0000932440-19-000021.txt : 20190228
0000932440-19-000021.hdr.sgml : 20190228
20190228164022
ACCESSION NUMBER: 0000932440-19-000021
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20181222
FILED AS OF DATE: 20190228
DATE AS OF CHANGE: 20190228
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MARTINEZ MIRIAM
CENTRAL INDEX KEY: 0001542399
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35064
FILM NUMBER: 19644015
MAIL ADDRESS:
STREET 1: C/O IMPERIAL HOLDINGS, INC.
STREET 2: 701 PARK OF COMMERCE BLVD., SUITE 301
CITY: BOCA RATON
STATE: FL
ZIP: 33487
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: EMERGENT CAPITAL, INC.
CENTRAL INDEX KEY: 0001494448
STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311]
IRS NUMBER: 300663473
STATE OF INCORPORATION: FL
FISCAL YEAR END: 1130
BUSINESS ADDRESS:
STREET 1: 5355 TOWN CENTER ROAD
STREET 2: SUITE 701
CITY: BOCA RATON
STATE: FL
ZIP: 33486
BUSINESS PHONE: 561-995-4200
MAIL ADDRESS:
STREET 1: 5355 TOWN CENTER ROAD
STREET 2: SUITE 701
CITY: BOCA RATON
STATE: FL
ZIP: 33486
FORMER COMPANY:
FORMER CONFORMED NAME: IMPERIAL HOLDINGS, INC.
DATE OF NAME CHANGE: 20141023
FORMER COMPANY:
FORMER CONFORMED NAME: Imperial Holdings, Inc.
DATE OF NAME CHANGE: 20110211
FORMER COMPANY:
FORMER CONFORMED NAME: Imperial Holdings, LLC
DATE OF NAME CHANGE: 20100617
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2018-12-22
0001494448
EMERGENT CAPITAL, INC.
EMGC
0001542399
MARTINEZ MIRIAM
C/O EMERGENT CAPITAL, INC.
5355 TOWN CENTER ROAD, SUITE 701
BOCA RATON
FL
33486
0
1
0
0
CFO and Secretary
Common Stock
2018-12-22
4
M
0
250000
A
284361
D
Common Stock
2018-12-22
4
F
0
74125
.088
D
210236
D
Restricted Stock Units
2018-12-22
4
M
0
250000
0
D
Common Stock
250000
250000
D
Stock Option (right to buy)
6.94
2020-06-06
Common Stock
45000
45000
D
Each Restricted Stock Unit represents a contingent right to receive one share of Emergent Capital, Inc.'s common stock.
Includes adjustment of 32,361 shares inadvertently omitted from previously reported amount.
The Restricted Stock Units vest on December 21, 2018 as to 250,000 shares and on December 21, 2019 as to 250,000 shares.
One third of the options vested on June 6 of each of 2013, 2014 and 2015.
/s/ Miriam Martinez
2019-02-19