General Counsel

0001492996-13-000011.txt : 20131115 0001492996-13-000011.hdr.sgml : 20131115 20131115124227 ACCESSION NUMBER: 0001492996-13-000011 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20130930 FILED AS OF DATE: 20131115 DATE AS OF CHANGE: 20131115 EFFECTIVENESS DATE: 20131115 FILER: COMPANY DATA: COMPANY CONFORMED NAME: STERNE AGEE GROUP, INC. CENTRAL INDEX KEY: 0001492996 IRS NUMBER: 631175904 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13983 FILM NUMBER: 131223212 BUSINESS ADDRESS: STREET 1: 800 SHADES CREEK PARKWAY, SUITE 700 CITY: BIRMINGHAM STATE: AL ZIP: 35209 BUSINESS PHONE: 205-949-3500 MAIL ADDRESS: STREET 1: 800 SHADES CREEK PARKWAY, SUITE 700 CITY: BIRMINGHAM STATE: AL ZIP: 35209 13F-HR 1 primary_doc.xml 13F-HR LIVE false false true 0001492996 XXXXXXXX 09-30-2013 09-30-2013 false STERNE AGEE GROUP, INC.

800 Shades Creek Parkway, Suite 700 BIRMINGHAM AL 35209

13F HOLDINGS REPORT 028-13983 N James Ritt General Counsel 205-439-6483 /s/ Jim Ritt Birmingham AL 11-13-2013 2 288 258033 1 0001134279 028-13128 TRUST Co OF STERNE AGEE, INC. 2 0001591988 028-15657 Sterne Agee Investment Advisors, Inc. INFORMATION TABLE 2 infotable.xml ISHARES 1-3 YR CR BD ETF FD 464288646 24358 231360 SH OTR 2 0 0 231360 ISHARES MSCI EAFE ETF FD 464287465 10669 167219 SH OTR 2 0 0 167219 ISHARES S&P GSCI COMMODITY I UNIT BEN INT FD 46428R107 4838 149425 SH DFND 1 149425 0 0 BANK OF AMERICA CORPORATION CS 060505104 1788 129575 SH DFND 1 129575 0 0 NEW RESIDENTIAL INVT CORP CS 64828T102 770 116350 SH OTR 2 0 0 116350 ISHARES RUSSELL 3000 ETF FD 464287689 10554 104349 SH OTR 2 0 0 104349 NEWCASTLE INVT CORP CS 65105M108 586 104225 SH OTR 2 0 0 104225 FORD MTR CO DEL CS 345370860 1730 102544 SH DFND 1 102544 0 0 GENERAL ELECTRIC CO CS 369604103 2313 96801 SH DFND 1 96801 0 0 FIRST TR EXCHANGE TRADED FD CONSUMR DISCRE CS 33734X101 2346 79123 SH OTR 2 0 0 79123 MICROSOFT CORP CS 594918104 2566 77109 SH DFND 1 77109 0 0 COCA COLA CO CS 191216100 4067 74549 SH DFND 1 74549 0 0 FIRST TR EXCHANGE TRADED FD CONSUMR STAPLE CS 33734X119 2169 65962 SH OTR 2 0 0 65962 GENESEE & WYO INC CL A CS 371559105 5913 63600 SH OTR 1 63600 0 0 REGIONS FINL CORP NEW CS 7591EP100 579 62567 SH DFND 1 62567 0 0 INTEL CORP CS 458140100 1409 61482 SH DFND 1 61482 0 0 WELLS FARGO & CO NEW CS 949746101 2538 61423 SH DFND 1 61423 0 0 MITSUBISHI UFJ FINL GROUP IN CS 606822104 379 59080 SH DFND 1 59080 0 0 SIGA TECHNOLOGIES INC CS 826917106 222 58100 SH OTR 2 0 0 58100 PFIZER INC CS 717081103 1645 57257 SH DFND 1 57257 0 0 FIRST TR EXCHANGE TRADED FD DJ INTERNT IDX CS 33733E302 2810 52254 SH OTR 2 0 0 52254 SELECT SECTOR SPDR TR TECHNOLOGY FD 81369Y803 1524 47579 SH OTR 2 0 0 47579 AT&T INC CS 00206R102 1576 46597 SH DFND 1 46597 0 0 ORACLE CORP CS 68389X105 1516 45714 SH DFND 1 45714 0 0 GENERAL ELECTRIC CO CS 369604103 1091 45651 SH OTR 2 0 0 45651 FIRST TR EXCHANGE TRADED FD HLTH CARE ALPH CS 33734X143 1935 44671 SH OTR 2 0 0 44671 GASLOG LTD CS G37585109 661 44270 SH OTR 2 0 0 44270 JPMORGAN CHASE & CO CS 46625H100 2180 42167 SH DFND 1 42167 0 0 FREEPORT-MCMORAN COPPER & GO CS 35671D857 1382 41766 SH DFND 1 41766 0 0 MAIDEN HOLDINGS LTD CS G5753U112 477 40400 SH OTR 2 0 0 40400 SPDR SERIES TRUST BRC CNV SECS ETF FD 78464A359 1822 40307 SH DFND 1 40307 0 0 EXXON MOBIL CORP CS 30231G102 3201 37202 SH DFND 1 37202 0 0 CYPRESS SEMICONDUCTOR CORP CS 232806109 344 36800 SH OTR 2 0 0 36800 ISHARES SELECT DIVID ETF FD 464287168 2194 33069 SH DFND 1 33069 0 0 CORNING INC CS 219350105 479 32826 SH DFND 1 32826 0 0 FIRST TR EXCHANGE TRADED FD NY ARCA BIOTECH CS 33733E203 2105 32478 SH OTR 2 0 0 32478 QUALCOMM INC CS 747525103 2119 31473 SH DFND 1 31473 0 0 PROCTER & GAMBLE CO CS 742718109 2341 30964 SH DFND 1 30964 0 0 NEWMONT MINING CORP CS 651639106 868 30900 SH DFND 1 30900 0 0 PENN WEST PETE LTD NEW CS 707887105 334 30000 SH DFND 1 30000 0 0 REGIONS FINL CORP NEW CS 7591EP100 278 30000 SH OTR 1 30000 0 0 ISHARES MSCI EMG MKT ETF FD 464287234 1221 29950 SH DFND 1 29950 0 0 WELLS FARGO & CO NEW W 949746119 418 29750 SH OTR 2 0 0 29750 SUNEDISON INC CS 86732Y109 236 29550 SH OTR 2 0 0 29550 BRISTOL MYERS SQUIBB CO CS 110122108 1357 29325 SH DFND 1 29325 0 0 ISHARES MSCI EMG MKT ETF FD 464287234 1192 29236 SH OTR 2 0 0 29236 US BANCORP DEL CS 902973304 1067 29165 SH DFND 1 29165 0 0 BRANDYWINE RLTY TR SH BEN INT NEW CS 105368203 381 28910 SH DFND 1 28910 0 0 JOHNSON & JOHNSON CS 478160104 2477 28569 SH DFND 1 28569 0 0 MORGAN STANLEY CS 617446448 769 28547 SH DFND 1 28547 0 0 CHEVRON CORP NEW CS 166764100 3419 28144 SH DFND 1 28144 0 0 ISHARES MSCI NETHERL ETF FD 464286814 634 26625 SH OTR 2 0 0 26625 TWO HBRS INVT CORP CS 90187B101 254 26130 SH DFND 1 26130 0 0 WAL-MART STORES INC CS 931142103 1847 24971 SH DFND 1 24971 0 0 LAS VEGAS SANDS CORP CS 517834107 1594 24000 SH OTR 1 24000 0 0 PROTECTIVE LIFE CORP CS 743674103 1021 24000 SH OTR 1 24000 0 0 POWERSHARES DB CMDTY IDX TRA UNIT BEN INT FD 73935S105 610 23695 SH OTR 2 0 0 23695 SPDR GOLD TRUST GOLD SHS FD 78463V107 2986 23296 SH DFND 1 23296 0 0 ISHARES MSCI GERMANY ETF FD 464286806 642 23085 SH OTR 2 0 0 23085 TORCHMARK CORP CS 891027104 4715 23079 SH DFND 1 23079 0 0 PACIFIC COAST OIL TR UNIT BEN INT CS 694103102 356 22125 SH OTR 2 0 0 22125 HOME DEPOT INC CS 437076102 1649 21744 SH DFND 1 21744 0 0 ISHARES SILVER TRUST ISHARES FD 46428Q109 439 21000 SH DFND 1 21000 0 0 ARMOUR RESIDENTIAL REIT INC CS 042315101 88 21000 SH OTR 1 21000 0 0 VERIZON COMMUNICATIONS INC CS 92343V104 971 20796 SH DFND 1 20796 0 0 PROTECTIVE LIFE CORP CS 743674103 881 20712 SH DFND 1 20712 0 0 HOME LN SERVICING SOLUTIONS CS G6648D109 453 20600 SH OTR 2 0 0 20600 ISHARES MSCI SZ CAP ETF FD 464286749 642 20519 SH OTR 2 0 0 20519 WESTPORT INNOVATIONS INC CS 960908309 484 20000 SH DFND 1 20000 0 0 ISHARES DOW JONES US ETF FD 464287846 1704 19994 SH OTR 2 0 0 19994 CONOCOPHILLIPS CS 20825C104 1375 19784 SH DFND 1 19784 0 0 PFIZER INC CS 717081103 565 19676 SH OTR 2 0 0 19676 DEERE & CO CS 244199105 1574 19333 SH DFND 1 19333 0 0 ISHARES MSCI SWEDEN ETF FD 464286756 656 19143 SH OTR 2 0 0 19143 SCHLUMBERGER LTD CS 806857108 1656 18746 SH DFND 1 18746 0 0 ABBOTT LABS CS 002824100 614 18488 SH DFND 1 18488 0 0 POWERSHARES ETF TRUST DWA TECH LDRS FD 73935X153 622 18387 SH OTR 2 0 0 18387 MARKET VECTORS ETF TR GOLD MINER ETF FD 57060U100 455 18190 SH DFND 1 18190 0 0 D R HORTON INC CS 23331A109 349 17945 SH DFND 1 17945 0 0 CHICAGO BRIDGE & IRON CO N V CS 167250109 1209 17847 SH DFND 1 17847 0 0 HONEYWELL INTL INC CS 438516106 1434 17266 SH DFND 1 17266 0 0 FIRST TR MLP & ENERGY INCOME CS 33739B104 328 16750 SH OTR 2 0 0 16750 FIRST FINL HLDGS INC NEW CS 32023E105 904 16395 SH DFND 1 16395 0 0 WILLIAMS COS INC DEL CS 969457100 590 16225 SH OTR 2 0 0 16225 E M C CORP MASS CS 268648102 410 16029 SH DFND 1 16029 0 0 CISCO SYS INC CS 17275R102 371 15835 SH DFND 1 15835 0 0 WEATHERFORD INTERNATIONAL LT REG SHS CS H27013103 233 15175 SH OTR 2 0 0 15175 SEADRILL LIMITED CS G7945E105 681 15109 SH DFND 1 15109 0 0 WALGREEN CO CS 931422109 812 15102 SH DFND 1 15102 0 0 BAYTEX ENERGY CORP CS 07317Q105 619 15000 SH DFND 1 15000 0 0 NN INC CS 629337106 233 15000 SH DFND 1 15000 0 0 AMERICAN AXLE & MFG HLDGS IN CS 024061103 295 14970 SH DFND 1 14970 0 0 ALTRIA GROUP INC CS 02209S103 509 14828 SH DFND 1 14828 0 0 CHENIERE ENERGY INC CS 16411R208 492 14400 SH DFND 1 14400 0 0 UNITEDHEALTH GROUP INC CS 91324P102 1028 14362 SH DFND 1 14362 0 0 INTERNATIONAL BUSINESS MACHS CS 459200101 2612 14105 SH DFND 1 14105 0 0 ASIA ENTN & RESOURCES LTD CS G0539K108 53 13500 SH OTR 1 13500 0 0 ZOETIS INC CL A CS 98978V103 419 13475 SH OTR 2 0 0 13475 HEALTH INS INNOVATIONS INC CS 42225K106 161 13450 SH OTR 2 0 0 13450 SOUTHERN CO CS 842587107 548 13300 SH DFND 1 13300 0 0 RAYONIER INC CS 754907103 720 12930 SH DFND 1 12930 0 0 3M CO CS 88579Y101 1533 12834 SH DFND 1 12834 0 0 NIKE INC CL B CS 654106103 896 12336 SH DFND 1 12336 0 0 HALLIBURTON CO CS 406216101 593 12323 SH DFND 1 12323 0 0 APPLE INC CS 037833100 5839 12248 SH DFND 1 12248 0 0 BHP BILLITON LTD CS 088606108 812 12212 SH DFND 1 12212 0 0 SUNTRUST BKS INC CS 867914103 391 12052 SH DFND 1 12052 0 0 CENTURYLINK INC CS 156700106 372 11841 SH DFND 1 11841 0 0 EBAY INC CS 278642103 655 11737 SH DFND 1 11737 0 0 CISCO SYS INC CS 17275R102 274 11700 SH OTR 2 0 0 11700 DEVON ENERGY CORP NEW CS 25179M103 676 11699 SH DFND 1 11699 0 0 BORGWARNER INC CS 099724106 1179 11626 SH DFND 1 11626 0 0 SABRA HEALTH CARE REIT INC CS 78573L106 264 11495 SH DFND 1 11495 0 0 AMERICAN EQTY INVT LIFE HLD CS 025676206 242 11410 SH DFND 1 11410 0 0 RAMCO-GERSHENSON PPTYS TR CS 751452202 175 11380 SH DFND 1 11380 0 0 FRONTIER COMMUNICATIONS CORP CS 35906A108 47 11250 SH OTR 2 0 0 11250 DISCOVER FINL SVCS CS 254709108 569 11249 SH DFND 1 11249 0 0 U S SILICA HLDGS INC CS 90346E103 279 11200 SH OTR 2 0 0 11200 NOMURA HLDGS INC CS 65535H208 87 11120 SH DFND 1 11120 0 0 PROSHARES TR II ULTRA SILVER FD 74347W841 221 11000 SH DFND 1 11000 0 0 SYNOVUS FINL CORP CS 87161C105 36 11000 SH DFND 1 11000 0 0 WESBANCO INC CS 950810101 325 10920 SH DFND 1 10920 0 0 GULFPORT ENERGY CORP CS 402635304 696 10812 SH OTR 2 0 0 10812 POWERSHS DB MULTI SECT COMM DB ENERGY FUND FD 73936B101 301 10694 SH OTR 2 0 0 10694 ABBVIE INC CS 00287Y109 477 10675 SH OTR 2 0 0 10675 SYNGENTA AG CS 87160A100 865 10638 SH DFND 1 10638 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW CS 084670702 1202 10588 SH DFND 1 10588 0 0 ENTERPRISE PRODS PARTNERS L CS 293792107 641 10496 SH OTR 2 0 0 10496 UNILEVER PLC CS 904767704 404 10461 SH DFND 1 10461 0 0 SYMANTEC CORP CS 871503108 257 10400 SH OTR 2 0 0 10400 EMERSON ELEC CO CS 291011104 665 10284 SH DFND 1 10284 0 0 CREE INC CS 225447101 617 10250 SH DFND 1 10250 0 0 POWERSHARES ETF TR II S&P500 LOW VOL FD 73937B779 319 10237 SH OTR 2 0 0 10237 DU PONT E I DE NEMOURS & CO CS 263534109 596 10175 SH DFND 1 10175 0 0 AMGEN INC CS 031162100 1127 10070 SH DFND 1 10070 0 0 PAN AMERICAN SILVER CORP CS 697900108 106 10000 SH DFND 1 10000 0 0 WADDELL & REED FINL INC CL A CS 930059100 2849 3993 SH DFND 1 3993 0 0 GOOGLE INC CL A CS 38259P508 2465 2814 SH DFND 1 2814 0 0 SELECT SECTOR SPDR TR SBI INT-UTILS FD 81369Y886 2294 61400 SH DFND 1 61400 0 0 AMAZON COM INC CS 023135106 1590 5086 SH DFND 1 5086 0 0 NOVO-NORDISK A S CS 670100205 1261 7451 SH DFND 1 7451 0 0 UNION PAC CORP CS 907818108 1157 7446 SH DFND 1 7446 0 0 ATRION CORP CS 049904105 970 3750 SH DFND 1 3750 0 0 ISHARES CORE S&P500 ETF FD 464287200 966 5720 SH OTR 2 0 0 5720 CANADIAN NATL RY CO CS 136375102 818 8066 SH DFND 1 8066 0 0 ISHARES CORE TOTUSBD ETF FD 464287226 806 7521 SH OTR 2 0 0 7521 ISHARES RUS MID-CAP ETF FD 464287499 799 5743 SH DFND 1 5743 0 0 DIAGEO P L C CS 25243Q205 768 6042 SH DFND 1 6042 0 0 JAZZ PHARMACEUTICALS PLC SHS USD CS G50871105 762 8282 SH DFND 1 8282 0 0 UNITED TECHNOLOGIES CORP CS 913017109 739 6850 SH DFND 1 6850 0 0 NORFOLK SOUTHERN CORP CS 655844108 682 8815 SH DFND 1 8815 0 0 SVB FINL GROUP CS 78486Q101 668 7731 SH DFND 1 7731 0 0 ITC HLDGS CORP CS 465685105 603 6425 SH OTR 2 0 0 6425 EXXON MOBIL CORP CS 30231G102 598 6949 SH OTR 1 6949 0 0 MONSANTO CO NEW CS 61166W101 583 5583 SH DFND 1 5583 0 0 JOHNSON & JOHNSON CS 478160104 564 6504 SH OTR 1 6504 0 0 ALCOA INC CS 013817101 557 5587 SH DFND 1 5587 0 0 YUM BRANDS INC CS 988498101 556 7790 SH DFND 1 7790 0 0 MASTERCARD INC CL A CS 57636Q104 550 817 SH DFND 1 817 0 0 EXPRESS SCRIPTS HLDG CO CS 30219G108 549 8876 SH DFND 1 8876 0 0 ISHARES RUS MD CP GR ETF FD 464287481 544 6962 SH OTR 2 0 0 6962 GOLDMAN SACHS GROUP INC CS 38141G104 539 3407 SH DFND 1 3407 0 0 ISHARES HIGH DIVIDND ETF FD 46429B663 532 8029 SH DFND 1 8029 0 0 AMERICAN EXPRESS CO CS 025816109 526 6959 SH DFND 1 6959 0 0 COVIDIEN PLC CS G2554F113 518 8500 SH DFND 1 8500 0 0 MACQUARIE INFRASTR CO LLC MEMBERSHIP INT CS 55608B105 512 9560 SH OTR 2 0 0 9560 APACHE CORP CS 037411105 495 5818 SH DFND 1 5818 0 0 BAXTER INTL INC CS 071813109 494 7522 SH DFND 1 7522 0 0 BAKER HUGHES INC CS 057224107 486 9888 SH DFND 1 9888 0 0 DISNEY WALT CO CS 254687106 479 7423 SH DFND 1 7423 0 0 PHILIP MORRIS INTL INC CS 718172109 476 5500 SH OTR 1 5500 0 0 CITIGROUP INC CS 172967424 473 9760 SH DFND 1 9760 0 0 NOVARTIS A G CS 66987V109 473 6167 SH DFND 1 6167 0 0 MCDONALDS CORP CS 580135101 466 4845 SH DFND 1 4845 0 0 PRICELINE COM INC CS 741503403 456 451 SH DFND 1 451 0 0 ISHARES RUS 1000 VAL ETF FD 464287598 454 5262 SH OTR 2 0 0 5262 VULCAN MATLS CO CS 929160109 451 8700 SH DFND 1 8700 0 0 ISHARES RUS 1000 GRW ETF FD 464287614 446 5709 SH OTR 2 0 0 5709 PHILIP MORRIS INTL INC CS 718172109 440 5078 SH DFND 1 5078 0 0 SPDR S&P 500 ETF TR TR UNIT FD 78462F103 437 2602 SH DFND 1 2602 0 0 TAL INTL GROUP INC CS 874083108 436 9325 SH OTR 2 0 0 9325 CLEAN ENERGY FUELS CORP CS 184499101 434 34000 SH DFND 1 34000 0 0 KRAFT FOODS GROUP INC CS 50076Q106 434 8270 SH OTR 2 0 0 8270 SIEMENS A G CS 826197501 434 3601 SH DFND 1 3601 0 0 UNITED PARCEL SERVICE INC CL B CS 911312106 416 4552 SH DFND 1 4552 0 0 NEXTERA ENERGY INC CS 65339F101 404 5041 SH DFND 1 5041 0 0 ABBVIE INC CS 00287Y109 398 8896 SH DFND 1 8896 0 0 ACE LTD CS H0023R105 392 4194 SH DFND 1 4194 0 0 WAL-MART STORES INC CS 931142103 388 5250 SH OTR 1 5250 0 0 ISHARES RUS MID-CAP ETF FD 464287499 378 2717 SH OTR 2 0 0 2717 AMERISOURCEBERGEN CORP CS 03073E105 377 6174 SH DFND 1 6174 0 0 HESS CORP CS 42809H107 377 4871 SH DFND 1 4871 0 0 HALLIBURTON CO CS 406216101 374 7765 SH OTR 2 0 0 7765 DISCOVER FINL SVCS CS 254709108 370 7330 SH OTR 2 0 0 7330 KIMBERLY CLARK CORP CS 494368103 370 3926 SH DFND 1 3926 0 0 ALLSTATE CORP CS 020002101 368 7274 SH DFND 1 7274 0 0 CITRIX SYS INC CS 177376100 366 5187 SH DFND 1 5187 0 0 MYLAN INC CS 628530107 365 9575 SH OTR 2 0 0 9575 DOLLAR GEN CORP NEW CS 256677105 363 6425 SH OTR 2 0 0 6425 MERCK & CO INC NEW CS 58933Y105 360 7565 SH DFND 1 7565 0 0 ENSCO PLC CS G3157S106 359 6682 SH DFND 1 6682 0 0 ISHARES RUS 1000 VAL ETF FD 464287598 348 4042 SH DFND 1 4042 0 0 POWERSHARES ETF TRUST II DWA SC TECHLDR FD 73936Q744 341 9237 SH OTR 2 0 0 9237 WELLS FARGO & CO NEW CS 949746101 341 8249 SH OTR 2 0 0 8249 DISNEY WALT CO CS 254687106 335 5192 SH OTR 2 0 0 5192 CLARCOR INC CS 179895107 333 6000 SH DFND 1 6000 0 0 PPL CORP UNIT 99/99/9999S CS 69351T114 333 6200 SH OTR 2 0 0 6200 SPDR DOW JONES INDL AVRG ETF UT SER 1 FD 78467X109 328 2172 SH OTR 2 0 0 2172 PACKAGING CORP AMER CS 695156109 326 5709 SH OTR 2 0 0 5709 SPDR SERIES TRUST S&P DIVID ETF FD 78464A763 322 4673 SH DFND 1 4673 0 0 WISDOMTREE TR SMALLCAP DIVID FD 97717W604 315 5029 SH OTR 2 0 0 5029 OCCIDENTAL PETE CORP DEL CS 674599105 312 3332 SH DFND 1 3332 0 0 SCANA CORP NEW CS 80589M102 308 6700 SH DFND 1 6700 0 0 MEDTRONIC INC CS 585055106 307 5774 SH DFND 1 5774 0 0 PEPSICO INC CS 713448108 307 3865 SH DFND 1 3865 0 0 CNOOC LTD CS 126132109 304 1504 SH DFND 1 1504 0 0 QUALCOMM INC CS 747525103 297 4405 SH OTR 2 0 0 4405 KAPSTONE PAPER & PACKAGING C CS 48562P103 290 6780 SH DFND 1 6780 0 0 EPR PPTYS CS 26884U109 289 5922 SH OTR 2 0 0 5922 CBS CORP NEW CL B CS 124857202 287 5198 SH OTR 2 0 0 5198 DOVER CORP CS 260003108 286 3188 SH DFND 1 3188 0 0 UNITED RENTALS INC CS 911363109 285 4895 SH OTR 2 0 0 4895 CARLISLE COS INC CS 142339100 281 4000 SH DFND 1 4000 0 0 CATERPILLAR INC DEL CS 149123101 281 3367 SH DFND 1 3367 0 0 CUMMINS INC CS 231021106 279 2100 SH DFND 1 2100 0 0 MAXIMUS INC CS 577933104 278 6180 SH DFND 1 6180 0 0 ACTAVIS INC CS 00507K103 277 1921 SH DFND 1 1921 0 0 AETNA INC NEW CS 00817Y108 276 4305 SH OTR 2 0 0 4305 OMEGA HEALTHCARE INVS INC CS 681936100 273 9125 SH OTR 2 0 0 9125 TRIUMPH GROUP INC NEW CS 896818101 272 3877 SH DFND 1 3877 0 0 SUNOCO LOGISTICS PRTNRS L P COM UNITS CS 86764L108 270 4062 SH OTR 2 0 0 4062 ISHARES 7-10 Y TR BD ETF FD 464287440 265 2593 SH OTR 2 0 0 2593 MEDIDATA SOLUTIONS INC CS 58471A105 263 2655 SH DFND 1 2655 0 0 TRAVELERS COMPANIES INC CS 89417E109 262 3093 SH OTR 2 0 0 3093 TUPPERWARE BRANDS CORP CS 899896104 261 3024 SH OTR 2 0 0 3024 THERMO FISHER SCIENTIFIC INC CS 883556102 260 2820 SH DFND 1 2820 0 0 ARCHER DANIELS MIDLAND CO CS 039483102 259 7035 SH DFND 1 7035 0 0 ISHARES 20+ YR TR BD ETF FD 464287432 257 2420 SH OTR 1 2420 0 0 WORTHINGTON INDS INC CS 981811102 257 7456 SH OTR 2 0 0 7456 COLGATE PALMOLIVE CO CS 194162103 256 4312 SH DFND 1 4312 0 0 TORONTO DOMINION BK ONT CS 891160509 255 2834 SH DFND 1 2834 0 0 DST SYS INC DEL CS 233326107 254 3370 SH OTR 2 0 0 3370 BANK NEW YORK MELLON CORP CS 064058100 254 8400 SH DFND 1 8400 0 0 SOUTHERN CO CS 842587107 253 6155 SH OTR 1 6155 0 0 BRITISH AMERN TOB PLC CS 110448107 253 2409 SH DFND 1 2409 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF FD 922042858 251 6257 SH DFND 1 6257 0 0 WASTE CONNECTIONS INC CS 941053100 251 5520 SH OTR 2 0 0 5520 TEXAS ROADHOUSE INC CS 882681109 250 9520 SH DFND 1 9520 0 0 SODASTREAM INTERNATIONAL LTD USD SHS CS M9068E105 249 4000 SH OTR 2 0 0 4000 ISHARES RUS 1000 GRW ETF FD 464287614 249 3179 SH DFND 1 3179 0 0 ACTAVIS INC CS 00507K103 248 1720 SH OTR 2 0 0 1720 JPMORGAN CHASE & CO CS 46625H100 246 4758 SH OTR 2 0 0 4758 GNC HLDGS INC CS 36191G107 246 4500 SH OTR 2 0 0 4500 VERIZON COMMUNICATIONS INC CS 92343V104 245 5248 SH OTR 1 5248 0 0 HI-CRUSH PARTNERS LP COM UNIT LTD CS 428337109 245 9300 SH OTR 2 0 0 9300 ISHARES RUSSELL 2000 ETF FD 464287655 243 2275 SH DFND 1 2275 0 0 APPLE INC CS 037833100 241 506 SH OTR 1 506 0 0 GLAXOSMITHKLINE PLC CS 37733W105 238 4747 SH OTR 2 0 0 4747 ISHARES U.S. PFD STK ETF FD 464288687 238 6262 SH DFND 1 6262 0 0 EPAM SYS INC CS 29414B104 237 6875 SH OTR 2 0 0 6875 EBAY INC CS 278642103 237 4240 SH OTR 2 0 0 4240 OIL STS INTL INC CS 678026105 235 2269 SH DFND 1 2269 0 0 NXP SEMICONDUCTORS N V CS N6596X109 233 6249 SH DFND 1 6249 0 0 JAZZ PHARMACEUTICALS PLC SHS USD CS G50871105 232 2525 SH OTR 2 0 0 2525 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP CS 559080106 230 4078 SH OTR 2 0 0 4078 AEGION CORP CS 00770F104 228 9625 SH OTR 2 0 0 9625 LABORATORY CORP AMER HLDGS CS 50540R409 228 2301 SH DFND 1 2301 0 0 ALTRIA GROUP INC CS 02209S103 227 6600 SH OTR 1 6600 0 0 NATIONAL GRID PLC CS 636274300 226 3826 SH DFND 1 3826 0 0 LYONDELLBASELL INDUSTRIES N CS N53745100 226 3085 SH OTR 2 0 0 3085 INTEL CORP CS 458140100 226 9850 SH OTR 2 0 0 9850 AIR LEASE CORP CL A CS 00912X302 226 8160 SH OTR 2 0 0 8160 TENNECO INC CS 880349105 225 4456 SH DFND 1 4456 0 0 PLAINS ALL AMERN PIPELINE L UNIT LTD PARTN CS 726503105 225 4268 SH OTR 2 0 0 4268 TUPPERWARE BRANDS CORP CS 899896104 222 2565 SH DFND 1 2565 0 0 POWERSHARES ETF TRUST II DWA DEVEL MKTS FD 73936Q108 221 8843 SH OTR 2 0 0 8843 MASTEC INC CS 576323109 219 7240 SH OTR 2 0 0 7240 WESTPAC BKG CORP CS 961214301 219 7150 SH DFND 1 7150 0 0 AMERIPRISE FINL INC CS 03076C106 219 2405 SH DFND 1 2405 0 0 BROOKFIELD RESIDENTIAL PPTYS CS 11283W104 218 9450 SH OTR 2 0 0 9450 TOYOTA MOTOR CORP CS 892331307 217 1693 SH DFND 1 1693 0 0 PROASSURANCE CORP CS 74267C106 215 4777 SH DFND 1 4777 0 0 PROCTER & GAMBLE CO CS 742718109 214 2828 SH OTR 1 2828 0 0 HELMERICH & PAYNE INC CS 423452101 214 3100 SH OTR 2 0 0 3100 MOSAIC CO NEW CS 61945C103 210 4881 SH DFND 1 4881 0 0 CINEMARK HOLDINGS INC CS 17243V102 209 6590 SH DFND 1 6590 0 0 POWERSHARES GLOBAL ETF TRUST DEV MKTS EX-US FD 73936T789 202 4868 SH OTR 2 0 0 4868 SILVER WHEATON CORP CS 828336107 201 8100 SH DFND 1 8100 0 0