0001492996-14-000026.txt : 20141114 0001492996-14-000026.hdr.sgml : 20141114 20141114110951 ACCESSION NUMBER: 0001492996-14-000026 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140930 FILED AS OF DATE: 20141114 DATE AS OF CHANGE: 20141114 EFFECTIVENESS DATE: 20141114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: STERNE AGEE GROUP, INC. CENTRAL INDEX KEY: 0001492996 IRS NUMBER: 631175904 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13983 FILM NUMBER: 141221509 BUSINESS ADDRESS: STREET 1: 800 SHADES CREEK PARKWAY, SUITE 700 CITY: BIRMINGHAM STATE: AL ZIP: 35209 BUSINESS PHONE: 205-949-3500 MAIL ADDRESS: STREET 1: 800 SHADES CREEK PARKWAY, SUITE 700 CITY: BIRMINGHAM STATE: AL ZIP: 35209 13F-HR 1 primary_doc.xml 13F-HR LIVE false false true 0001492996 XXXXXXXX 09-30-2014 09-30-2014 false STERNE AGEE GROUP, INC.

800 Shades Creek Parkway, Suite 700 BIRMINGHAM AL 35209

13F HOLDINGS REPORT 028-13983 N Kelly Bolvig 205-271-6228 /s/ Kelly Bolvig Birmingham AL 11-14-2014 2 343 629457 1 0001134279 028-13128 TRUST Co OF STERNE AGEE, INC. 2 0001591988 028-15657 Sterne Agee Asset Management, Inc. 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829 20404 SH OTR 2 0 0 20404 CABELAS INC CS 126804301 901 15395 SH OTR 2 0 0 15395 CABLEVISION SYS CORP CS 12686C109 655 37084 SH OTR 2 0 0 37084 CANADIAN NATL RY CO CS 136375102 2614 36659 SH OTR 2 0 0 36659 CANADIAN NATL RY CO CS 136375102 976 13760 SH DFND 1 13760 0 0 CANADIAN PAC RY LTD CS 13645T100 4931 23767 SH OTR 2 0 0 23767 CARMAX INC CS 143130102 883 18751 SH OTR 2 0 0 18751 CATERPILLAR INC DEL CS 149123101 1107 11092 SH OTR 2 0 0 11092 CBS CORP NEW CS 124857202 1020 18774 SH OTR 2 0 0 18774 CENOVUS ENERGY INC CS 15135U109 278 10224 SH OTR 2 0 0 10224 CENTURYLINK INC CS 156700106 473 11568 SH DFND 1 11568 0 0 CHENIERE ENERGY INC cs 16411R208 1152 14400 SH DFND 1 14400 0 0 CHEVRON CORP NEW CS 166764100 4423 37068 SH OTR 2 0 0 37068 CHEVRON CORP NEW CS 166764100 4177 35005 SH DFND 1 35005 0 0 CHICAGO BRIDGE & IRON CO N V CS 167250109 3196 54769 SH OTR 2 0 0 54769 CHICAGO BRIDGE & IRON CO N V CS 167250109 596 10298 SH DFND 1 10298 0 0 CHUBB CORP CS 171232101 1556 17100 SH OTR 2 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FD 78464A698 692 18176 SH OTR 2 0 0 18176 SPROTT PHYSICAL GOLD TRUST CS 85207H104 565 56250 SH OTR 0 0 56250 STANLEY BLACK & DECKER INC CS 854502101 3099 34445 SH OTR 2 0 0 34445 STARBUCKS CORP CS 855244109 1073 14215 SH DFND 1 14215 0 0 STATOIL ASA CS 85771P102 275 10117 SH DFND 1 10117 0 0 STURM RUGER & CO INC CS 864159108 856 17260 SH OTR 2 0 0 17260 STURM RUGER & CO INC CS 864159108 636 13067 SH DFND 1 13067 0 0 SUMITOMO MITSUI FINL GROUP I FS 86562M209 277 33680 SH OTR 2 0 0 33680 SUNTRUST BKS INC CS 867914103 892 23258 SH OTR 2 0 0 23258 SUNTRUST BKS INC CS 867914103 455 11975 SH DFND 1 11975 0 0 SYNGENTA AG CS 87160A100 673 10627 SH DFND 1 10627 0 0 TAIWAN SEMICONDUCTOR MFG LTD CS 874039100 3643 182620 SH OTR 2 0 0 182620 TARGET CORP CS 87612E106 2337 37065 SH OTR 2 0 0 37065 TE CONNECTIVITY LTD CS H84989104 1110 20075 SH OTR 2 0 0 20075 TELUS CORP CS 87971M103 1202 35040 SH OTR 2 0 0 35040 TEMPUR SEALY INTL INC CS 88023U101 1242 22111 SH OTR 2 0 0 22111 TENET HEALTHCARE CORP CS 88033G407 1871 30849 SH OTR 2 0 0 30849 TERADATA CORP DEL CS 88076W103 668 15944 SH OTR 2 0 0 15944 TEREX CORP NEW CS 880779103 2507 77475 SH OTR 2 0 0 77475 TEVA PHARMACEUTICAL INDS LTD CS 881624209 4238 79120 SH OTR 2 0 0 79120 TEXAS INSTRS INC CS 882508104 794 16449 SH OTR 2 0 0 16449 THE ADT CORPORATION CS 00101J106 1370 38519 SH OTR 2 0 0 38519 TJX COS INC NEW CS 872540109 808 13513 SH OTR 2 0 0 13513 TORCHMARK CORP CS 891027104 6450 123162 SH DFND 1 123162 0 0 TORCHMARK CORP CS 891027104 876 16633 SH OTR 2 0 0 16633 TRANSCANADA CORP CS 89353D107 1645 31645 SH OTR 2 0 0 31645 TRAVELERS COMPANIES INC CS 89417E109 1752 18680 SH OTR 2 0 0 18680 TUPPERWARE BRANDS CORP CS 899896104 1450 20796 SH OTR 2 0 0 20796 TYCO INTERNATIONAL LTD CS H89128104 691 15588 SH OTR 2 0 0 15588 UNILEVER N V CS 904784709 1109 28078 SH OTR 2 0 0 28078 UNION PAC CORP CS 907818108 5126 47235 SH OTR 2 0 0 47235 UNION PAC CORP CS 907818108 1786 16469 SH DFND 1 16469 0 0 UNISYS CORP CS 909214306 974 41806 SH OTR 2 0 0 41806 UNITED CONTL HLDGS INC CS 910047109 1292 27635 SH OTR 2 0 0 27635 UNITED PARCEL SERVICE INC CS 911312106 3601 36997 SH OTR 2 0 0 36997 UNITED PARCEL SERVICE INC CS 911312106 1272 12946 SH DFND 1 12946 0 0 UNITEDHEALTH GROUP INC CS 91324P102 1802 20832 SH OTR 2 0 0 20832 UNIVERSAL ELECTRS INC CS 913483103 912 18472 SH OTR 2 0 0 18472 US BANCORP DEL CS 902973304 2966 71082 SH OTR 2 0 0 71082 US BANCORP DEL CS 902973304 891 21303 SH DFND 1 21303 0 0 VERIZON COMMUNICATIONS INC CS 92343V104 5358 107708 SH OTR 2 0 0 107708 VERIZON COMMUNICATIONS INC CS 92343V104 998 19973 SH DFND 1 19973 0 0 VODAFONE GROUP PLC NEW CS 92857W308 460 13706 SH OTR 2 0 0 13706 WABTEC CORP CS 929740108 3015 36967 SH OTR 2 0 0 36967 WADDELL & REED FINL INC CS 930059100 3276 63379 SH DFND 1 63379 0 0 WALGREEN CO CS 931422109 952 16063 SH DFND 1 16063 0 0 WAL-MART STORES INC CS 931142103 2907 38209 SH OTR 2 0 0 38209 WAL-MART STORES INC CS 931142103 1166 15250 SH DFND 1 15250 0 0 WASHINGTON REAL ESTATE INVT CS 939653101 283 10999 SH OTR 2 0 0 10999 WEATHERFORD INTL PLC CS G48833100 1297 61072 SH OTR 2 0 0 61072 WELLS FARGO & CO NEW CS 949746101 4059 78526 SH OTR 2 0 0 78526 WELLS FARGO & CO NEW CS 949746101 3590 69218 SH DFND 1 69218 0 0 WESTPAC BKG CORP CS 961214301 311 11055 SH DFND 1 11055 0 0 WESTPORT INNOVATIONS INC cs 960908309 389 37000 SH DFND 1 37000 0 0 WILLIAMS COS INC DEL CS 969457100 3788 67654 SH OTR 2 0 0 67654 WILLIS GROUP HOLDINGS PUBLIC CS G96666105 431 10410 SH OTR 2 0 0 10410 WISDOMTREE TR CS 97717W851 583 11147 SH DFND 1 11147 0 0 WORTHINGTON INDS INC CS 981811102 1044 28390 SH OTR 2 0 0 28390 XCEL ENERGY INC CS 98389B100 310 10226 SH OTR 2 0 0 10226 XYLEM INC CS 98419M100 3672 101300 SH OTR 2 0 0 101300 YAHOO INC CS 984332106 718 17610 SH DFND 1 17610 0 0 YANDEX N V CS N97284108 993 35195 SH OTR 2 0 0 35195