0001104659-21-047644.txt : 20210407 0001104659-21-047644.hdr.sgml : 20210407 20210407171540 ACCESSION NUMBER: 0001104659-21-047644 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210407 FILED AS OF DATE: 20210407 DATE AS OF CHANGE: 20210407 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Evermore Global Value Fund CENTRAL INDEX KEY: 0001713880 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35064 FILM NUMBER: 21812962 BUSINESS ADDRESS: STREET 1: 89 SUMMIT AVENUE CITY: SUMMIT STATE: NJ ZIP: 07901 BUSINESS PHONE: 9083782882 MAIL ADDRESS: STREET 1: 89 SUMMIT AVENUE CITY: SUMMIT STATE: NJ ZIP: 07901 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EMERGENT CAPITAL, INC. CENTRAL INDEX KEY: 0001494448 STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311] IRS NUMBER: 300663473 STATE OF INCORPORATION: FL FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: 5355 TOWN CENTER ROAD STREET 2: SUITE 701 CITY: BOCA RATON STATE: FL ZIP: 33486 BUSINESS PHONE: 561-995-4200 MAIL ADDRESS: STREET 1: 5355 TOWN CENTER ROAD STREET 2: SUITE 701 CITY: BOCA RATON STATE: FL ZIP: 33486 FORMER COMPANY: FORMER CONFORMED NAME: IMPERIAL HOLDINGS, INC. DATE OF NAME CHANGE: 20141023 FORMER COMPANY: FORMER CONFORMED NAME: Imperial Holdings, Inc. DATE OF NAME CHANGE: 20110211 FORMER COMPANY: FORMER CONFORMED NAME: Imperial Holdings, LLC DATE OF NAME CHANGE: 20100617 4 1 tm2112404-2_4.xml OWNERSHIP DOCUMENT X0306 4 2021-04-07 1 0001494448 EMERGENT CAPITAL, INC. EMGC 0001713880 Evermore Global Value Fund 89 SUMMIT AVENUE SUMMIT NJ 07901 0 0 1 0 Common Stock 2021-04-07 4 J 0 16710000 D 0 D Warrants (rights to buy) to purchase Common Stock 2021-04-07 4 J 0 4344786 D 2025-07-28 Common Stock 4344786 0 D On October 15, 2020, the Issuer and its subsidiary filed voluntary petitions under chapter 11 of the United States Bankruptcy Code with the Bankruptcy Court for the District of Delaware (the "Bankruptcy Court") to implement the financial restructuring of the Issuer. On December 30, 2020, the Bankruptcy Court entered an order confirming the Issuer's chapter 11 plan of reorganization (the "Plan"). The Plan became effective April 7, 2021. As a result of the Plan becoming effective, the securities of the Issuer were exchanged for certain securities of Lamington Road DAC, an Irish designated activity company. Accordingly, as of April 7, 2021, Evermore Global Value Fund no longer owns any securities of the Issuer. The Issuer will be liquidated and wound up and its securities will be deregistered with the SEC. The Reporting Person, Evermore Global Value Fund ("EGVF"), is a series of Evermore Funds Trust, a Massachusetts Business Trust and an investment company registered with the SEC under the Investment Company Act of 1940. Evermore Global Advisors, LLC, as investment advisor to EGVF, previously had sole voting and dispositive power with respect to these securities but disclaimed beneficial ownership thereof. Evermore Global Value Fund, a series of Evermore Funds Trust, By: /s/ Eric LeGoff, CEO 2021-04-07