X0306 4 2014-03-20 0 0001494448 Imperial Holdings, Inc. IFT 0001249693 CHADWICK JAMES M C/O IMPERIAL HOLDINGS, INC. 701 PARK OF COMMERCE BLVD., SUITE 301 BOCA RATON FL 33487 1 0 0 0 Common Stock 2014-03-20 4 P 0 1800 5.845 A 5181 D The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.8199 to $5.8898, inclusive. The reporting person undertakes to provide to Imperial Holdings, Inc., any security holder of Imperial Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein. /s/ Michael B. Kirwan, Attorney-in-Fact for James M. Chadwick 2014-03-21