X0206 3/A 2018-03-06 2018-03-16 0 0001494448 EMERGENT CAPITAL, INC. EMGC 0001733733 SIMONY JACK C/O EMERGENT CAPITAL, INC. 5355 TOWN CENTER ROAD, SUITE 701 BOCA RATON FL 33486 0 1 0 0 VP and CIO Restricted Stock Units 2018-10-29 2018-10-29 Common Stock 1000000 D Each Restricted Stock Unit represents a contingent right to receive one share of Emergent Capital, Inc.'s Common Stock. /s/ Jack Simony 2018-03-29