-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RiOx4culxpbi2q6HYKiCo8D1MPvlkzQLZ81kfZvH0BZSCFwZT2Cb8LmTA4r0WfLN 7jm6y68AICb0Dp2cyWlqvw== 0001140361-10-049656.txt : 20101214 0001140361-10-049656.hdr.sgml : 20101214 20101214205809 ACCESSION NUMBER: 0001140361-10-049656 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20101214 FILED AS OF DATE: 20101214 DATE AS OF CHANGE: 20101214 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Fry James CENTRAL INDEX KEY: 0001506795 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35007 FILM NUMBER: 101252025 MAIL ADDRESS: STREET 1: SWIFT TRANSPORTATION COMPANY STREET 2: 2200 SOUTH 75TH AVENUE CITY: PHOENIX STATE: AZ ZIP: 85043 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SWIFT TRANSPORTATION CO CENTRAL INDEX KEY: 0001492691 STANDARD INDUSTRIAL CLASSIFICATION: TRUCKING (NO LOCAL) [4213] IRS NUMBER: 272646153 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2200 SOUTH 75TH AVENUE CITY: PHOENIX STATE: AZ ZIP: 85043 BUSINESS PHONE: 602-269-9700 MAIL ADDRESS: STREET 1: 2200 SOUTH 75TH AVENUE CITY: PHOENIX STATE: AZ ZIP: 85043 FORMER COMPANY: FORMER CONFORMED NAME: SWIFT TRANSPORTATION Co DATE OF NAME CHANGE: 20101129 FORMER COMPANY: FORMER CONFORMED NAME: SWIFT HOLDINGS CORP. DATE OF NAME CHANGE: 20100524 3 1 doc1.xml FORM 3 X0203 3 2010-12-14 0 0001492691 SWIFT TRANSPORTATION CO SWFT 0001506795 Fry James SWIFT TRANSPORTATION COMPANY 2200 SOUTH 75TH AVENUE PHOENIX AZ 85043 0 1 0 0 Exec VP, Gen Counsel, & Secy Employee Stock Option (Right-To-Buy) 16.79 2018-08-27 Class A Common Stock 32000 D Employee Stock Option (Right-To-Buy) 8.61 2019-12-31 Class A Common Stock 28000 D Employee Stock Option (Right-To-Buy) 8.80 2020-02-28 Class A Common Stock 12000 D Subject to certain acceleration, forfeiture, and termination provisions and the closing of the Issuer's initial public offering, the options vest as to 10,666 shares on August 27, 2011 and 10,667 shares on each of August 27, 2012, and August 27, 2013. Upon exercise, the options convert to the Issuer's Class A common stock on a one-to-one basis. Subject to certain acceleration, forfeiture, and termination provisions and the closing of the Issuer's initial public offering, the options vest 9,333 shares on each of December 31, 2012 and December 31, 2013, and the remaining 9,334 shares on December 31, 2014. Upon exercise, the options convert to the Issuer's Class A common stock on a one-to-one basis. Subject to certain acceleration, forfeiture, and termination provisions and the closing of the Issuer's initial public offering, the options vest as to 4,000 shares on each of February 28, 2013, February 28, 2014, and February 28, 2015. Upon exercise, the options convert to the Issuer's Class A common stock on a one-to-one basis. Reflects a four-for-five reverse stock split effected on November 29, 2010, in connection with the Issuer's initial public offering. No non-derivative securities are beneficially owned. Power of Attorney filed herewith. /s/ James Fry 2010-12-13 EX-24 2 poa1.htm POWER OF ATTORNEY Unassociated Document
POWER OF ATTORNEY

Know all by these present, that the undersigned hereby constitutes and appoints each of Virginia Henkels and Brad Stewart, signing singly, the undersigned's true and lawful attorney-in-fact to:

 
(1)
execute for and on behalf of the undersigned, in the undersigned's capacity as an officer, director, and/or ten percent stockholder of Swift Holdings Corp. (the "Company"), Forms 3, 4, and 5 in accordance with Section 16(a) of the Securities Exchange Act of 1934 and the rules thereunder;

 
(2)
do and perform any and all acts for and on behalf of the undersigned which may be necessary or desirable to complete and execute any such Form 3, 4, or 5, including a Form ID, complete and execute any amendment or amendments thereto, and timely file such form with the United States Securities and Exchange Commission and any stock exchange or similar authority; and

 
(3)
take any other action of any type whatsoever in connection with the foregoing which, in the opinion of such attorney-in-fact, may be of benefit to, in the best interest of, or legally required by, the undersigned, it being understood that the documents executed by such attorney-in-fact on behalf of the undersigned pursuant to this Power of Attorney shall be in such form and shall contain such terms and conditions as such attorney-in-fact may approve in such attorney-in-fact's sole discretion.

The undersigned hereby grants to each such attorney-in-fact full power and authority to do and perform any and every act and thing whatsoever requisite, necessary, or proper to be done in the exercise of any of the rights and powers herein granted, as fully to all intents and purposes as the undersigned might or could do if personally present, with full power of substitution or revocation, hereby ratifying and confirming all that such attorney-in-fact, or such attorney-in-fact's substitute or substitutes, shall lawfully do or cause to be done by virtue of this power of attorney and the rights and powers herein granted. The undersigned acknowledges that the foregoing attorneys-in-fact, in serving in such capacity at the request of the undersigned, are not assuming, nor is the Company assu ming, any of the undersigned's responsibilities to comply with Section 16 of the Securities Exchange Act of 1934.

In consideration of the attorneys-in-fact acting on the undersigned's behalf pursuant to this Power of Attorney, the undersigned hereby agrees to indemnify and hold harmless each attorney-in-fact, each substitute attorney-in-fact, and each of their respective heirs, executors, legal representatives, successors, and assigns from and against the entirety of any and all losses, claims, causes of action, damages, fines, defense costs, amounts paid in settlement, liabilities, and expenses, including reasonable attorneys' fees and expenses (collectively, "Losses"), relating to or arising out of the exercise of this Power of Attorney by any such attorney-in-fact or substitute attorney-in-fact, and will reimburse each such indemnified person for all Losses as they are incurred by such indemnifie d person in connection with any pending or threatened claim, action, suit, proceeding, or investigation with which such indemnified person is or is threatened to be made a party. The undersigned will not, however, be responsible for any Losses that are finally determined by a court of competent jurisdiction to have resulted solely from an attorney-in-fact's or substitute attorney-in-fact's bad faith or willful misconduct.

This Power of Attorney shall remain in full force and effect until the undersigned is no longer required to file Forms 3, 4, and 5 with respect to the undersigned's holdings of and transactions in securities issued by the Company, unless earlier revoked by the undersigned in a signed writing delivered to the foregoing attorneys-in-fact.

IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be executed as of this 18 day of November, 2010.

 
/s/ James Fry
 
James Fry

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