The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| PFIZER INC | CALL | 717081103 | 113,485 | 4,051,600 | SH | Call | DFND | 1 | 4,051,600 | 0 | 0 |
| RESEARCH IN MOTION | COM | 760975102 | 105 | 10,000 | SH | DFND | 1 | 10,000 | 0 | 0 | |
| RESEARCH IN MOTION | PUT | 760975102 | 523 | 50,000 | SH | Put | DFND | 1 | 50,000 | 0 | 0 |
| ZOETIS INC | CALL | 98978V103 | 3,398 | 110,000 | SH | Call | DFND | 1 | 110,000 | 0 | 0 |
| BGS ACQUISITION CORP | *W | G1082J118 | 11 | 53,333 | SH | DFND | 1 | 53,333 | 0 | 0 | |
| BGS ACQUISITION CORP | UNIT | G1082J126 | 691 | 68,000 | SH | DFND | 1 | 68,000 | 0 | 0 | |