General Counsel

0001492996-14-000004.txt : 20140218 0001492996-14-000004.hdr.sgml : 20140217 20140218161805 ACCESSION NUMBER: 0001492996-14-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20131231 FILED AS OF DATE: 20140218 DATE AS OF CHANGE: 20140218 EFFECTIVENESS DATE: 20140218 FILER: COMPANY DATA: COMPANY CONFORMED NAME: STERNE AGEE GROUP, INC. CENTRAL INDEX KEY: 0001492996 IRS NUMBER: 631175904 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13983 FILM NUMBER: 14622428 BUSINESS ADDRESS: STREET 1: 800 SHADES CREEK PARKWAY, SUITE 700 CITY: BIRMINGHAM STATE: AL ZIP: 35209 BUSINESS PHONE: 205-949-3500 MAIL ADDRESS: STREET 1: 800 SHADES CREEK PARKWAY, SUITE 700 CITY: BIRMINGHAM STATE: AL ZIP: 35209 13F-HR 1 primary_doc.xml 13F-HR LIVE false false true 0001492996 XXXXXXXX 12-31-2013 12-31-2013 false STERNE AGEE GROUP, INC.

800 Shades Creek Parkway, Suite 700 BIRMINGHAM AL 35209

13F HOLDINGS REPORT 028-13983 N James Ritt General Counsel 205-439-6483 /s/ Jim Ritt Birmingham AL 02-05-2014 2 237 303687 1 0001134279 028-13128 TRUST Co OF STERNE AGEE, INC. 2 0001591988 028-15657 Sterne Agee Asset Management, Inc. INFORMATION TABLE 2 infotable.xml 3M CO CS 88579Y101 1881 13411 SH DFND 1 13411 0 0 ABBOTT LABS CS 002824100 1075 28035 SH DFND 1 28035 0 0 ABBOTT LABS CS 002824100 510 13308 SH OTR 2 0 0 13308 ABBVIE INC CS 00287Y109 787 14908 SH OTR 2 0 0 14908 ADVENT SOFTWARE INC CS 007974108 413 11819 SH OTR 2 0 0 11819 ALBEMARLE CORP CS 012653101 835 13174 SH OTR 2 0 0 13174 ALCOA INC CS 013817101 700 65867 SH DFND 1 65867 0 0 ALTRIA GROUP INC CS 02209S103 732 19070 SH DFND 1 19070 0 0 ALTRIA GROUP INC CS 02209S103 552 14386 SH OTR 2 0 0 14386 AMBEV SA CS 02319V103 279 37951 SH OTR 2 0 0 37951 AMERICAN AXLE & MFG HLDGS IN CS 024061103 289 14110 SH DFND 1 14110 0 0 AMERICAN EQTY INVT LIFE HLD CS 025676206 301 11410 SH DFND 1 11410 0 0 AMERICAN EXPRESS CO CS 025816109 1259 13875 SH OTR 2 0 0 13875 AMERICAN TOWER CORP NEW CS 03027X100 1186 14863 SH OTR 2 0 0 14863 AMERICAN WTR WKS CO INC NEW CS 030420103 1127 26668 SH OTR 2 0 0 26668 AMGEN INC CS 031162100 1235 10828 SH DFND 1 10828 0 0 APPLE INC CS 037833100 10747 19157 SH DFND 1 19157 0 0 AT&T INC CS 00206R102 2183 62099 SH DFND 1 62099 0 0 AT&T INC CS 00206R102 838 23839 SH OTR 2 0 0 23839 ATWOOD OCEANICS INC CS 050095108 547 10244 SH OTR 2 0 0 10244 BANK NEW YORK MELLON CORP CS 064058100 545 15586 SH OTR 2 0 0 15586 BANK NEW YORK MELLON CORP CS 064058100 367 10516 SH DFND 1 10516 0 0 BANK OF AMERICA CORPORATION CS 060505104 2073 133162 SH DFND 1 133162 0 0 BANK OF AMERICA CORPORATION CS 060505104 372 23924 SH OTR 2 0 0 23924 BARRICK GOLD CORP CS 067901108 535 30342 SH OTR 2 0 0 30342 BAXTER INTL INC CS 071813109 805 11579 SH OTR 2 0 0 11579 BAYTEX ENERGY CORP CS 07317Q105 587 15000 SH DFND 1 15000 0 0 BCE INC CS 05534B760 445 10276 SH OTR 2 0 0 10276 BERKSHIRE HATHAWAY INC DEL CS 084670702 1484 12515 SH DFND 1 12515 0 0 BHP BILLITON LTD CS 088606108 870 12762 SH DFND 1 12762 0 0 BORGWARNER INC CS 099724106 1304 23322 SH DFND 1 23322 0 0 BRANDYWINE RLTY TR CS 105368203 351 24920 SH DFND 1 24920 0 0 BRF SA CS 10552T107 455 21800 SH OTR 2 0 0 21800 BRIGGS & STRATTON CORP CS 109043109 337 15482 SH OTR 2 0 0 15482 BRISTOL MYERS SQUIBB CO CS 110122108 1605 30203 SH DFND 1 30203 0 0 CANADIAN NATL RY CO CS 136375102 935 16390 SH DFND 1 16390 0 0 CANADIAN NATL RY CO CS 136375102 704 12352 SH OTR 2 0 0 12352 CARMAX INC CS 143130102 495 10522 SH OTR 2 0 0 10522 CBS CORP NEW CS 124857202 904 14178 SH OTR 2 0 0 14178 CENOVUS ENERGY INC CS 15135U109 466 16265 SH OTR 2 0 0 16265 CENTURYLINK INC CS 156700106 369 11586 SH DFND 1 11586 0 0 CHENIERE ENERGY INC CS 16411R208 621 14400 SH DFND 1 14400 0 0 CHEVRON CORP NEW CS 166764100 3801 30429 SH DFND 1 30429 0 0 CHEVRON CORP NEW CS 166764100 1818 14551 SH OTR 2 0 0 14551 CHICAGO BRIDGE & IRON CO N V CS 167250109 1538 18499 SH DFND 1 18499 0 0 CHICAGO BRIDGE & IRON CO N V CS 167250109 1046 12581 SH OTR 2 0 0 12581 CISCO SYS INC CS 17275R102 1834 81752 SH OTR 2 0 0 81752 CISCO SYS INC CS 17275R102 377 16793 SH DFND 1 16793 0 0 CLEAN ENERGY FUELS CORP CS 184499101 438 34000 SH DFND 1 34000 0 0 COCA COLA CO CS 191216100 4650 112561 SH DFND 1 112561 0 0 COCA COLA ENTERPRISES INC NE CS 19122T109 615 13939 SH OTR 2 0 0 13939 COMCAST CORP NEW CS 20030N101 1224 23545 SH OTR 2 0 0 23545 CONOCOPHILLIPS CS 20825C104 1548 21916 SH DFND 1 21916 0 0 CORNING INC CS 219350105 968 54307 SH OTR 2 0 0 54307 CORNING INC CS 219350105 719 40341 SH DFND 1 40341 0 0 COVIDIEN PLC CS G2554F113 762 11192 SH OTR 2 0 0 11192 COVIDIEN PLC CS G2554F113 748 10979 SH DFND 1 10979 0 0 CREE INC CS 225447101 653 10450 SH DFND 1 10450 0 0 CYPRESS SEMICONDUCTOR CORP CS 232806109 408 38900 SH OTR 2 0 0 38900 D R HORTON INC CS 23331A109 867 38848 SH DFND 1 38848 0 0 DEERE & CO CS 244199105 1723 18867 SH DFND 1 18867 0 0 DEVON ENERGY CORP NEW CS 25179M103 748 12097 SH DFND 1 12097 0 0 DISCOVER FINL SVCS CS 254709108 765 13674 SH DFND 1 13674 0 0 DISNEY WALT CO CS 254687106 861 11267 SH OTR 2 0 0 11267 DOMINION RES INC VA NEW CS 25746U109 769 11885 SH OTR 2 0 0 11885 DR PEPPER SNAPPLE GROUP INC CS 26138E109 784 16101 SH OTR 2 0 0 16101 DTE ENERGY CO CS 233331107 758 11423 SH OTR 2 0 0 11423 DU PONT E I DE NEMOURS & CO CS 263534109 1405 21622 SH OTR 2 0 0 21622 E M C CORP MASS CS 268648102 348 13839 SH DFND 1 13839 0 0 EATON VANCE CORP CS 278265103 536 12531 SH OTR 2 0 0 12531 EBAY INC CS 278642103 713 12996 SH DFND 1 12996 0 0 EDISON INTL CS 281020107 463 10008 SH OTR 2 0 0 10008 EMERSON ELEC CO CS 291011104 742 10576 SH DFND 1 10576 0 0 ENNIS INC CS 293389102 484 27344 SH OTR 2 0 0 27344 EXELON CORP CS 30161N101 766 27984 SH OTR 2 0 0 27984 EXPRESS SCRIPTS HLDG CO CS 30219G108 974 13861 SH OTR 2 0 0 13861 EXPRESS SCRIPTS HLDG CO CS 30219G108 717 10209 SH DFND 1 10209 0 0 EXXON MOBIL CORP CS 30231G102 3883 38373 SH DFND 1 38373 0 0 EXXON MOBIL CORP CS 30231G102 2071 20469 SH OTR 2 0 0 20469 FIRST FINL HLDGS INC NEW CS 32023E105 1090 16395 SH DFND 1 16395 0 0 FIRST INDUSTRIAL REALTY TRUS CS 32054K103 328 18769 SH OTR 2 0 0 18769 FIRST TR EXCHANGE TRADED FD FD 33734X101 2821 87478 SH OTR 2 0 0 87478 FIRST TR EXCHANGE TRADED FD FD 33734X119 2628 73682 SH OTR 2 0 0 73682 FIRST TR EXCHANGE TRADED FD FD 33733E302 3065 51206 SH OTR 2 0 0 51206 FIRST TR EXCHANGE TRADED FD FD 33734X143 2099 43672 SH OTR 2 0 0 43672 FIRST TR EXCHANGE TRADED FD FD 33733E203 1208 17463 SH OTR 2 0 0 17463 FIRST TR MLP & ENERGY INCOME CS 33739B104 266 13300 SH OTR 2 0 0 13300 FORD MTR CO DEL CS 345370860 1644 106529 SH DFND 1 106529 0 0 FREEPORT-MCMORAN COPPER & GO CS 35671D857 1238 32800 SH DFND 1 32800 0 0 GALLAGHER ARTHUR J & CO CS 363576109 501 10670 SH OTR 2 0 0 10670 GASLOG LTD CS G37585109 751 43970 SH OTR 2 0 0 43970 GENERAL ELECTRIC CO CS 369604103 3043 108556 SH DFND 1 108556 0 0 GENERAL ELECTRIC CO CS 369604103 1466 52306 SH OTR 2 0 0 52306 GENERAL MTRS CO WTS 37045V126 250 10800 SH OTR 2 0 0 10800 GENESEE & WYO INC CS 371559105 6109 63600 SH OTR 1 63600 0 0 GLAXOSMITHKLINE PLC CS 37733W105 939 17582 SH OTR 2 0 0 17582 HALLIBURTON CO CS 406216101 510 10053 SH DFND 1 10053 0 0 HANNON ARMSTRONG SUST INFR C CS 41068X100 488 34950 SH OTR 2 0 0 34950 HOME DEPOT INC CS 437076102 1901 23085 SH DFND 1 23085 0 0 HOME DEPOT INC CS 437076102 910 11049 SH OTR 2 0 0 11049 HOME LN SERVICING SOLUTIONS CS G6648D109 451 19650 SH OTR 2 0 0 19650 HONEYWELL INTL INC CS 438516106 1592 17422 SH DFND 1 17422 0 0 ING GROEP N V CS 456837103 374 26690 SH DFND 1 26690 0 0 INTEL CORP CS 458140100 1771 68235 SH DFND 1 68235 0 0 INTEL CORP CS 458140100 1574 60640 SH OTR 2 0 0 60640 INTERFACE INC CS 458665304 228 10400 SH OTR 2 0 0 10400 INTERNATIONAL BUSINESS MACHS CS 459200101 2478 13213 SH DFND 1 13213 0 0 ISHARES 1-3 YR CR BD ETF FD 464288646 24414 231499 SH OTR 2 0 0 231499 ISHARES DOW JONES US ETF FD 464287846 2204 23608 SH OTR 2 0 0 23608 ISHARES HIGH DIVIDND ETF FD 46429B663 736 10471 SH DFND 1 10471 0 0 ISHARES MSCI EAFE ETF FD 464287465 8033 119727 SH OTR 2 0 0 119727 ISHARES MSCI EMG MKT ETF FD 464287234 2088 49950 SH DFND 1 49950 0 0 ISHARES MSCI EMG MKT ETF FD 464287234 725 17349 SH OTR 2 0 0 17349 ISHARES MSCI GERMANY ETF FD 464286806 1400 44087 SH OTR 2 0 0 44087 ISHARES MSCI NETHERL ETF FD 464286814 743 28670 SH OTR 2 0 0 28670 ISHARES MSCI SZ CAP ETF FD 464286749 661 20044 SH OTR 2 0 0 20044 ISHARES RUSSELL 3000 ETF FD 464287689 11278 101922 SH OTR 2 0 0 101922 ISHARES SELECT DIVID ETF FD 464287168 2136 29936 SH DFND 1 29936 0 0 ISHARES SILVER TRUST FD 46428Q109 400 21390 SH DFND 1 21390 0 0 ITC HLDGS CORP CS 465685105 2168 22626 SH OTR 2 0 0 22626 ITRON INC CS 465741106 502 12116 SH OTR 2 0 0 12116 JOHNSON & JOHNSON CS 478160104 2936 32052 SH DFND 1 32052 0 0 JOHNSON & JOHNSON CS 478160104 1652 18036 SH OTR 2 0 0 18036 JPMORGAN CHASE & CO CS 46625H100 2932 50142 SH DFND 1 50142 0 0 JPMORGAN CHASE & CO CS 46625H100 1352 23111 SH OTR 2 0 0 23111 KELLOGG CO CS 487836108 735 12035 SH OTR 2 0 0 12035 LAS VEGAS SANDS CORP CS 517834107 1893 24000 SH OTR 1 24000 0 0 LAZARD LTD CS G54050102 666 14689 SH OTR 2 0 0 14689 LIQUIDITY SERVICES INC CS 53635B107 341 15067 SH OTR 2 0 0 15067 MACK CALI RLTY CORP CS 554489104 229 10680 SH OTR 2 0 0 10680 MAIDEN HOLDINGS LTD CS G5753U112 456 41700 SH OTR 2 0 0 41700 MARKET VECTORS ETF TR CS 57060U100 701 33190 SH DFND 1 33190 0 0 MATERION CORP CS 576690101 438 14209 SH OTR 2 0 0 14209 MBIA INC CS 55262C100 428 35838 SH OTR 2 0 0 35838 MEDTRONIC INC CS 585055106 838 14602 SH OTR 2 0 0 14602 MICROCHIP TECHNOLOGY INC CS 595017104 808 18045 SH OTR 2 0 0 18045 MICROSOFT CORP CS 594918104 3049 81499 SH DFND 1 81499 0 0 MICROSOFT CORP CS 594918104 1439 38473 SH OTR 2 0 0 38473 MITSUBISHI UFJ FINL GROUP IN CS 606822104 213 31930 SH DFND 1 31930 0 0 MOLSON COORS BREWING CO CS 60871R209 1069 19032 SH OTR 2 0 0 19032 MORGAN STANLEY CS 617446448 934 29792 SH DFND 1 29792 0 0 NATIONAL OILWELL VARCO INC CS 637071101 1310 16468 SH OTR 2 0 0 16468 NCR CORP NEW CS 62886E108 929 27274 SH OTR 2 0 0 27274 NEW RESIDENTIAL INVT CORP CS 64828T102 535 80050 SH OTR 2 0 0 80050 NEWCASTLE INVT CORP CS 65105M108 605 105425 SH OTR 2 0 0 105425 NEWMONT MINING CORP CS 651639106 712 30900 SH DFND 1 30900 0 0 NEWMONT MINING CORP CS 651639106 282 12248 SH OTR 2 0 0 12248 NEXTERA ENERGY INC CS 65339F101 1177 13744 SH OTR 2 0 0 13744 NIKE INC CS 654106103 1031 13116 SH DFND 1 13116 0 0 NISOURCE INC CS 65473P105 791 24061 SH OTR 2 0 0 24061 NN INC CS 629337106 303 15000 SH DFND 1 15000 0 0 NORFOLK SOUTHERN CORP CS 655844108 997 10736 SH DFND 1 10736 0 0 NORTHEAST UTILS CS 664397106 632 14914 SH OTR 2 0 0 14914 NOVARTIS A G CS 66987V109 835 10386 SH OTR 2 0 0 10386 NQ MOBILE INC CS 64118U108 258 17550 SH OTR 2 0 0 17550 OLD DOMINION FGHT LINES INC CS 679580100 565 10661 SH OTR 2 0 0 10661 ONEOK INC NEW CS 682680103 674 10835 SH OTR 2 0 0 10835 ORACLE CORP CS 68389X105 1505 39329 SH DFND 1 39329 0 0 PACKAGING CORP AMER CS 695156109 1136 17958 SH OTR 2 0 0 17958 PAN AMERICAN SILVER CORP CS 697900108 468 40000 SH DFND 1 40000 0 0 PATTERN ENERGY GROUP INC CS 70338P100 510 16835 SH OTR 2 0 0 16835 PAYCHEX INC CS 704326107 773 16970 SH OTR 2 0 0 16970 PENN WEST PETE LTD NEW CS 707887105 251 30000 SH DFND 1 30000 0 0 PEPSICO INC CS 713448108 1520 18330 SH OTR 2 0 0 18330 PFIZER INC CS 717081103 1556 50788 SH DFND 1 50788 0 0 PFIZER INC CS 717081103 968 31613 SH OTR 2 0 0 31613 PINNACLE WEST CAP CORP CS 723484101 656 12394 SH OTR 2 0 0 12394 PNC FINL SVCS GROUP INC CS 693475105 1423 18345 SH OTR 2 0 0 18345 POWERSHARES DB CMDTY IDX TRA FD 73935S105 321 12502 SH OTR 2 0 0 12502 POWERSHARES ETF TRUST FD 73935X153 923 25175 SH OTR 2 0 0 25175 POWERSHARES ETF TRUST II FD 73936Q108 347 13103 SH OTR 2 0 0 13103 POWERSHARES ETF TRUST II FD 73936Q744 435 10949 SH OTR 2 0 0 10949 PROCTER & GAMBLE CO CS 742718109 2731 33549 SH DFND 1 33549 0 0 PROCTER & GAMBLE CO CS 742718109 1452 17838 SH OTR 2 0 0 17838 PROTECTIVE LIFE CORP CS 743674103 1216 24000 SH OTR 1 24000 0 0 PROTECTIVE LIFE CORP CS 743674103 942 18592 SH DFND 1 18592 0 0 PULTE GROUP INC CS 745867101 251 12335 SH OTR 2 0 0 12335 QUALCOMM INC CS 747525103 2431 32741 SH DFND 1 32741 0 0 RAYONIER INC CS 754907103 544 12931 SH DFND 1 12931 0 0 REGIONS FINL CORP NEW CS 7591EP100 522 52734 SH DFND 1 52734 0 0 REGIONS FINL CORP NEW CS 7591EP100 297 30000 SH OTR 1 30000 0 0 ROYAL DUTCH SHELL PLC CS 780259107 858 11424 SH OTR 2 0 0 11424 SCANA CORP NEW CS 80589M102 617 13138 SH OTR 2 0 0 13138 SCHLUMBERGER LTD CS 806857108 1717 19060 SH DFND 1 19060 0 0 SCHLUMBERGER LTD CS 806857108 1026 11387 SH OTR 2 0 0 11387 SCHWAB CHARLES CORP NEW CS 808513105 409 15738 SH OTR 2 0 0 15738 SEADRILL LIMITED CS G7945E105 746 18169 SH DFND 1 18169 0 0 SELECT SECTOR SPDR TR CS 81369Y803 1425 39864 SH OTR 2 0 0 39864 SELECT SECTOR SPDR TR FD 81369Y886 737 19400 SH DFND 1 19400 0 0 SENSATA TECHNOLOGIES HLDG BV CS N7902X106 500 12907 SH OTR 2 0 0 12907 SERVICE CORP INTL CS 817565104 513 28320 SH OTR 2 0 0 28320 SONOCO PRODS CO CS 835495102 511 12237 SH OTR 2 0 0 12237 SONY CORP CS 835699307 377 21807 SH OTR 2 0 0 21807 SOUTH JERSEY INDS INC CS 838518108 653 11675 SH OTR 2 0 0 11675 SOUTHERN CO CS 842587107 806 19607 SH OTR 2 0 0 19607 SOUTHERN CO CS 842587107 569 13845 SH DFND 1 13845 0 0 SPDR GOLD TRUST FD 78463V107 1966 16931 SH DFND 1 16931 0 0 SPDR SERIES TRUST FD 78464A359 3282 70233 SH DFND 1 70233 0 0 STURM RUGER & CO INC CS 864159108 845 11567 SH DFND 1 11567 0 0 SUNEDISON INC CS 86732Y109 439 33650 SH OTR 2 0 0 33650 SUNTRUST BKS INC CS 867914103 457 12417 SH DFND 1 12417 0 0 SYMANTEC CORP CS 871503108 245 10400 SH OTR 2 0 0 10400 TAIWAN SEMICONDUCTOR MFG LTD CS 874039100 1268 72735 SH OTR 2 0 0 72735 TARGET CORP CS 87612E106 1029 16256 SH OTR 2 0 0 16256 TELUS CORP CS 87971M103 552 16034 SH OTR 2 0 0 16034 TEMPUR SEALY INTL INC CS 88023U101 578 10709 SH OTR 2 0 0 10709 TENET HEALTHCARE CORP CS 88033G407 672 15952 SH OTR 2 0 0 15952 TEREX CORP NEW CS 880779103 791 18844 SH OTR 2 0 0 18844 TEVA PHARMACEUTICAL INDS LTD CS 881624209 489 12210 SH OTR 2 0 0 12210 TORCHMARK CORP CS 891027104 6110 78180 SH DFND 1 78180 0 0 TRANSCANADA CORP CS 89353D107 543 11897 SH OTR 2 0 0 11897 TUPPERWARE BRANDS CORP CS 899896104 1000 10574 SH OTR 2 0 0 10574 TWO HBRS INVT CORP CS 90187B101 216 23320 SH DFND 1 23320 0 0 UNILEVER N V CS 904784709 530 13162 SH OTR 2 0 0 13162 UNITED PARCEL SERVICE INC CS 911312106 1056 10053 SH OTR 2 0 0 10053 US BANCORP DEL CS 902973304 1252 30999 SH OTR 2 0 0 30999 US BANCORP DEL CS 902973304 1030 25485 SH DFND 1 25485 0 0 VALERO ENERGY CORP NEW CS 91913Y100 747 14823 SH OTR 2 0 0 14823 VERIZON COMMUNICATIONS INC CS 92343V104 1248 25388 SH OTR 2 0 0 25388 VERIZON COMMUNICATIONS INC CS 92343V104 1054 21455 SH DFND 1 21455 0 0 VODAFONE GROUP PLC NEW CS 92857W209 540 13733 SH OTR 2 0 0 13733 WADDELL & REED FINL INC CS 930059100 3925 60272 SH DFND 1 60272 0 0 WALGREEN CO CS 931422109 849 14785 SH DFND 1 14785 0 0 WAL-MART STORES INC CS 931142103 2043 25968 SH DFND 1 25968 0 0 WAL-MART STORES INC CS 931142103 1071 13608 SH OTR 2 0 0 13608 WEATHERFORD INTERNATIONAL LT CS H27013103 486 31391 SH OTR 2 0 0 31391 WELLS FARGO & CO NEW CS 949746101 2886 63560 SH DFND 1 63560 0 0 WELLS FARGO & CO NEW CS 949746101 1645 36237 SH OTR 2 0 0 36237 WELLS FARGO & CO NEW WTS 949746119 471 29625 SH OTR 2 0 0 29625 WESBANCO INC CS 950810101 362 11310 SH DFND 1 11310 0 0 WESTPORT INNOVATIONS INC CS 960908309 392 20000 SH DFND 1 20000 0 0 WEYERHAEUSER CO CS 962166104 377 11950 SH OTR 2 0 0 11950 WILLIAMS COS INC DEL CS 969457100 1755 45499 SH OTR 2 0 0 45499 WISCONSIN ENERGY CORP CS 976657106 932 22539 SH OTR 2 0 0 22539 WORTHINGTON INDS INC CS 981811102 857 20356 SH OTR 2 0 0 20356 XYLEM INC CS 98419M100 1001 28937 SH OTR 2 0 0 28937 ZOETIS INC CS 98978V103 469 14337 SH OTR 2 0 0 14337