of the Issuer's common stock on the date of this RSU award was $4.025. The RSUs will vest on January 10, 2019, subject to continued service with the Issuer on the vesting date. The RSUs and options were granted pursuant to the Issuer's Amended and Restated 2009 Equity Incentive Plan. The options will vest and become exercisable on January 10, 2019, subject to continued service with the Issuer on the vesting date. Charles B. Seidler 2018-01-12