-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Fpld0SwkEgIq3Khz6GVoR+YCUdchxWgi6qVoGQP4sFdKUuQ02zQcUjf7J1+AL7Lj ovNJB+quT0vEAtNG+UIclQ== 0001140361-10-050189.txt : 20101217 0001140361-10-050189.hdr.sgml : 20101217 20101217142231 ACCESSION NUMBER: 0001140361-10-050189 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101215 FILED AS OF DATE: 20101217 DATE AS OF CHANGE: 20101217 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Fry James CENTRAL INDEX KEY: 0001506795 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35007 FILM NUMBER: 101259479 MAIL ADDRESS: STREET 1: SWIFT TRANSPORTATION COMPANY STREET 2: 2200 SOUTH 75TH AVENUE CITY: PHOENIX STATE: AZ ZIP: 85043 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SWIFT TRANSPORTATION CO CENTRAL INDEX KEY: 0001492691 STANDARD INDUSTRIAL CLASSIFICATION: TRUCKING (NO LOCAL) [4213] IRS NUMBER: 272646153 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2200 SOUTH 75TH AVENUE CITY: PHOENIX STATE: AZ ZIP: 85043 BUSINESS PHONE: 602-269-9700 MAIL ADDRESS: STREET 1: 2200 SOUTH 75TH AVENUE CITY: PHOENIX STATE: AZ ZIP: 85043 FORMER COMPANY: FORMER CONFORMED NAME: SWIFT TRANSPORTATION Co DATE OF NAME CHANGE: 20101129 FORMER COMPANY: FORMER CONFORMED NAME: SWIFT HOLDINGS CORP. DATE OF NAME CHANGE: 20100524 4 1 doc1.xml FORM 4 X0303 4 2010-12-15 0 0001492691 SWIFT TRANSPORTATION CO SWFT 0001506795 Fry James SWIFT TRANSPORTATION COMPANY 2200 SOUTH 75TH AVENUE PHOENIX AZ 85043 0 1 0 0 Exec VP, Gen Counsel, & Secy Employee Stock Option (Right-To-Buy) 16.79 2010-12-15 4 D 0 32000 0.00 D 2018-08-27 Class A Common Stock 32000 0.00 D Employee Stock Option (Right-To-Buy) 11.00 2010-12-15 4 A 0 32000 0.00 A 2018-08-27 Class A Common Stock 32000 32000 D Reflects a four-for-five reverse stock split effected on November 29, 2010, in connection with the Issuer's initial public offering. Amendment of outstanding option to reset exercise price at Issuer's initial public offering price resulting in deemed cancellation of option and grant of replacement option. Subject to certain acceleration, forfeiture, and termination provisions and the closing of the Issuer's initial public offering, the options vest as to 10,666 shares on August 27, 2011 and 10,667 shares on each of August 27, 2012, and August 27, 2013. Upon exercise, the options convert to the Issuer's Class A common stock on a one-to-one basis. No non-derivative securities are beneficially owned. /s/ James Fry 2010-12-16 -----END PRIVACY-ENHANCED MESSAGE-----