0001492299-15-000002.txt : 20150129 0001492299-15-000002.hdr.sgml : 20150129 20150129111326 ACCESSION NUMBER: 0001492299-15-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20141231 FILED AS OF DATE: 20150129 DATE AS OF CHANGE: 20150129 EFFECTIVENESS DATE: 20150129 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MITSUBISHI UFJ SECURITIES (USA), Inc. CENTRAL INDEX KEY: 0001492299 IRS NUMBER: 133498732 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15100 FILM NUMBER: 15557359 BUSINESS ADDRESS: STREET 1: 1633 BROADWAY STREET 2: 29TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-405-7183 MAIL ADDRESS: STREET 1: 1633 BROADWAY STREET 2: 29TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001492299 XXXXXXXX 12-31-2014 12-31-2014 MITSUBISHI UFJ SECURITIES (USA), Inc.

1633 BROADWAY 29TH FLOOR NEW YORK NY 10019

13F HOLDINGS REPORT 028-15100 N George Mandl 212-405-7000 George Mandl New York NY 01-29-2015 0 5 220924 false INFORMATION TABLE 2 13FInfoTableOct31-Dec31.xml KINDER MORGAN INC COM 49456B101 152 3600 SH DFND 1 3600 0 0 KINDER MORGAN INC Call 49456B101 7616 180000 SH Call DFND 1 180000 0 0 KINDER MORGAN INC Put 49456B101 7616 180000 SH Put DFND 1 180000 0 0 SPDR S&P 500 ETF TRUST COM 78462F103 102770 500000 SH DFND 1 500000 0 0 SPDR S&P 500 ETF TRUST Put 78462F103 102770 500000 SH Put DFND 1 180000 0 0