X0306 4 2018-09-25 0001494448 EMERGENT CAPITAL, INC. EMGC 0001272138 CURRY PATRICK J 204 WOODHEW DRIVE WACO TX 76712 1 1 1 0 CEO 0001712302 PJC INVESTMENTS, LLC 204 WOODHEW DRIVE WACO TX 76712 1 0 1 0 Common Stock, par value $0.01 per share 2018-09-25 4 P 0 10000 .269 A 14384716 I By PJC Investments, LLC Common Stock, par value $0.01 per share 2018-09-25 4 P 0 10000 .27 A 14394716 I By PJC Investments, LLC Common Stock, par value $0.01 per share 2018-09-25 4 P 0 20000 .279 A 14414716 I By PJC Investments, LLC Common Stock, par value $0.01 per share 2018-09-26 4 P 0 2500 .276 A 14417216 I By PJC Investments, LLC Common Stock, par value $0.01 per share 2018-09-26 4 P 0 12500 .28 A 14429716 I By PJC Investments, LLC Common Stock, par value $0.01 per share 552431 I By spouse. Warrants (right to buy) .20 2023-07-28 Common Stock, par value $0.01 per share 13575000 13575000 I By PJC Investments, LLC Mr. Curry is the principal and manager of PJC Investments, LLC. Of such warrants, 8,750,000 vested on July 28, 2017 and 4,825,000 will vest in connection with the conversion of the issuer's senior unsecured convertible notes outstanding as of July 28, 2017 (the "Outstanding Convertible Notes") into shares of the issuer's common stock on a 1 to 1 basis, or earlier upon the earliest date on which (x) at least 50% of the aggregate principal amount of the Outstanding Convertible Notes are converted into shares of the issuer's common stock, or (y) all of the Outstanding Convertible Notes are no longer outstanding. Because Patrick J. Curry, a director of the issuer, controls PJC Investments, LLC, PJC Investments, LLC may be deemed to be a director by deputization. /s/ Patrick J. Curry, individually and as manager of PJC Investments, LLC 2018-09-27