0001492299-13-000008.txt : 20130715 0001492299-13-000008.hdr.sgml : 20130715 20130715135203 ACCESSION NUMBER: 0001492299-13-000008 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20130630 FILED AS OF DATE: 20130715 DATE AS OF CHANGE: 20130715 EFFECTIVENESS DATE: 20130715 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MITSUBISHI UFJ SECURITIES (USA), Inc. CENTRAL INDEX KEY: 0001492299 IRS NUMBER: 133498732 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15100 FILM NUMBER: 13967785 BUSINESS ADDRESS: STREET 1: 1633 BROADWAY STREET 2: 29TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-405-7183 MAIL ADDRESS: STREET 1: 1633 BROADWAY STREET 2: 29TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001492299 XXXXXXXX 06-30-2013 06-30-2013 MITSUBISHI UFJ SECURITIES (USA), Inc.

1633 BROADWAY 29TH FLOOR NEW YORK NY 10019

13F HOLDINGS REPORT 028-15100 N George Mandl 212-405-7000 George Mandl New York NY 07-15-2013 1 6 118213 false 1 0001374022 028-13570 Mitsubishi UFJ Securities Holdings Co., Ltd. INFORMATION TABLE 2 MUSUSA13FInfoTableJune30.xml PFIZER INC CALL 717081103 113485 4051600 SH Call DFND 1 4051600 0 0 RESEARCH IN MOTION COM 760975102 105 10000 SH DFND 1 10000 0 0 RESEARCH IN MOTION PUT 760975102 523 50000 SH Put DFND 1 50000 0 0 ZOETIS INC CALL 98978V103 3398 110000 SH Call DFND 1 110000 0 0 BGS ACQUISITION CORP *W G1082J118 11 53333 SH DFND 1 53333 0 0 BGS ACQUISITION CORP UNIT G1082J126 691 68000 SH DFND 1 68000 0 0