0001209191-21-065932.txt : 20211119 0001209191-21-065932.hdr.sgml : 20211119 20211119185004 ACCESSION NUMBER: 0001209191-21-065932 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211117 FILED AS OF DATE: 20211119 DATE AS OF CHANGE: 20211119 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hanson John T CENTRAL INDEX KEY: 0001531225 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35465 FILM NUMBER: 211429760 MAIL ADDRESS: STREET 1: 11011 VIA FRONTERA, SUITE A/B CITY: SAN DIEGO STATE: CA ZIP: 92127 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Turtle Beach Corp CENTRAL INDEX KEY: 0001493761 STANDARD INDUSTRIAL CLASSIFICATION: COMMUNICATIONS EQUIPMENT, NEC [3669] IRS NUMBER: 272767540 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 44 SOUTH BROADWAY STREET 2: 4TH FLOOR CITY: WHITE PLAINS STATE: NY ZIP: 10601 BUSINESS PHONE: 888-496-8001 MAIL ADDRESS: STREET 1: 44 SOUTH BROADWAY STREET 2: 4TH FLOOR CITY: WHITE PLAINS STATE: NY ZIP: 10601 FORMER COMPANY: FORMER CONFORMED NAME: Parametric Sound Corp DATE OF NAME CHANGE: 20100609 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-11-17 0 0001493761 Turtle Beach Corp HEAR 0001531225 Hanson John T C/O TURTLE BEACH CORPORATION 44 SOUTH BROADWAY, 4TH FLOOR WHITE PLAINS NY 10601 0 1 0 0 CFO, Treasurer and Secretary Common Stock 2021-11-17 4 M 0 1146 16.52 A 20653 D Common Stock 2021-11-17 4 M 0 10000 12.10 A 30653 D Common Stock 2021-11-17 4 S 0 11146 27.4175 D 19507 D Common Stock 2021-11-18 4 M 0 15833 12.10 A 35340 D Common Stock 2021-11-18 4 M 0 21770 5.95 A 57110 D Common Stock 2021-11-18 4 M 0 6250 7.24 A 63360 D Common Stock 2021-11-18 4 S 0 43853 27.4479 D 19507 D Common Stock 2021-11-19 4 M 0 8630 4.64 A 28137 D Common Stock 2021-11-19 4 M 0 23817 2.04 A 51954 D Common Stock 2021-11-19 4 S 0 31783 27.2458 D 20171 D Common Stock 2021-11-19 4 S 0 664 28.0668 D 19507 D Stock Option (Right to Buy) 16.52 2021-11-17 4 M 0 1146 0.00 D 2024-11-29 Common Stock 1146 0 D Stock Option (Right to Buy) 12.10 2021-11-17 4 M 0 10000 0.00 D 2029-04-01 Common Stock 10000 30000 D Stock Option (Right to Buy) 12.10 2021-11-18 4 M 0 15833 0.00 D 2029-04-01 Common Stock 15833 14167 D Stock Option (Right to Buy) 5.95 2021-11-18 4 M 0 21770 0.00 D 2030-04-01 Common Stock 21770 33230 D Stock Option (Right to Buy) 7.24 2021-11-18 4 M 0 6250 0.00 D 2025-05-29 Common Stock 6250 0 D Stock Option (Right to Buy) 4.64 2021-11-19 4 M 0 8630 0.00 D 2026-04-04 Common Stock 8630 0 D Stock Option (Right to Buy) 2.04 2021-11-19 4 M 0 23817 0.00 D 2027-11-13 Common Stock 23817 2696 D Restricted Stock Units Common Stock 10000 10000 D Restricted Stock Units Common Stock 20625 20625 D Restricted Stock Units Common Stock 18000 18000 D Stock Option (Right to Buy) 3.12 2028-04-11 Common Stock 29391 29391 D The price reported represents the weighted average sales price of shares sold in multiple transactions at prices ranging from $27.207 to $27.56 per share. The reporting person will provide to the issuer, any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. The price reported represents the weighted average sales price of shares sold in multiple transactions at prices ranging from $27 to $27.775 per share. The reporting person will provide to the issuer, any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. The price reported represents the weighted average sales price of shares sold in multiple transactions at prices ranging from $27 to $27.977 per share. The reporting person will provide to the issuer, any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. The price reported represents the weighted average sales price of shares sold in multiple transactions at prices ranging from $28.019 to $28.1075 per share. The reporting person will provide to the issuer, any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. All options were exercisable as of the transaction date. All exercised options were exercisable as of the transaction date, with the remainder options scheduled to vest in equal monthly installments until April 1, 2023. All exercised options were exercisable as of the transaction date, with the remainder options scheduled to vest in equal monthly installments until April 1, 2024. The securities are restricted stock units representing a contingent right to receive one share of Turtle Beach Corporation common stock, or cash with a value equal to the fair market value of the underlying common stock, or a combination thereof. These restricted stock units vest in equal annual installments until April 1, 2023. These restricted stock units vest in equal annual installments until April 1, 2024. One-quarter of these restricted stock units will vest on April 1, 2022, with the remainder of the restricted stock units vesting in equal annual installments until April 1, 2025. These options are scheduled to vest in equal monthly installments until April 11, 2022. /s/John T. Hanson 2021-11-19