0001104659-21-048441.txt : 20210409 0001104659-21-048441.hdr.sgml : 20210409 20210409112819 ACCESSION NUMBER: 0001104659-21-048441 CONFORMED SUBMISSION TYPE: POS AM PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20210409 DATE AS OF CHANGE: 20210409 FILER: COMPANY DATA: COMPANY CONFORMED NAME: EMERGENT CAPITAL, INC. CENTRAL INDEX KEY: 0001494448 STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311] IRS NUMBER: 300663473 STATE OF INCORPORATION: FL FISCAL YEAR END: 1130 FILING VALUES: FORM TYPE: POS AM SEC ACT: 1933 Act SEC FILE NUMBER: 333-220187 FILM NUMBER: 21816942 BUSINESS ADDRESS: STREET 1: 5355 TOWN CENTER ROAD STREET 2: SUITE 701 CITY: BOCA RATON STATE: FL ZIP: 33486 BUSINESS PHONE: 561-995-4200 MAIL ADDRESS: STREET 1: 5355 TOWN CENTER ROAD STREET 2: SUITE 701 CITY: BOCA RATON STATE: FL ZIP: 33486 FORMER COMPANY: FORMER CONFORMED NAME: IMPERIAL HOLDINGS, INC. DATE OF NAME CHANGE: 20141023 FORMER COMPANY: FORMER CONFORMED NAME: Imperial Holdings, Inc. DATE OF NAME CHANGE: 20110211 FORMER COMPANY: FORMER CONFORMED NAME: Imperial Holdings, LLC DATE OF NAME CHANGE: 20100617 POS AM 1 tm219484d2_posam.htm POS AM

 

As filed with the Securities and Exchange Commission on April 9, 2021

 

Registration No. 333-220187

 

 

 

SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

 

 

 

POST-EFFECTIVE AMENDMENT

TO

FORM S-1

REGISTRATION STATEMENT

UNDER

THE SECURITIES ACT OF 1933

 

 

 

EMERGENT CAPITAL, INC.

(Exact name of registrant as specified in its charter)

 

Florida  6199  30-0663473
(State or other jurisdiction of
incorporation or organization)		  (Primary Standard Industrial
Classification Code Number)		  (I.R.S. Employer
Identification No.)

 

1200 N. Federal Highway, Suite 200

Boca Raton, Florida 33432

(561) 995-4200

(Address, including zip code, and telephone number, including area code, of

registrant’s principal executive offices)

 

 

 

Patrick J. Curry

1200 N. Federal Highway, Suite 200

Boca Raton, Florida 33432

(561) 995-4200

(Name, address, including zip code and telephone number,

including area code, of agent for service)

 

With a copy to:

 

Carol W. Sherman, Esq.

Kelley Drye & Warren LLP

3 World Trade Center

175 Greenwich Street

New York, NY 10007

(212) 808-7800

 

 

 

Approximate date of commencement of proposed sale to the public: Not applicable.

 

If the only securities being registered on this form are being offered pursuant to dividend or interest reinvestment plans, please check the following box. ¨

 

If any of the securities being registered on this form are to be offered on a delayed or continuous basis pursuant to Rule 415 under the Securities Act of 1933, other than securities offered only in connection with dividend or interest reinvestment plans, check the following box. ¨

 

If this form is filed to register additional securities for an offering pursuant to Rule 462(b) under the Securities Act, please check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. ¨

 

If this form is a post-effective amendment filed pursuant to Rule 462(c) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. ¨

 

If delivery of the prospectus is expected to be made pursuant to Rule 434, please check the following box. ¨

 

 

 

 

 

DEREGISTRATION OF SECURITIES

 

Emergent Capital, Inc. (the “Registrant”) is filing this post-effective amendment to deregister securities registered for issuance on Registration Statement on Form S-1, No. 333-220187 (the “Registration Statement”). The Registration Statement originally registered the resale of 207,918,483 shares of common stock and up to $75,836,966 in aggregate principal amount of 5.00% senior unsecured convertible notes due 2023 of the Registrant. All securities which remain unsold under the Registration Statement are hereby deregistered. As a result of this deregistration, no securities remain registered for sale pursuant to the Registration Statement.

 

 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Act of 1933, the Registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-1 and has duly caused this post-effective amendment to the Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Boca Raton, State of Florida, on April 9, 2021.

 

  EMERGENT CAPITAL, INC.
     
  By:   /s/Miriam Martinez
    Miriam Martinez
    Chief Financial Officer

 

Note: No other person is required to sign this post-effective amendment in reliance on Rule 478 of the Securities Act of 1933, as amended.