0001144204-15-073055.txt : 20151229 0001144204-15-073055.hdr.sgml : 20151229 20151229102907 ACCESSION NUMBER: 0001144204-15-073055 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151216 FILED AS OF DATE: 20151229 DATE AS OF CHANGE: 20151229 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Wins Finance Holdings Inc. CENTRAL INDEX KEY: 0001640251 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 000000000 STATE OF INCORPORATION: E9 FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 590 MADISON AVENUE, 21ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 646-480-9882 MAIL ADDRESS: STREET 1: 590 MADISON AVENUE, 21ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hao Jianming CENTRAL INDEX KEY: 0001492284 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 333-204074 FILM NUMBER: 151310479 MAIL ADDRESS: STREET 1: UNIT 106, TERN CENTRE, TOWER II, STREET 2: 251 QUEEN'S ROAD, CENTRAL CITY: HONG KONG STATE: F4 ZIP: 00000 4 1 v427887_4.xml OWNERSHIP DOCUMENT X0306 4 2015-12-16 0 0001640251 Wins Finance Holdings Inc. WINS 0001492284 Hao Jianming C/O WINS FINANCE HOLDINGS INC. 1F BUILDING 7 NO. 58 JIANGUO ROAD, CHAOYANG BEIJING F4 100024 CHINA 1 1 0 0 Co-Chief Executive Officer Options (right to buy) 12.00 2015-12-16 4 A 0 900000 0 A 2020-12-15 Ordinary Shares 900000 900000 D The options become exercisable in three equal annual installments beginning on December 16, 2015 provided that the reporting person continues his employment with Wins Finance Holdings Inc. (and/or its subsidiaries and/or variable interest entities) or continues to serve as a member of the Board of Directors of Wins Finance Holdings Inc. /s/ Jianming Hao 2015-12-24