0001209191-21-065932.txt : 20211119
0001209191-21-065932.hdr.sgml : 20211119
20211119185004
ACCESSION NUMBER: 0001209191-21-065932
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20211117
FILED AS OF DATE: 20211119
DATE AS OF CHANGE: 20211119
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Hanson John T
CENTRAL INDEX KEY: 0001531225
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35465
FILM NUMBER: 211429760
MAIL ADDRESS:
STREET 1: 11011 VIA FRONTERA, SUITE A/B
CITY: SAN DIEGO
STATE: CA
ZIP: 92127
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Turtle Beach Corp
CENTRAL INDEX KEY: 0001493761
STANDARD INDUSTRIAL CLASSIFICATION: COMMUNICATIONS EQUIPMENT, NEC [3669]
IRS NUMBER: 272767540
STATE OF INCORPORATION: NV
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 44 SOUTH BROADWAY
STREET 2: 4TH FLOOR
CITY: WHITE PLAINS
STATE: NY
ZIP: 10601
BUSINESS PHONE: 888-496-8001
MAIL ADDRESS:
STREET 1: 44 SOUTH BROADWAY
STREET 2: 4TH FLOOR
CITY: WHITE PLAINS
STATE: NY
ZIP: 10601
FORMER COMPANY:
FORMER CONFORMED NAME: Parametric Sound Corp
DATE OF NAME CHANGE: 20100609
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2021-11-17
0
0001493761
Turtle Beach Corp
HEAR
0001531225
Hanson John T
C/O TURTLE BEACH CORPORATION
44 SOUTH BROADWAY, 4TH FLOOR
WHITE PLAINS
NY
10601
0
1
0
0
CFO, Treasurer and Secretary
Common Stock
2021-11-17
4
M
0
1146
16.52
A
20653
D
Common Stock
2021-11-17
4
M
0
10000
12.10
A
30653
D
Common Stock
2021-11-17
4
S
0
11146
27.4175
D
19507
D
Common Stock
2021-11-18
4
M
0
15833
12.10
A
35340
D
Common Stock
2021-11-18
4
M
0
21770
5.95
A
57110
D
Common Stock
2021-11-18
4
M
0
6250
7.24
A
63360
D
Common Stock
2021-11-18
4
S
0
43853
27.4479
D
19507
D
Common Stock
2021-11-19
4
M
0
8630
4.64
A
28137
D
Common Stock
2021-11-19
4
M
0
23817
2.04
A
51954
D
Common Stock
2021-11-19
4
S
0
31783
27.2458
D
20171
D
Common Stock
2021-11-19
4
S
0
664
28.0668
D
19507
D
Stock Option (Right to Buy)
16.52
2021-11-17
4
M
0
1146
0.00
D
2024-11-29
Common Stock
1146
0
D
Stock Option (Right to Buy)
12.10
2021-11-17
4
M
0
10000
0.00
D
2029-04-01
Common Stock
10000
30000
D
Stock Option (Right to Buy)
12.10
2021-11-18
4
M
0
15833
0.00
D
2029-04-01
Common Stock
15833
14167
D
Stock Option (Right to Buy)
5.95
2021-11-18
4
M
0
21770
0.00
D
2030-04-01
Common Stock
21770
33230
D
Stock Option (Right to Buy)
7.24
2021-11-18
4
M
0
6250
0.00
D
2025-05-29
Common Stock
6250
0
D
Stock Option (Right to Buy)
4.64
2021-11-19
4
M
0
8630
0.00
D
2026-04-04
Common Stock
8630
0
D
Stock Option (Right to Buy)
2.04
2021-11-19
4
M
0
23817
0.00
D
2027-11-13
Common Stock
23817
2696
D
Restricted Stock Units
Common Stock
10000
10000
D
Restricted Stock Units
Common Stock
20625
20625
D
Restricted Stock Units
Common Stock
18000
18000
D
Stock Option (Right to Buy)
3.12
2028-04-11
Common Stock
29391
29391
D
The price reported represents the weighted average sales price of shares sold in multiple transactions at prices ranging from $27.207 to $27.56 per share. The reporting person will provide to the issuer, any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
The price reported represents the weighted average sales price of shares sold in multiple transactions at prices ranging from $27 to $27.775 per share. The reporting person will provide to the issuer, any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
The price reported represents the weighted average sales price of shares sold in multiple transactions at prices ranging from $27 to $27.977 per share. The reporting person will provide to the issuer, any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
The price reported represents the weighted average sales price of shares sold in multiple transactions at prices ranging from $28.019 to $28.1075 per share. The reporting person will provide to the issuer, any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
All options were exercisable as of the transaction date.
All exercised options were exercisable as of the transaction date, with the remainder options scheduled to vest in equal monthly installments until April 1, 2023.
All exercised options were exercisable as of the transaction date, with the remainder options scheduled to vest in equal monthly installments until April 1, 2024.
The securities are restricted stock units representing a contingent right to receive one share of Turtle Beach Corporation common stock, or cash with a value equal to the fair market value of the underlying common stock, or a combination thereof.
These restricted stock units vest in equal annual installments until April 1, 2023.
These restricted stock units vest in equal annual installments until April 1, 2024.
One-quarter of these restricted stock units will vest on April 1, 2022, with the remainder of the restricted stock units vesting in equal annual installments until April 1, 2025.
These options are scheduled to vest in equal monthly installments until April 11, 2022.
/s/John T. Hanson
2021-11-19