0001127602-21-021194.txt : 20210702 0001127602-21-021194.hdr.sgml : 20210702 20210702160119 ACCESSION NUMBER: 0001127602-21-021194 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210701 FILED AS OF DATE: 20210702 DATE AS OF CHANGE: 20210702 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Perry Nicole D CENTRAL INDEX KEY: 0001657874 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38276 FILM NUMBER: 211069822 MAIL ADDRESS: STREET 1: 6400 WESTWIND WAY STREET 2: SUITE A CITY: CRESTWOOD STATE: KY ZIP: 40014 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Apellis Pharmaceuticals, Inc. CENTRAL INDEX KEY: 0001492422 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 271537290 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 100 FIFTH AVENUE CITY: WALTHAM STATE: MA ZIP: 02451 BUSINESS PHONE: 617-977-5700 MAIL ADDRESS: STREET 1: 100 FIFTH AVENUE CITY: WALTHAM STATE: MA ZIP: 02451 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2021-07-01 0001492422 Apellis Pharmaceuticals, Inc. APLS 0001657874 Perry Nicole D C/O APELLIS PHARMACEUTICALS, INC. 100 FIFTH AVENUE, 3RD FLOOR WALTHAM MA 02451 1 Vice President - Accounting Common Stock 2021-07-01 4 M 0 1000 3.76 A 5847 D Common Stock 2021-07-01 4 S 0 1000 64.00 D 4847 D Stock Option (Right to Buy) 3.76 2021-07-01 4 M 0 1000 0 D 2025-07-31 Common Stock 1000 7161 D This is a scheduled exercise from a 10B5-1 trading plan. This option was granted on July 31, 2015 and is fully vested. /s/ David Watson, attorney-in-fact for Nicole Perry 2021-07-02