0001209191-18-007608.txt : 20180205 0001209191-18-007608.hdr.sgml : 20180205 20180205173707 ACCESSION NUMBER: 0001209191-18-007608 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180201 FILED AS OF DATE: 20180205 DATE AS OF CHANGE: 20180205 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cayer Paul E CENTRAL INDEX KEY: 0001615234 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36591 FILM NUMBER: 18575396 MAIL ADDRESS: STREET 1: C/O OTONOMY, INC. STREET 2: 6275 NANCY RIDGE ROAD, SUITE 100 CITY: SAN DIEGO STATE: CA ZIP: 92121 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: OTONOMY, INC. CENTRAL INDEX KEY: 0001493566 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 262590070 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4796 EXECUTIVE DRIVE CITY: SAN DIEGO STATE: CA ZIP: 92121 BUSINESS PHONE: (619) 323-2200 MAIL ADDRESS: STREET 1: 4796 EXECUTIVE DRIVE CITY: SAN DIEGO STATE: CA ZIP: 92121 FORMER COMPANY: FORMER CONFORMED NAME: Otonomy, Inc. DATE OF NAME CHANGE: 20100607 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-02-01 0 0001493566 OTONOMY, INC. OTIC 0001615234 Cayer Paul E C/O OTONOMY, INC. 4796 EXECUTIVE DRIVE SAN DIEGO CA 92121 0 1 0 0 Ch. Financial & Business Offcr Employee Stock Option (right to buy) 5.80 2018-02-01 4 A 0 130000 0.00 A 2028-01-31 Common Stock 130000 130000 D One-fourth (1/4) of the shares subject to the option vest on February 1, 2019 and one forty-eighth (1/48) of the shares vest monthly thereafter. In addition to the options acquired as set forth in Table II, the Reporting Person currently holds options to purchase up to an aggregate of 406,215 shares of common stock, which options vest according to their terms. /s/ Eric J. Loumeau, by power of attorney 2016-02-05