-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WsP8WzFP4zvd+WqBubzd2SbmDnfeC/VEaiuOrBaFDlzDKkHtqWiYqF/otvG9oQTP 1iPrGR98GUB7IaNy7gIVPA== 0001209191-11-010000.txt : 20110216 0001209191-11-010000.hdr.sgml : 20110216 20110216114851 ACCESSION NUMBER: 0001209191-11-010000 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110215 FILED AS OF DATE: 20110216 DATE AS OF CHANGE: 20110216 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Mitchell Antony CENTRAL INDEX KEY: 0001494452 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35064 FILM NUMBER: 11616571 MAIL ADDRESS: STREET 1: 701 PARK OF COMMERCE BOULEVARD STREET 2: SUITE 301 CITY: BOCA RATON STATE: FL ZIP: 33487 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Imperial Holdings, Inc. CENTRAL INDEX KEY: 0001494448 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 300663473 BUSINESS ADDRESS: STREET 1: 701 PARK OF COMMERCE BOULEVARD STREET 2: SUITE 301 CITY: BOCA RATON STATE: FL ZIP: 33487 BUSINESS PHONE: 561-995-4200 MAIL ADDRESS: STREET 1: 701 PARK OF COMMERCE BOULEVARD STREET 2: SUITE 301 CITY: BOCA RATON STATE: FL ZIP: 33487 FORMER COMPANY: FORMER CONFORMED NAME: Imperial Holdings, LLC DATE OF NAME CHANGE: 20100617 4 1 doc4.xml FORM 4 SUBMISSION X0303 4 2011-02-15 0 0001494448 Imperial Holdings, Inc. IFT 0001494452 Mitchell Antony 701 PARK OF COMMERCE BLVD SUITE 301 BOCA RATON FL 33487 1 1 0 0 Chief Exec Officer Common Stock 684334 D Warrant (Right to Buy) 12.90 2011-02-15 4 A 0 20799 0.00 A 2018-02-15 Common Stock 20799 20799 D Warrant (Right to Buy) 14.5125 2011-02-15 4 A 0 20799 0.00 A 2018-02-15 Common Stock 20799 20799 D Warrant (Right to Buy) 16.125 2011-02-15 4 A 0 20798 0.00 A 2018-02-15 Common Stock 20798 20798 D The warrants vest pro rata over a four-year period. /s/ Michael B. Kirwan, Attorney-in-Fact for Antony Mitchell 2011-02-16 -----END PRIVACY-ENHANCED MESSAGE-----