0001085146-17-000093.txt : 20170110 0001085146-17-000093.hdr.sgml : 20170110 20170110171202 ACCESSION NUMBER: 0001085146-17-000093 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20161231 FILED AS OF DATE: 20170110 DATE AS OF CHANGE: 20170110 EFFECTIVENESS DATE: 20170110 FILER: COMPANY DATA: COMPANY CONFORMED NAME: IFC Holdings Incorporated/FL CENTRAL INDEX KEY: 0001492375 IRS NUMBER: 592195688 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13972 FILM NUMBER: 17521286 BUSINESS ADDRESS: STREET 1: 12750 CITRUS PARK LANE STREET 2: SUITE 300 CITY: TAMPA STATE: FL ZIP: 33625 BUSINESS PHONE: 800-242-4732 MAIL ADDRESS: STREET 1: 12750 CITRUS PARK LANE STREET 2: SUITE 300 CITY: TAMPA STATE: FL ZIP: 33625 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001492375 XXXXXXXX 12-31-2016 12-31-2016 IFC Holdings Incorporated/FL

12750 CITRUS PARK LANE SUITE 300 TAMPA FL 33625

13F HOLDINGS REPORT 028-13972 N Sandra Whited 813 880-5302 /s/ Sandra Whited Tampa FL 01-09-2017 1 421 1004214 false 1 0000898419 028-03582 PRUDENTIAL PLC INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE 3M COCOM88579Y10112076748SHDFND1006748ABBOTT LABSCOM00282410056614648SHDFND10014648ABBVIE INCCOM00287Y109189430144SHDFND10030144ACTIVISION BLIZZARD INCCOM00507V1092316438SHDFND1006438ADOBE SYS INCCOM00724F1013763664SHDFND1003664AETNA INC NEWCOM00817Y1084643752SHDFND1003752AFLAC INCCOM0010551023034343SHDFND1004343ALLIANZGI CONV & INCOME FDCOM01882810319530700SHDFND10030700ALPHABET INCCAP STK CL A02079K30527003387SHDFND1003387ALPHABET INCCAP STK CL C02079K10712031549SHDFND1001549ALPINE TOTAL DYNAMIC DIVID FCOM SH BEN INT N0210602079712457SHDFND10012457ALTRIA GROUP INCCOM02209S103362353527SHDFND10053527AMAZON COM INCCOM02313510613631830SHDFND1001830AMERICAN ELEC PWR INCCOM0255371013866192SHDFND1006192AMERICAN EXPRESS COCOM0258161093865214SHDFND1005214AMERICAN FINL GROUP INC OHIOCOM025932104262729896SHDFND10029896AMERICAN INTL GROUP INCCOM NEW0268747844737232SHDFND1007232AMERICAN TOWER CORP NEWCOM03027X1008077651SHDFND1007651AMERICAN WTR WKS CO INC NEWCOM0304201032533498SHDFND1003498AMERIS BANCORPCOM03076K1082636022SHDFND1006022AMGEN INCCOM031162100203913923SHDFND10013923ANADARKO PETE CORPUNIT 99/99/99990325114042576281SHDFND1006281ANHEUSER BUSCH INBEV SA/NVSPONSORED ADR03524A1084073854SHDFND1003854ANNALY CAP MGMT INCCOM03571040956757071SHDFND10057071ANWORTH MORTGAGE ASSET CPCOM0373471018215760SHDFND10015760APPLE INCCOM037833100991785595SHDFND10085595APPLIED MATLS INCCOM038222105133741480SHDFND10041480AT&T INCCOM00206R1026749158320SHDFND100158320AUTOMATIC DATA PROCESSING INCOM0530151037857633SHDFND1007633BANK AMER CORPCOM0605051042590116911SHDFND100116911BANK NEW YORK MELLON CORPCOM0640581002715740SHDFND1005740BARCLAYS BANK PLCADR PFD SR 506739H36233813162SHDFND10013162BARD C R INCCOM0673831093751670SHDFND1001670BAXTER INTL INCCOM0718131092315205SHDFND1005205BB&T CORPCOM05493710750210658SHDFND10010658BERKSHIRE HATHAWAY INC DELCL A0846701089764SHDFND1004BERKSHIRE HATHAWAY INC DELCL B NEW084670702342121076SHDFND10021076BLACKROCK CAPITAL INVESTMENTCOM09253310813519502SHDFND10019502BLACKROCK CORPOR HI YLD FD ICOM09255P10723121386SHDFND10021386BLACKROCK TAX MUNICPAL BD TRSHS09248X10066630711SHDFND10030711BLACKSTONE GROUP L PCOM UNIT LTD09253U10855320283SHDFND10020283BLOCK H & R INCCOM09367110544319273SHDFND10019273BOEING COCOM09702310512848214SHDFND1008214BOISE CASCADE CO DELCOM09739D10024010622SHDFND10010622BP PLCSPONSORED ADR055622104108128977SHDFND10028977BRIDGE BANCORP INCCOM108035106149639481SHDFND10039481BRISTOL MYERS SQUIBB COCOM1101221085459266SHDFND1009266CAPSTEAD MTG CORPCOM NO PAR14067E50632932752SHDFND10032752CATERPILLAR INC DELCOM1491231012402613SHDFND1002613CELGENE CORPCOM151020104216418706SHDFND10018706CHEVRON CORP NEWCOM166764100161313695SHDFND10013695CHIMERA INVT CORPCOM NEW16934Q20820712267SHDFND10012267CISCO SYS INCCOM17275R102133844184SHDFND10044184CITIGROUP INCCOM NEW1729674244417406SHDFND1007406CITIZENS FINL GROUP INCCOM174610105196455132SHDFND10055132CLIFFS NAT RES INCCOM18683K10118021340SHDFND10021340CLOROX CO DELCOM1890541094233516SHDFND1003516CME GROUP INCCOM12572Q10510018697SHDFND1008697COCA COLA COCOM19121610082219832SHDFND10019832COLGATE PALMOLIVE COCOM1941621033845867SHDFND1005867COLUMBIA PPTY TR INCCOM NEW1982872032079613SHDFND1009613COMCAST CORP NEWCL A20030N101210830508SHDFND10030508COMMERCEHUB INCCOM SER C20084V30660039400SHDFND10039400COMMUNITY BK SYS INCCOM203607106101516419SHDFND10016419CONOCOPHILLIPSCOM20825C10489217780SHDFND10017780CONSOLIDATED EDISON INCCOM20911510499613517SHDFND10013517CONSTELLATION BRANDS INCCL A21036P10811307389SHDFND1007389COSTCO WHSL CORP NEWCOM22160K1053932452SHDFND1002452CREDIT SUISSE HIGH YLD BND FSH BEN INT22544F10312346258SHDFND10046258CSX CORPCOM12640810358516343SHDFND10016343CUMMINS INCCOM23102110612378999SHDFND1008999CVS HEALTH CORPCOM12665010092111631SHDFND10011631DARDEN RESTAURANTS INCCOM2371941054786562SHDFND1006562DBX ETF TRINFRSTR REV FD233051705172066998SHDFND10066998DBX ETF TRXTRAK MSCI EAFE2330512002187829SHDFND1007829DEERE & COCOM2441991052042003SHDFND1002003DELAWARE INVT NAT MUNI INC FSH BEN INT24610T10830723357SHDFND10023357DELTA AIR LINES INC DELCOM NEW2473617023937983SHDFND1007983DIAGEO P L CSPON ADR NEW25243Q2055245055SHDFND1005055DISNEY WALT COCOM DISNEY254687106186718015SHDFND10018015DNP SELECT INCOME FDCOM23325P10478777122SHDFND10077122DOLLAR TREE INCCOM2567461083684782SHDFND1004782DOMINION RES INC VA NEWCOM25746U1093224214SHDFND1004214DOW CHEM COCOM26054310365011339SHDFND10011339DU PONT E I DE NEMOURS & COCOM2635341093564849SHDFND1004849DUKE ENERGY CORP NEWCOM NEW26441C204116514958SHDFND10014958EATON VANCE NY MUNI INCOME TSH BEN INT27826W10433425522SHDFND10025522EATON VANCE TAX MNGD GBL DVCOM27829F10868185085SHDFND10085085EATON VANCE TX ADV GLBL DIVCOM27828S10128219985SHDFND10019985EATON VANCE TX MNG BY WRT OPCOM27828Y10833122345SHDFND10022345ENERGY TRANSFER PRTNRS L PUNIT LTD PARTN29273R1093018440SHDFND1008440ENTERPRISE PRODS PARTNERS LCOM2937921072438963SHDFND1008963EQUINIX INCCOM PAR $0.00129444U700349978SHDFND100978ESSENT GROUP LTDCOMG3198U10242012928SHDFND10012928EVERCORE PARTNERS INCCLASS A29977A10573610734SHDFND10010734EVERSOURCE ENERGYCOM30040W1084077338SHDFND1007338EXELON CORPCOM30161N10137110441SHDFND10010441EXXON MOBIL CORPCOM30231G102433447986SHDFND10047986FACEBOOK INCCL A30303M102284724626SHDFND10024626FEDEX CORPCOM31428X106418922415SHDFND10022415FINANCIAL INSTNS INCCOM3175854043189290SHDFND1009290FIRST TR ENERGY INCOME & GRWCOM33738G10435413339SHDFND10013339FIRST TR ENHANCED EQTY INC FCOM33731810914110353SHDFND10010353FIRST TR EXCH TRADED FD IIILNG/SHT EQUITY33739P103345099968SHDFND10099968FIRST TR EXCH TRD ALPHA FD IDEV MRK EX US33737J1742876119SHDFND1006119FIRST TR EXCHANG TRADED FD IMANAGD MUN ETF33739N1083286427SHDFND1006427FIRST TR EXCHANGE TRADED FDCAP STRENGTH ETF33733E104336782545SHDFND10082545FIRST TR EXCHANGE TRADED FDCONSUMR STAPLE33734X1193908547SHDFND1008547FIRST TR EXCHANGE TRADED FDDJ GLBL DIVID33734X20027411768SHDFND10011768FIRST TR EXCHANGE TRADED FDDJ INTERNT IDX33733E302192624102SHDFND10024102FIRST TR EXCHANGE TRADED FDDORSEY WRIGHT33738R87866230644SHDFND10030644FIRST TR EXCHANGE TRADED FDDORSEY WRT 5 ETF33738R6057658330905SHDFND100330905FIRST TR EXCHANGE TRADED FDENERGY ALPHADX33734X127153092877SHDFND10092877FIRST TR EXCHANGE TRADED FDFINLS ALPHADEX33734X135194271897SHDFND10071897FIRST TR EXCHANGE TRADED FDFIRST TR ENH NEW33739Q40891815379SHDFND10015379FIRST TR EXCHANGE TRADED FDFIRST TR TA HIYL33738D408466896889SHDFND10096889FIRST TR EXCHANGE TRADED FDFST LOW OPPT EFT33739Q200337364587SHDFND10064587FIRST TR EXCHANGE TRADED FDFT STRG INCM ETF33739Q30986817367SHDFND10017367FIRST TR EXCHANGE TRADED FDHLTH CARE ALPH33734X14394616514SHDFND10016514FIRST TR EXCHANGE TRADED FDINDLS PROD DUR33734X1503300100126SHDFND100100126FIRST TR EXCHANGE TRADED FDMATERIALS ALPH33734X1682085806SHDFND1005806FIRST TR EXCHANGE TRADED FDMULTI ASSET DI33738R100105655401SHDFND10055401FIRST TR EXCHANGE TRADED FDNO AMER ENERGY33738D101120547746SHDFND10047746FIRST TR EXCHANGE TRADED FDRBA INDL ETF33738R704149163011SHDFND10063011FIRST TR EXCHANGE TRADED FDSENIOR LN FD33738D309165934156SHDFND10034156FIRST TR EXCHANGE TRADED FDSSI STRG ETF33739Q507134751760SHDFND10051760FIRST TR EXCHANGE TRADED FDTECH ALPHADEX33734X1762807386SHDFND1007386FIRST TR EXCHANGE TRADED FDUTILITIES ALPH33734X184113542324SHDFND10042324FIRST TR EXCHANGE-TRADED FDPFD SECS INC ETF33739E10820310726SHDFND10010726FIRST TR EXCHNG TRADED FD VIALT ABSLT STRG33740Y10138013200SHDFND10013200FIRST TR INTER DUR PFD & INCOM33718W103222898236SHDFND10098236FIRST TR LRGE CP CORE ALPHACOM SHS33734K109459094156SHDFND10094156FIRST TR MLP & ENERGY INCOMECOM33739B10493257725SHDFND10057725FIRST TR MORNINGSTAR DIV LEASHS33691710995734503SHDFND10034503FIRST TR MULTI CAP VALUE ALPCOM SHS33733F10174614238SHDFND10014238FIRST TR MULTI CP VAL ALPHACOM SHS33733C10894018629SHDFND10018629FIRST TR NASDAQ100 TECH INDESHS33734510295518182SHDFND10018182FIRST TR S&P REIT INDEX FDCOM33734G10866228694SHDFND10028694FIRST TR STRATEGIC HIGH INCCOM SHS NEW33735330430324715SHDFND10024715FIRST TR VALUE LINE DIVID INSHS33734H1063946140606SHDFND100140606FIRST TRUST SPECIALTY FINANCCOM BEN INTR33733G1091189168854SHDFND100168854FITBIT INCCL A33812L1028912700SHDFND10012700FLAHERTY & CRUMRINE TOTAL RECOM33847910832616398SHDFND10016398FLAHERTY&CRMN PFD SEC INCOMCOM3384781003470184101SHDFND100184101FORD MTR CO DELCOM PAR $0.0134537086084269402SHDFND10069402FRONTIER COMMUNICATIONS CORPCOM35906A1084915378SHDFND10015378FS INVT CORPCOM3026351073228313861SHDFND100313861FST TR NEW OPPORT MLP & ENECOM33739M10094673406SHDFND10073406GABELLI EQUITY TR INCCOM3623971013421619502SHDFND100619502GENERAL DYNAMICS CORPCOM3695501084592647SHDFND1002647GENERAL ELECTRIC COCOM3696041033290104173SHDFND100104173GENERAL MLS INCCOM370334104124920256SHDFND10020256GENERAL MTRS COCOM37045V10060717472SHDFND10017472GENWORTH FINL INCCOM CL A37247D1063810000SHDFND10010000GILEAD SCIENCES INCCOM37555810394913332SHDFND10013332GLAXOSMITHKLINE PLCSPONSORED ADR37733W10553913927SHDFND10013927GOLDMAN SACHS GROUP INCCOM38141G1042591075SHDFND1001075GRAMERCY PPTY TRCOM3850021009610502SHDFND10010502HALLIBURTON COCOM4062161012935357SHDFND1005357HALOZYME THERAPEUTICS INCCOM40637H10981381650SHDFND10081650HANCOCK JOHN PFD INCOME FDSH BEN INT41013W10823911809SHDFND10011809HANCOCK JOHN PFD INCOME FD ICOM41013X10680539943SHDFND10039943HANCOCK JOHN PREMUIM DIV FDCOM SH BEN INT41013T105101264587SHDFND10064587HARMAN INTL INDS INCCOM4130861097817037SHDFND1007037HASBRO INCCOM4180561072112675SHDFND1002675HERSHEY COCOM4278661082752655SHDFND1002655HOME DEPOT INCCOM437076102549840965SHDFND10040965HONEYWELL INTL INCCOM4385161062031753SHDFND1001753HORMEL FOODS CORPCOM44045210053315329SHDFND10015329HUNTINGTON INGALLS INDS INCCOM4464131069775309SHDFND1005309ILLINOIS TOOL WKS INCCOM4523081092421993SHDFND1001993INCYTE CORPCOM45337C1027177149SHDFND1007149INTEL CORPCOM458140100181550107SHDFND10050107INTERNATIONAL BUSINESS MACHSCOM4592001019905981SHDFND1005981INTL PAPER COCOM4601461033506576SHDFND1006576INVESCO LTDSHSG491BT1082458135SHDFND1008135INVESCO MUN OPPORTUNITY TRCOM46132C10750539623SHDFND10039623INVESCO MUN TRCOM46131J10376662572SHDFND10062572INVESCO TR INVT GRADE MUNSCOM46131M10614011005SHDFND10011005INVESTORS BANCORP INC NEWCOM46146L10115210924SHDFND10010924ISHARESMIN VOL GBL ETF4642865253735134SHDFND1005134ISHARES GOLD TRUSTISHARES46428510515914428SHDFND10014428ISHARES INCCORE MSCI EMKT46434G1038862208947SHDFND100208947ISHARES TR1-3 YR CR BD ETF4642886463213066SHDFND1003066ISHARES TR1-3 YR TR BD ETF4642874574765623SHDFND1005623ISHARES TR20 YR TR BD ETF4642874322101747SHDFND1001747ISHARES TRCOHEN&STEER REIT4642875642922942SHDFND1002942ISHARES TRCORE MSCI EAFE46432F84214148263984SHDFND100263984ISHARES TRCORE MSCI PAC46434V696174635817SHDFND10035817ISHARES TRCORE S&P MCP ETF4642875071610797484SHDFND10097484ISHARES TRCORE S&P SCP ETF4642878041355498530SHDFND10098530ISHARES TRCORE S&P TTL STK4642871502955759SHDFND1005759ISHARES TRCORE S&P500 ETF464287200823336567SHDFND10036567ISHARES TRCORE US AGGBD ET46428722630378281214SHDFND100281214ISHARES TRDOW JONES US ETF4642878463363000SHDFND1003000ISHARES TRFLTG RATE BD ETF46429B655204240215SHDFND10040215ISHARES TRIBOXX HI YD ETF46428851311381131490SHDFND100131490ISHARES TRIBOXX INV CP ETF464287242182115530SHDFND10015530ISHARES TRINTL TREA BD ETF4642881172903234SHDFND1003234ISHARES TRJP MOR EM MK ETF464288281628657246SHDFND10057246ISHARES TRMBS ETF464288588133612576SHDFND10012576ISHARES TRMIN VOL EAFE ETF46429B689123320114SHDFND10020114ISHARES TRMIN VOL USA ETF46429B6972194824SHDFND1004824ISHARES TRMSCI EAFE ETF464287465298551845SHDFND10051845ISHARES TRMSCI EMG MKT ETF464287234196656146SHDFND10056146ISHARES TRNATIONAL MUN ETF464288414301827897SHDFND10027897ISHARES TRRUS 1000 ETF4642876226505228SHDFND1005228ISHARES TRRUS 1000 GRW ETF464287614987594173SHDFND10094173ISHARES TRRUS 1000 VAL ETF464287598833074429SHDFND10074429ISHARES TRRUS MID-CAP ETF464287499384121520SHDFND10021520ISHARES TRRUSSELL 2000 ETF464287655368027257SHDFND10027257ISHARES TRS&P 500 GRWT ETF46428730926509217704SHDFND100217704ISHARES TRS&P 500 VAL ETF46428740821766214612SHDFND100214612ISHARES TRS&P MC 400GR ETF4642876064272344SHDFND1002344ISHARES TRSELECT DIVID ETF464287168111712608SHDFND10012608ISHARES TRTIPS BD ETF464287176643156669SHDFND10056669ISHARES TRTRANS AVG ETF464287192714243796SHDFND10043796ISHARES TRU.S. AER&DEF ETF4642887602751948SHDFND1001948ISHARES TRU.S. FINLS ETF46428778810049908SHDFND1009908ISHARES TRU.S. INDS ETF4642877546935752SHDFND1005752ISHARES TRU.S. PFD STK ETF46428868792925003SHDFND10025003ISHARES TRU.S. TECH ETF4642877212331946SHDFND1001946ISHARES TRUS REGNL BKS ETF464288778352577755SHDFND10077755J P MORGAN EXCHANGE TRADED FDIV RTN INT EQ46641Q2092545202SHDFND1005202JOHNSON & JOHNSONCOM478160104397934378SHDFND10034378JOHNSON CTLS INTL PLCSHSG515021053368176SHDFND1008176JPMORGAN CHASE & COCOM46625H100131015093SHDFND10015093KELLOGG COCOM4878361082162899SHDFND1002899KEYCORP NEWCOM49326710842123077SHDFND10023077KIMBERLY CLARK CORPCOM4943681035034357SHDFND1004357KINDER MORGAN INC DELCOM49456B10154826639SHDFND10026639KKR & CO L P DELCOM UNITS48248M10261940104SHDFND10040104KRAFT HEINZ COCOM5007541065536359SHDFND1006359KROGER COCOM5010441012537361SHDFND1007361LEIDOS HLDGS INCCOM525327102239246718SHDFND10046718LEXINGTON REALTY TRUSTCOM5290431011954180654SHDFND100180654LILLY ELI & COCOM5324571083464715SHDFND1004715LOCKHEED MARTIN CORPCOM5398301099273734SHDFND1003734LOWES COS INCCOM5486611072092967SHDFND1002967LTC PPTYS INCCOM5021751022695693SHDFND1005693MACQUARIE FT TR GB INF UT DICOM55607W10046640928SHDFND10040928MARCUS CORPCOM56633010631510000SHDFND10010000MASTERCARD INCORPORATEDCL A57636Q104168416351SHDFND10016351MCDONALDS CORPCOM58013510110048311SHDFND1008311MEDTRONIC PLCSHSG5960L1034816716SHDFND1006716MERCK & CO INCCOM58933Y10568011555SHDFND10011555METLIFE INCCOM59156R1082855292SHDFND1005292MICROSOFT CORPCOM594918104275344316SHDFND10044316MOHAWK INDS INCCOM6081901045262635SHDFND1002635MONDELEZ INTL INCCL A60920710544310081SHDFND10010081MORGAN STANLEYCOM NEW617446448199947307SHDFND10047307NATIONAL PRESTO INDS INCCOM6372151043182984SHDFND1002984NAVIOS MARITIME PARTNERS L PUNIT LPIY622671022216171SHDFND10016171NEXTERA ENERGY INCCOM65339F1018517123SHDFND1007123NIKE INCCL B6541061032615152SHDFND1005152NORTHROP GRUMMAN CORPCOM6668071029774205SHDFND1004205NUSTAR ENERGY LPUNIT COM67058H1023266539SHDFND1006539NUVEEN AMT FREE MUN CR INC FCOM67071L10621615050SHDFND10015050NUVEEN MUN HIGH INCOME OPP FCOM67068210320816156SHDFND10016156NUVEEN MUNICIPAL CREDIT INCCOM SH BEN INT67070X10115410925SHDFND10010925NUVEEN NEW YORK AMT QLT MUNICOM67065610730423880SHDFND10023880NUVEEN PFD & INCOME TERM FDCOM67075A10649521645SHDFND10021645NUVEEN PFD INCOME OPPRTNY FDCOM67073B1061128114581SHDFND100114581NUVEEN PREFERRED SECURITIESCOM67072C1051922207074SHDFND100207074NVIDIA CORPCOM67066G1047146672SHDFND1006672O REILLY AUTOMOTIVE INC NEWCOM67103H1074921767SHDFND1001767OPKO HEALTH INCCOM68375N10312413239SHDFND10013239ORACLE CORPCOM68389X10546412065SHDFND10012065PALO ALTO NETWORKS INCCOM6974351053602859SHDFND1002859PAYCHEX INCCOM7043261073165220SHDFND1005220PAYMENT DATA SYS INCCOM NEW70438S202250135331SHDFND100135331PDL BIOPHARMA INCCOM69329Y1043517202SHDFND10017202PEPSICO INCCOM713448108133812807SHDFND10012807PFIZER INCCOM717081103219567727SHDFND10067727PHILIP MORRIS INTL INCCOM7181721095676199SHDFND1006199PHILLIPS 66COM718546104110212753SHDFND10012753PIMCO CORPORATE & INCOME OPPCOM72201B10117412266SHDFND10012266PIMCO ETF TRDIV INC ACT ETF72201R7262535159SHDFND1005159PIMCO ETF TRENHAN SHRT MA AC72201R8336186106SHDFND1006106PIMCO ETF TRSHTRM MUN BD ACT72201R8742986024SHDFND1006024PIMCO ETF TRTTL RTN ACTV ETF72201R7752992873SHDFND1002873PIMCO HIGH INCOME FDCOM SHS72201410729832647SHDFND10032647PIMCO INCOME STRATEGY FUND ICOM72201J10413614406SHDFND10014406PIMCO MUN INCOME FD IICOM72200W10615813116SHDFND10013116PLUG POWER INCCOM NEW72919P202123101500SHDFND100101500PNC FINL SVCS GROUP INCCOM6934751052001706SHDFND1001706POWERSHARES DB CMDTY IDX TRAUNIT BEN INT73935S10537823805SHDFND10023805POWERSHARES ETF TR IIBUILD AMER ETF73937B4072207549SHDFND1007549POWERSHARES ETF TR IIFDM HG YLD RAFI73936T55748325723SHDFND10025723POWERSHARES ETF TR IIPFD PORTFOLIO73936T56565245764SHDFND10045764POWERSHARES ETF TR IIPWRSHS SP500 LOW73937B654181846373SHDFND10046373POWERSHARES ETF TR IIS&P SMCP UTI P73937B8372364931SHDFND1004931POWERSHARES ETF TR IIS&P500 LOW VOL73937B77964215490SHDFND10015490POWERSHARES ETF TR IISOVEREIGN DEBT73936T57343215434SHDFND10015434POWERSHARES ETF TRUSTFINL PFD PTFL73935X22923613166SHDFND10013166POWERSHARES ETF TRUSTFTSE RAFI 100073935X5833923941SHDFND1003941POWERSHARES ETF TRUSTHI YLD EQ DVDN73935X30242124769SHDFND10024769POWERSHARES ETF TRUST IISENIOR LN PORT73936Q76974932075SHDFND10032075POWERSHARES QQQ TRUSTUNIT SER 173935A104348229425SHDFND10029425PPG INDS INCCOM6935061072512649SHDFND1002649PPL CORPCOM69351T1062106167SHDFND1006167PRAXAIR INCCOM74005P1043703154SHDFND1003154PROCTER AND GAMBLE COCOM742718109225126800SHDFND10026800PROSHARES TRS&P 500 DV ARIST74348A46792517132SHDFND10017132PROSPECT CAPITAL CORPORATIONCOM74348T10241449413SHDFND10049413PROSPECT CAPITAL CORPORATIONNOTE 4.750% 4/174348TAQ55960000PRNDFND10060000PROSPECT CAPITAL CORPORATIONNOTE 5.750% 3/174348TAL63434000PRNDFND10034000PROSPECT CAPITAL CORPORATIONNOTE 5.875% 1/174348TAM42625000PRNDFND10025000PRUDENTIAL FINL INCCOM7443201023173067SHDFND1003067PUBLIC STORAGECOM74460D1094882180SHDFND1002180PUBLIC SVC ENTERPRISE GROUPCOM74457310678117817SHDFND10017817PUTNAM MASTER INTER INCOME TSH BEN INT7469091005311500SHDFND10011500QORVO INCCOM74736K1012184134SHDFND1004134QUALCOMM INCCOM747525103107016421SHDFND10016421RAYTHEON COCOM NEW7551115072611843SHDFND1001843REALTY INCOME CORPCOM756109104254344248SHDFND10044248REGIONS FINL CORP NEWCOM7591EP10024617109SHDFND10017109REYNOLDS AMERICAN INCCOM76171310662011063SHDFND10011063ROCKWELL AUTOMATION INCCOM7739031093622692SHDFND1002692ROYAL DUTCH SHELL PLCSPONS ADR A7802592063125783SHDFND1005783RYDEX ETF TRUSTGUG S&P500 PU GR78355W403177121125SHDFND10021125SCHLUMBERGER LTDCOM8068571085446501SHDFND1006501SCHWAB CHARLES CORP NEWCOM808513105216354607SHDFND10054607SCHWAB STRATEGIC TRUS LRG CAP ETF8085242013807122SHDFND1007122SCOTTS MIRACLE GRO COCL A8101861062282362SHDFND1002362SELECT INCOME REITCOM SH BEN INT81618T10096738362SHDFND10038362SELECT SECTOR SPDR TRSBI CONS STPLS81369Y3083226289SHDFND1006289SELECT SECTOR SPDR TRSBI HEALTHCARE81369Y2092623817SHDFND1003817SELECT SECTOR SPDR TRSBI INT-ENERGY81369Y5065176837SHDFND1006837SELECT SECTOR SPDR TRSBI INT-FINL81369Y605105445538SHDFND10045538SELECT SECTOR SPDR TRSBI INT-INDS81369Y704152924793SHDFND10024793SELECT SECTOR SPDR TRSBI INT-UTILS81369Y88660412395SHDFND10012395SELECT SECTOR SPDR TRTECHNOLOGY81369Y8033286792SHDFND1006792SEMGROUP CORPCL A81663A10548811702SHDFND10011702SHERWIN WILLIAMS COCOM8243481069503552SHDFND1003552SMUCKER J M COCOM NEW8326964052111641SHDFND1001641SNYDERS-LANCE INCCOM8335511042175657SHDFND1005657SOUTHERN COCOM842587107221244963SHDFND10044963SOUTHWEST AIRLS COCOM8447411083466957SHDFND1006957SPDR GOLD TRUSTGOLD SHS78463V107121011048SHDFND10011048SPDR INDEX SHS FDSDJ INTL RL ETF78463X8632807747SHDFND1007747SPDR INDEX SHS FDSS&P WRLD EX US78463X88939115185SHDFND10015185SPDR S&P 500 ETF TRTR UNIT78462F1031070447870SHDFND10047870SPDR S&P MIDCAP 400 ETF TRUTSER1 S&PDCRP78467Y1071676555522SHDFND10055522SPDR SER TRBLOMBRG BRC SRT78468R1012197271SHDFND1007271SPDR SER TRNUVEEN BLMBRG SR78468R7392455135SHDFND1005135SPDR SERIES TRUSTAEROSPACE DEF78464A6312754409SHDFND1004409SPDR SERIES TRUSTBLOMBERG INTL TR78464A5162419381SHDFND1009381SPDR SERIES TRUSTBLOOMBERG BRCLYS78464A417126234664SHDFND10034664SPDR SERIES TRUSTS&P BIOTECH78464A8702474183SHDFND1004183SPDR SERIES TRUSTS&P DIVID ETF78464A763295234462SHDFND10034462SPDR SERIES TRUSTS&P REGL BKG78464A698135724420SHDFND10024420SPIRIT RLTY CAP INC NEWCOM84860W10223621778SHDFND10021778SSGA ACTIVE ETF TRSPDR TR TACTIC78467V84850410434SHDFND10010434STARBUCKS CORPCOM855244109108219360SHDFND10019360STMICROELECTRONICS N VNY REGISTRY86101210221018490SHDFND10018490SYSCO CORPCOM8718291073295916SHDFND1005916TARGET CORPCOM87612E1062162982SHDFND1002982TEXTRON INCCOM883203101177136503SHDFND10036503TICC CAPITAL CORPCOM87244T10921732820SHDFND10032820TIME WARNER INCCOM NEW887317303268427757SHDFND10027757TJX COS INC NEWCOM87254010983711168SHDFND10011168TRAVELERS COMPANIES INCCOM89417E1097886441SHDFND1006441TRIANGLE CAP CORPCOM89584810940622088SHDFND10022088TYSON FOODS INCCL A9024941032774454SHDFND1004454UNDER ARMOUR INCCL A9043111072317864SHDFND1007864UNION PAC CORPCOM9078181084384197SHDFND1004197UNITED PARCEL SERVICE INCCL B9113121065194540SHDFND1004540UNITED STATES OIL FUND LPUNITS91232N10814212115SHDFND10012115UNITED TECHNOLOGIES CORPCOM9130171095324866SHDFND1004866UNITEDHEALTH GROUP INCCOM91324P102507831711SHDFND10031711US BANCORP DELCOM NEW9029733043556907SHDFND1006907VALERO ENERGY CORP NEWCOM91913Y1006269171SHDFND1009171VALLEY NATL BANCORPCOM91979410721518464SHDFND10018464VANGUARD BD INDEX FD INCINTERMED TERM92193781922761274038SHDFND100274038VANGUARD BD INDEX FD INCLONG TERM BOND92193779327055303323SHDFND100303323VANGUARD BD INDEX FD INCSHORT TRM BOND92193782767052843807SHDFND100843807VANGUARD BD INDEX FD INCTOTAL BND MRKT921937835165620498SHDFND10020498VANGUARD CHARLOTTE FDSINTL BD IDX ETF92203J40745851844025SHDFND100844025VANGUARD INDEX FDSEXTEND MKT ETF922908652152015827SHDFND10015827VANGUARD INDEX FDSGROWTH ETF92290873649702445854SHDFND100445854VANGUARD INDEX FDSMCAP GR IDXVIP9229085386626266SHDFND1006266VANGUARD INDEX FDSMCAP VL IDXVIP9229085127527722SHDFND1007722VANGUARD INDEX FDSMID CAP ETF922908629223616988SHDFND10016988VANGUARD INDEX FDSREIT ETF922908553604473582SHDFND10073582VANGUARD INDEX FDSS&P 500 ETF SHS92290836316077835SHDFND1007835VANGUARD INDEX FDSSM CP VAL ETF92290861111269310SHDFND1009310VANGUARD INDEX FDSSMALL CP ETF92290875116810130109SHDFND100130109VANGUARD INDEX FDSTOTAL STK MKT922908769823071337SHDFND10071337VANGUARD INDEX FDSVALUE ETF92290874457306616242SHDFND100616242VANGUARD INTL EQUITY INDEX FALLWRLD EX US92204277575216988SHDFND10016988VANGUARD INTL EQUITY INDEX FFTSE EMR MKT ETF92204285815979446235SHDFND100446235VANGUARD INTL EQUITY INDEX FFTSE EUROPE ETF922042874197641233SHDFND10041233VANGUARD SCOTTSDALE FDSINT-TERM CORP92206C8703163675SHDFND1003675VANGUARD SCOTTSDALE FDSMORTG-BACK SEC92206C77122073422317SHDFND100422317VANGUARD SCOTTSDALE FDSSHRT TRM CORP BD92206C4095096406SHDFND1006406VANGUARD SCOTTSDALE FDSSHTRM GVT BD ETF92206C1023535822SHDFND1005822VANGUARD SCOTTSDALE FDSVNG RUS1000GRW92206C6807727166SHDFND1007166VANGUARD SCOTTSDALE FDSVNG RUS1000VAL92206C7142262297SHDFND1002297VANGUARD SPECIALIZED PORTFOLDIV APP ETF9219088446457533SHDFND1007533VANGUARD TAX MANAGED INTL FDFTSE DEV MKT ETF921943858629091721666SHDFND1001721666VANGUARD WHITEHALL FDS INCHIGH DIV YLD921946406121515996SHDFND10015996VANGUARD WORLD FDSCONSUM DIS ETF92204A10811889189SHDFND1009189VANGUARD WORLD FDSCONSUM STP ETF92204A2078966693SHDFND1006693VANGUARD WORLD FDSENERGY ETF92204A3063102947SHDFND1002947VANGUARD WORLD FDSFINANCIALS ETF92204A4055168663SHDFND1008663VANGUARD WORLD FDSHEALTH CAR ETF92204A504135110604SHDFND10010604VANGUARD WORLD FDSMATERIALS ETF92204A801163914562SHDFND10014562VEREIT INCCOM92339V10068480544SHDFND10080544VERIZON COMMUNICATIONS INCCOM92343V104477189340SHDFND10089340VISA INCCOM CL A92826C839596676457SHDFND10076457VOYA GLBL EQTY DIV & PREM OPCOM92912T10010815992SHDFND10015992WALGREENS BOOTS ALLIANCE INCCOM9314271084565480SHDFND1005480WAL-MART STORES INCCOM931142103295842732SHDFND10042732WASTE MGMT INC DELCOM94106L1093945586SHDFND1005586WELLS FARGO & CO NEWCOM94974610175713697SHDFND10013697WELLS FARGO INCOME OPPORTUNIWF INC OPPTY FD94987B10521926120SHDFND10026120WELLTOWER INCCOM95040Q1042313463SHDFND1003463WESTLAKE CHEM CORPCOM9604131025429706SHDFND1009706WINDSTREAM HLDGS INCCOM NEW97382A2007410419SHDFND10010419YAHOO INCCOM9843321062957643SHDFND1007643