0001209191-20-014819.txt : 20200302 0001209191-20-014819.hdr.sgml : 20200302 20200302203741 ACCESSION NUMBER: 0001209191-20-014819 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200301 FILED AS OF DATE: 20200302 DATE AS OF CHANGE: 20200302 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kennedy Ciara CENTRAL INDEX KEY: 0001606087 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36591 FILM NUMBER: 20679560 MAIL ADDRESS: STREET 1: C/O LUMENA PHARMACEUTICALS, INC. STREET 2: 12531 HIGH BLUFF DRIVE, SUITE 110 CITY: SAN DIEGO STATE: CA ZIP: 92130 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: OTONOMY, INC. CENTRAL INDEX KEY: 0001493566 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 262590070 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4796 EXECUTIVE DRIVE CITY: SAN DIEGO STATE: CA ZIP: 92121 BUSINESS PHONE: (619) 323-2200 MAIL ADDRESS: STREET 1: 4796 EXECUTIVE DRIVE CITY: SAN DIEGO STATE: CA ZIP: 92121 FORMER COMPANY: FORMER CONFORMED NAME: Otonomy, Inc. DATE OF NAME CHANGE: 20100607 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-03-01 0 0001493566 OTONOMY, INC. OTIC 0001606087 Kennedy Ciara C/O OTONOMY, INC. 4796 EXECUTIVE DRIVE SAN DIEGO CA 92121 1 0 0 0 Stock Option (right to buy) 3.15 2020-03-01 4 A 0 35000 0.00 A 2030-02-28 Common Stock 35000 35000 D One-third (1/3) of the shares subject to the option shall vest on each anniversary of the date of grant. /s/ Paul E. Cayer, by power of attorney 2020-03-02