0000932440-20-000018.txt : 20200313 0000932440-20-000018.hdr.sgml : 20200313 20200313172948 ACCESSION NUMBER: 0000932440-20-000018 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190401 FILED AS OF DATE: 20200313 DATE AS OF CHANGE: 20200313 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PATTERSON ROY CENTRAL INDEX KEY: 0001717794 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35064 FILM NUMBER: 20714154 MAIL ADDRESS: STREET 1: 17002 MARCY STREET CITY: OMAHA STATE: NE ZIP: 68118 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EMERGENT CAPITAL, INC. CENTRAL INDEX KEY: 0001494448 STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311] IRS NUMBER: 300663473 STATE OF INCORPORATION: FL FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: 5355 TOWN CENTER ROAD STREET 2: SUITE 701 CITY: BOCA RATON STATE: FL ZIP: 33486 BUSINESS PHONE: 561-995-4200 MAIL ADDRESS: STREET 1: 5355 TOWN CENTER ROAD STREET 2: SUITE 701 CITY: BOCA RATON STATE: FL ZIP: 33486 FORMER COMPANY: FORMER CONFORMED NAME: IMPERIAL HOLDINGS, INC. DATE OF NAME CHANGE: 20141023 FORMER COMPANY: FORMER CONFORMED NAME: Imperial Holdings, Inc. DATE OF NAME CHANGE: 20110211 FORMER COMPANY: FORMER CONFORMED NAME: Imperial Holdings, LLC DATE OF NAME CHANGE: 20100617 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2019-04-01 0001494448 EMERGENT CAPITAL, INC. EMGC 0001717794 PATTERSON ROY C/O EMERGENT CAPITAL, INC. 5355 TOWN CENTER ROAD, STE 701 BOCA RATON FL 33486 1 0 0 0 Common Stock 616584 D Common Stock 2019-04-01 4 J 0 7300000 A 7300000 I By River City Management LLC Shares are controlled by River City Management LLC, of which the Reporting Person became, by agreement signed on July 29, 2019, the Managing Member effective April 1, 2019. /s/ Roy Patterson 2020-03-13