0001140361-16-059265.txt : 20160329 0001140361-16-059265.hdr.sgml : 20160329 20160329135506 ACCESSION NUMBER: 0001140361-16-059265 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160328 FILED AS OF DATE: 20160329 DATE AS OF CHANGE: 20160329 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EMERGENT CAPITAL, INC. CENTRAL INDEX KEY: 0001494448 STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311] IRS NUMBER: 300663473 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5355 TOWN CENTER ROAD STREET 2: SUITE 701 CITY: BOCA RATON STATE: FL ZIP: 33486 BUSINESS PHONE: 561-995-4200 MAIL ADDRESS: STREET 1: 5355 TOWN CENTER ROAD STREET 2: SUITE 701 CITY: BOCA RATON STATE: FL ZIP: 33486 FORMER COMPANY: FORMER CONFORMED NAME: IMPERIAL HOLDINGS, INC. DATE OF NAME CHANGE: 20141023 FORMER COMPANY: FORMER CONFORMED NAME: Imperial Holdings, Inc. DATE OF NAME CHANGE: 20110211 FORMER COMPANY: FORMER CONFORMED NAME: Imperial Holdings, LLC DATE OF NAME CHANGE: 20100617 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HELLERMAN GERALD CENTRAL INDEX KEY: 0001222911 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35064 FILM NUMBER: 161534868 MAIL ADDRESS: STREET 1: C/O IMPERIAL HOLDINGS INC. STREET 2: 701 PARK OF COMMERCE BLVD., SUITE 301 CITY: BOCA RATON STATE: FL ZIP: 33487 4 1 doc1.xml FORM 4 X0306 4 2016-03-28 0 0001494448 EMERGENT CAPITAL, INC. EMG 0001222911 HELLERMAN GERALD C/O EMERGENT CAPITAL, INC. 5355 TOWN CENTER ROAD, SUITE 701 BOCA RATON FL 33486 1 0 0 0 Common Stock 2016-03-28 4 P 0 5000 3.90 A 31875 I By IRA/SEP Account Common Stock 20777 D Common Stock 3500 I By IRA Account Common Stock 2000 I By Spouse /s/ Michael B. Kirwan, Attorney-in-Fact for Gerald Hellerman 2016-03-29