0001104659-17-062778.txt : 20171018
0001104659-17-062778.hdr.sgml : 20171018
20171018165003
ACCESSION NUMBER: 0001104659-17-062778
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20171016
FILED AS OF DATE: 20171018
DATE AS OF CHANGE: 20171018
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: RWS 2006 Family Trust
CENTRAL INDEX KEY: 0001718994
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38233
FILM NUMBER: 171143024
BUSINESS ADDRESS:
STREET 1: 1 JOY STREET
CITY: BOSTON
STATE: MA
ZIP: 02108
BUSINESS PHONE: 617-720-5800
MAIL ADDRESS:
STREET 1: 1 JOY STREET
CITY: BOSTON
STATE: MA
ZIP: 02108
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CarGurus, Inc.
CENTRAL INDEX KEY: 0001494259
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374]
IRS NUMBER: 043843478
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2 CANAL PARK
STREET 2: 4TH FLOOR
CITY: CAMBRIDGE
STATE: MA
ZIP: 02141
BUSINESS PHONE: 617 354 0068
MAIL ADDRESS:
STREET 1: 2 CANAL PARK
STREET 2: 4TH FLOOR
CITY: CAMBRIDGE
STATE: MA
ZIP: 02141
FORMER COMPANY:
FORMER CONFORMED NAME: Cargurus LLC
DATE OF NAME CHANGE: 20100615
4
1
a4.xml
4
X0306
4
2017-10-16
1
0001494259
CarGurus, Inc.
CARG
0001718994
RWS 2006 Family Trust
ONE JOY STREET
BOSTON
MA
02108
0
0
1
0
Class A Common Stock
2017-10-16
4
C
0
3015414
A
3015414
D
Series A Convertible Preferred Stock
2017-10-16
4
C
0
170087
0
D
Class A Common Stock
1020522
0
D
Series B Convertible Preferred Stock
2017-10-16
4
C
0
292144
0
D
Class A Common Stock
1752864
0
D
Series C Convertible Preferred Stock
2017-10-16
4
C
0
40338
0
D
Class A Common Stock
242028
0
D
Each share of the Issuer's Series A Convertible Preferred Stock converted into 6.0000023 shares of the Issuer's Class A Common Stock upon the closing of the Issuer's sale of its Class A Common Stock in its firm commitment underwritten initial public offering pursuant to a registration statement on Form S-1 (File No. 333-220495) under the Securities Act of 1933, as amended (the "IPO"), and had no expiration date. Each share of the Issuer's Series B Convertible Preferred Stock converted into 6.0000015 shares of the Issuer's Class A Common Stock upon closing of the IPO and had no expiration date. Each share of the Issuer's Series C Convertible Preferred Stock converted into 6 shares of the Issuer's Class A Common Stock upon closing of the IPO and had no expiration date.
The RWS 2006 Family Trust is a direct beneficial owner of the shares. Anastasios Parafestas, a director of the Issuer, is a co-trustee of the trust and may be deemed to be an indirect beneficial owner of the shares. Anastasios Parafestas expressly disclaims beneficial ownership of the shares held by The RWS 2006 Family Trust.
/s/ Anastasios Parafestas, co-trustee of the RWS 2006 Family Trust
2017-10-18