0000932440-19-000021.txt : 20190228 0000932440-19-000021.hdr.sgml : 20190228 20190228164022 ACCESSION NUMBER: 0000932440-19-000021 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181222 FILED AS OF DATE: 20190228 DATE AS OF CHANGE: 20190228 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MARTINEZ MIRIAM CENTRAL INDEX KEY: 0001542399 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35064 FILM NUMBER: 19644015 MAIL ADDRESS: STREET 1: C/O IMPERIAL HOLDINGS, INC. STREET 2: 701 PARK OF COMMERCE BLVD., SUITE 301 CITY: BOCA RATON STATE: FL ZIP: 33487 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EMERGENT CAPITAL, INC. CENTRAL INDEX KEY: 0001494448 STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311] IRS NUMBER: 300663473 STATE OF INCORPORATION: FL FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: 5355 TOWN CENTER ROAD STREET 2: SUITE 701 CITY: BOCA RATON STATE: FL ZIP: 33486 BUSINESS PHONE: 561-995-4200 MAIL ADDRESS: STREET 1: 5355 TOWN CENTER ROAD STREET 2: SUITE 701 CITY: BOCA RATON STATE: FL ZIP: 33486 FORMER COMPANY: FORMER CONFORMED NAME: IMPERIAL HOLDINGS, INC. DATE OF NAME CHANGE: 20141023 FORMER COMPANY: FORMER CONFORMED NAME: Imperial Holdings, Inc. DATE OF NAME CHANGE: 20110211 FORMER COMPANY: FORMER CONFORMED NAME: Imperial Holdings, LLC DATE OF NAME CHANGE: 20100617 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2018-12-22 0001494448 EMERGENT CAPITAL, INC. EMGC 0001542399 MARTINEZ MIRIAM C/O EMERGENT CAPITAL, INC. 5355 TOWN CENTER ROAD, SUITE 701 BOCA RATON FL 33486 0 1 0 0 CFO and Secretary Common Stock 2018-12-22 4 M 0 250000 A 284361 D Common Stock 2018-12-22 4 F 0 74125 .088 D 210236 D Restricted Stock Units 2018-12-22 4 M 0 250000 0 D Common Stock 250000 250000 D Stock Option (right to buy) 6.94 2020-06-06 Common Stock 45000 45000 D Each Restricted Stock Unit represents a contingent right to receive one share of Emergent Capital, Inc.'s common stock. Includes adjustment of 32,361 shares inadvertently omitted from previously reported amount. The Restricted Stock Units vest on December 21, 2018 as to 250,000 shares and on December 21, 2019 as to 250,000 shares. One third of the options vested on June 6 of each of 2013, 2014 and 2015. /s/ Miriam Martinez 2019-02-19