0000932440-19-000063.txt : 20191031 0000932440-19-000063.hdr.sgml : 20191031 20191031194920 ACCESSION NUMBER: 0000932440-19-000063 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191030 FILED AS OF DATE: 20191031 DATE AS OF CHANGE: 20191031 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SIMONY JACK CENTRAL INDEX KEY: 0001733733 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35064 FILM NUMBER: 191184896 MAIL ADDRESS: STREET 1: C/O EMERGENT CAPITAL, INC. STREET 2: 5355 TOWN CENTER ROAD, SUITE 701 CITY: BOCA RATON STATE: FL ZIP: 33486 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EMERGENT CAPITAL, INC. CENTRAL INDEX KEY: 0001494448 STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311] IRS NUMBER: 300663473 STATE OF INCORPORATION: FL FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: 5355 TOWN CENTER ROAD STREET 2: SUITE 701 CITY: BOCA RATON STATE: FL ZIP: 33486 BUSINESS PHONE: 561-995-4200 MAIL ADDRESS: STREET 1: 5355 TOWN CENTER ROAD STREET 2: SUITE 701 CITY: BOCA RATON STATE: FL ZIP: 33486 FORMER COMPANY: FORMER CONFORMED NAME: IMPERIAL HOLDINGS, INC. DATE OF NAME CHANGE: 20141023 FORMER COMPANY: FORMER CONFORMED NAME: Imperial Holdings, Inc. DATE OF NAME CHANGE: 20110211 FORMER COMPANY: FORMER CONFORMED NAME: Imperial Holdings, LLC DATE OF NAME CHANGE: 20100617 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2019-10-30 0001494448 EMERGENT CAPITAL, INC. EMGC 0001733733 SIMONY JACK C/O EMERGENT CAPITAL, INC. 5355 TOWN CENTER ROAD, SUITE 701 BOCA RATON FL 33486 0 1 0 0 VP and CIO Common Stock 2019-10-30 4 M 0 500000 A 803647 D Common Stock 2019-10-30 4 F 0 196352 .195 D 607295 D Restricted Stock Units 2019-10-30 4 M 0 500000 0 D Common Stock 500000 0 D Each Restricted Stock Unit represents a contingent right to receive one share of Emergent Capital, Inc.'s common stock. The Restricted Stock Units vested on October 29, 2018 as to 500,000 shares, and on October 29, 2019 as to 500,000 shares. /s/ Jack Simony 2019-10-31