X0306 4 2014-03-28 0 0001494448 Imperial Holdings, Inc. IFT 0001067621 GOLDSTEIN PHILLIP C/O IMPERIAL HOLDINGS, INC. 701 PARK OF COMMERCE BLVD., SUITE 301 BOCA RATON FL 33487 1 0 1 0 Common Stock 2014-03-28 4 P 0 5000 5.73 A 1048316 I See Footnote Common Stock 2014-03-28 4 P 0 5000 5.89 A 1053316 I See Footnote Common Stock 2014-03-28 4 P 0 17428 5.8234 A 22149 D Common Stock 2014-03-31 4 P 0 5000 5.7498 A 1058316 I See Footnote Common Stock 2014-03-31 4 P 0 5000 5.75 A 1063316 I See Footnote Common Stock 2014-03-31 4 P 0 18000 5.75 A 40149 D Common Stock 1253581 I See Footnote The shares are held by various entities and individuals. Bulldog Investors, LLC (f/k/a Brooklyn Capital Management, LLC) ("BI") or certain of its principals has voting and investment power with respect to such shares. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. The price reported is an average weighted price. These shares were purchased in multiple transactions at prices ranging from $5.70 to $5.85, inclusive. The reporting person undertakes to provide to Imperial Holdings, Inc., any security holder of Imperial Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein. The shares are held by certain private investment funds. BI has sole voting and investment power with respect to such shares. The reporting person is a principal of BI and of the general partners of each such investment fund, and is a limited partner in certain of such funds. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. /s/ Michael B. Kirwan, Attorney-in-Fact for Phillip Goldstein 2014-04-01