0001085146-18-001086.txt : 20180416 0001085146-18-001086.hdr.sgml : 20180416 20180416165431 ACCESSION NUMBER: 0001085146-18-001086 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180331 FILED AS OF DATE: 20180416 DATE AS OF CHANGE: 20180416 EFFECTIVENESS DATE: 20180416 FILER: COMPANY DATA: COMPANY CONFORMED NAME: IFC Holdings Incorporated/FL CENTRAL INDEX KEY: 0001492375 IRS NUMBER: 592195688 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13972 FILM NUMBER: 18757115 BUSINESS ADDRESS: STREET 1: 12750 CITRUS PARK LANE STREET 2: SUITE 300 CITY: TAMPA STATE: FL ZIP: 33625 BUSINESS PHONE: 800-242-4732 MAIL ADDRESS: STREET 1: 12750 CITRUS PARK LANE STREET 2: SUITE 300 CITY: TAMPA STATE: FL ZIP: 33625 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001492375 XXXXXXXX 03-31-2018 03-31-2018 IFC Holdings Incorporated/FL

12750 CITRUS PARK LANE SUITE 300 TAMPA FL 33625

13F HOLDINGS REPORT 028-13972 Y ON AUGUST 15, 2017, NATIONAL PLANNING HOLDINGS, INC. ("NPH") ANNOUNCED IT HAD ENTERED INTO AN ASSET PURCHASE AGREEMENT WITH LPL FINANCIAL, LLC ("LPL") TO TRANSFER ASSETS ASSOCIATED WITH ITS INDEPENDENT BROKER DEALER NETWORK, INCLUDING THOSE ASSOCIATED WITH INVEST FINANCIAL CORPORATION ("IFC"). AS A RESULT OF THIS TRANSACTION, IFC BEGAN THE WIND DOWN OF ITS BUSINESS OPERATIONS. AS OF THE DATE OF THIS FILING, ALL ADVISORY PROGRAMS HAVE BEEN TERMINATED, ALL CLIENTS HAVE BEEN NOTIFIED OF THE TERMINATION OF THEIR ASSET MANAGEMENT AGREEMENTS WITH IFC, AND IFC NO LONGER HAS ANY REGULATORY ASSETS UNDER MANAGEMENT, WHICH IS CONSISTENT WITH THE INFORMATION REPORTED ON IFC'S 2018 ANNUAL AMENDMENT TO ITS ADV PART 1A. THIS FORM 13F REPORT IS THE FINAL FORM 13F FILING FOR IFC REFLECTING ZERO DISCRETIONARY POSITIONS. IFC ANTICIPATES FILING AN ADV-W TO WITHDRAW ITS REGISTRATION AS AN SEC REGISTERED INVESTMENT ADVISOR DURING CALENDAR YEAR 2018. Sandra Whited 813 880-5302 /s/ Sandra Whited Tampa FL 04-16-2018 1 1 0 false 1 0000898419 028-03582 PRUDENTIAL PLC INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE NONENA00000000000SHSOLE 000