SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
Perkins Noelle J

(Last) (First) (Middle)
C/O UNIVAR SOLUTIONS INC.
3075 HIGHLAND PARKWAY, SUITE 200

(Street)
DOWNERS GROVE IL 60515

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
11/01/2019
3. Issuer Name and Ticker or Trading Symbol
Univar Solutions Inc. [ UNVR ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
SVP, General Counsel Secretary
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 618 D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units (RSUs) (1) (1) Common Stock 5,400 (2) D
Restricted Stock Units (RSUs)-2 (3) (3) Common Stock 1,238 (2) D
Restricted Stock Units (RSUs)-3 (4) (4) Common Stock 2,870 (2) D
Stock Options (right to buy) (5) 02/06/2029 Common Stock 9,900 $21.75 D
Stock Options (right to buy) (6) 04/06/2018 Common Stock 6,443 $27.78 D
Explanation of Responses:
1. These restricted stock units ("RSUs") were granted on April 6, 2018 (the "Grant Date"), and vest in full on April 6, 2021, subject to the Reporting Person's continued employement with the Issuer.
2. Each restricted stock unit ("RSU") is equivalent to one share of common stock upon vesting.
3. These restricted stock units ("RSUs") were granted on April 6, 2018 (the "Grant Date"), and vest annually in three installements on each anniversary of the Grant Date, subject to the Reporting Person's continued employement with the Issuer.
4. These restricted stock units ("RSUs") were granted on February 6, 2019 (the "Grant Date"), and vest annually in three installements on each anniversary of the Grant Date, subject to the Reporting Person's continued employement with the Issuer.
5. These stock options were granted on February 6, 2019 (the "Grant Date"), and vest annually in three installments on each anniversary of the Grant Date, subject to the Reporting Person's continued employement with the issuer.
6. These stock options were granted on April 6, 2018 (the "Grant Date"), and vest annually in three installments on each anniversary of the Grant Date, subject to the Reporting Person's continued employement with the issuer. 2,147 of these stock options are currently vested.
/s/ Noelle J. Perkins 11/07/2019
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.