0001492299-15-000006.txt : 20150515 0001492299-15-000006.hdr.sgml : 20150515 20150515124123 ACCESSION NUMBER: 0001492299-15-000006 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150331 FILED AS OF DATE: 20150515 DATE AS OF CHANGE: 20150515 EFFECTIVENESS DATE: 20150515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MITSUBISHI UFJ SECURITIES (USA), Inc. CENTRAL INDEX KEY: 0001492299 IRS NUMBER: 133498732 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-15100 FILM NUMBER: 15867214 BUSINESS ADDRESS: STREET 1: 1633 BROADWAY STREET 2: 29TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-405-7020 MAIL ADDRESS: STREET 1: 1633 BROADWAY STREET 2: 29TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 13F-HR/A 1 primary_doc.xml 13F-HR/A LIVE false true false 0001492299 XXXXXXXX 03-31-2015 03-31-2015 true 1 RESTATEMENT MITSUBISHI UFJ SECURITIES (USA), Inc.

1633 BROADWAY 29TH FLOOR NEW YORK NY 10019

13F HOLDINGS REPORT 028-15100 N Konrad Matthaei 212-405-7020 Konrad R Matthaei New York NY 05-15-2015 0 0 0 false INFORMATION TABLE 2 13FInfoTable20150515.xml KINDER MORGAN INC COM 49456B101 0 0 SH DFND 1 0 0 0