0001085146-14-001346.txt : 20140716 0001085146-14-001346.hdr.sgml : 20140716 20140716081001 ACCESSION NUMBER: 0001085146-14-001346 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140630 FILED AS OF DATE: 20140716 DATE AS OF CHANGE: 20140716 EFFECTIVENESS DATE: 20140716 FILER: COMPANY DATA: COMPANY CONFORMED NAME: National Planning Corp CENTRAL INDEX KEY: 0001492262 IRS NUMBER: 383023534 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13971 FILM NUMBER: 14977065 BUSINESS ADDRESS: STREET 1: 401 WILSHIRE BLVD STREET 2: SUITE 1100 CITY: SANTA MONICA STATE: CA ZIP: 90401 BUSINESS PHONE: 888-711-6720 MAIL ADDRESS: STREET 1: 401 WILSHIRE BLVD STREET 2: SUITE 1100 CITY: SANTA MONICA STATE: CA ZIP: 90401 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001492262 XXXXXXXX 06-30-2014 06-30-2014 National Planning Corp

401 WILSHIRE BLVD SUITE 1100 SANTA MONICA CA 90401

13F HOLDINGS REPORT 028-13971 N Sean Haley (310)-899-7813 /s/ Sean Haley Santa Monica CA 07-15-2014 1 757 1272875 false 1 0000898419 028-03582 PRUDENTIAL PLC INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE 3-D SYS CORP DELCOM NEW88554D2052614368SHDFND10043683M COCOM88579Y101548938319SHDFND10038319ABBOTT LABSCOM002824100257162872SHDFND10062872ABBVIE INCCOM00287Y109193134218SHDFND10034218ACADIA RLTY TRCOM SH BEN INT00423910939414016SHDFND10014016ADVISORSHARES TRPERITUS HG YLD00768Y503182734285SHDFND10034285ADVISORSHARES TRMADRONA GLB BD00768Y83454320603SHDFND10020603ADVISORSHARES TRRANGER EQUITY BE00768Y88339133172SHDFND10033172AFLAC INCCOM0010551024026465SHDFND1006465AGL RES INCCOM0012041062644802SHDFND1004802AIR PRODS & CHEMS INCCOM0091581065944621SHDFND1004621ALCOA INCCOM01381710144129615SHDFND10029615ALEXION PHARMACEUTICALS INCCOM0153511093862472SHDFND1002472ALKERMES PLCSHSG0176710593218512SHDFND10018512ALLIANCEBERNSTEIN GBL HGH INCOM01879R10695366342SHDFND10066342ALLIANCEBERNSTEIN HOLDING LPUNIT LTD PARTN01881G10628110855SHDFND10010855ALLIANCEBERNSTEIN INCOME FUNCOM01881E10118524610SHDFND10024610ALLIANT ENERGY CORPCOM0188021083485713SHDFND1005713ALLIANZGI CONV & INCOME FDCOM0188281031724162808SHDFND100162808ALLIANZGI CONV & INCOME FD ICOM01882510993293154SHDFND10093154ALPS ETF TRALERIAN MLP00162Q866168488650SHDFND10088650ALTRIA GROUP INCCOM02209S1034418105336SHDFND100105336AMAZON COM INCCOM0231351069382887SHDFND1002887AMBEV SASPONSORED ADR02319V10339155497SHDFND10055497AMER RLTY CAP HEALTHCAR TR ICOM02917R1085828535184SHDFND100535184AMEREN CORPCOM0236081023378249SHDFND1008249AMERICAN AIRLS GROUP INCCOM02376R1022255230SHDFND1005230AMERICAN CAPITAL AGENCY CORPCOM02503X10579333877SHDFND10033877AMERICAN ELEC PWR INCCOM02553710173113116SHDFND10013116AMERICAN EXPRESS COCOM025816109108111393SHDFND10011393AMERICAN INTL GROUP INCCOM NEW02687478472513288SHDFND10013288AMERICAN RLTY CAP PPTYS INCCOM02917T104222751777741SHDFND1001777741AMERICAN STRATEGIC INCM PTFLCOM03009810736635678SHDFND10035678AMERICAN WTR WKS CO INC NEWCOM03042010352510616SHDFND10010616AMERIGAS PARTNERS L PUNIT L P INT03097510648810750SHDFND10010750AMETEK INC NEWCOM0311001002124059SHDFND1004059AMGEN INCCOM0311621007126017SHDFND1006017AMREIT INC NEWCL B03216B20819910875SHDFND10010875ANADARKO PETE CORPCOM0325111073042778SHDFND1002778ANNALY CAP MGMT INCCOM0357104092113184878SHDFND100184878ANTARES PHARMA INCCOM036642106336125900SHDFND100125900APACHE CORPCOM0374111054954922SHDFND1004922APOLLO INVT CORPCOM03761U10638544712SHDFND10044712APPLE INCCOM03783310020190217261SHDFND100217261ARCHER DANIELS MIDLAND COCOM03948310247510767SHDFND10010767ARENA PHARMACEUTICALS INCCOM04004710243674400SHDFND10074400ASANKO GOLD INCCOM04341Y1054216111SHDFND10016111ASSOCIATED BANC CORPCOM04548710531217244SHDFND10017244ASTRAZENECA PLCSPONSORED ADR046353108138018577SHDFND10018577AT&T INCCOM00206R1029732275224SHDFND100275224AUTOMATIC DATA PROCESSING INCOM053015103101212769SHDFND10012769B & G FOODS INC NEWCOM05508R1062146543SHDFND1006543BAIDU INCSPON ADR REP A0567521088064317SHDFND1004317BANCO SANTANDER SAADR05964H10512612053SHDFND10012053BANCORP NEW JERSEY INC NEWCOM05991510813911000SHDFND10011000BANK MONTREAL QUECOM0636711014145621SHDFND1005621BANK NEW YORK MELLON CORPCOM06405810057815412SHDFND10015412BANK OF AMERICA CORPORATIONCOM0605051042803182375SHDFND100182375BAXTER INTL INCCOM0718131094536270SHDFND1006270BCE INCCOM NEW05534B7603467637SHDFND1007637BECTON DICKINSON & COCOM0758871095294475SHDFND1004475BERKSHIRE HATHAWAY INC DELCL A08467010811396SHDFND1006BERKSHIRE HATHAWAY INC DELCL B NEW084670702849967154SHDFND10067154BIOGEN IDEC INCCOM09062X1035901871SHDFND1001871BIOMED REALTY TRUST INCCOM09063H10731514428SHDFND10014428BLACK HILLS CORPCOM0921131093295360SHDFND1005360BLACKBERRY LTDCOM09228F10311110815SHDFND10010815BLACKROCK CORE BD TRSHS BEN INT09249E10125118000SHDFND10018000BLACKROCK ECOSOLUTIONS INVTCOM SH09254610065579350SHDFND10079350BLACKROCK FLOAT RATE OME STRCOM09255X10022115057SHDFND10015057BLACKROCK GLOBAL OPP EQTY TRCOM09250110584155858SHDFND10055858BLACKROCK HEALTH SCIENCES TRCOM09250W10738710525SHDFND10010525BLACKROCK KELSO CAPITAL CORPCOM09253310813815125SHDFND10015125BLACKROCK MUNICIPAL BOND TRCOM09249H10418912000SHDFND10012000BLACKROCK MUNICIPL INC QLTYCOM09247910448634450SHDFND10034450BLACKROCK MUNIYIELD ARIZ FDCOM09254K10925817700SHDFND10017700BLACKROCK MUNIYIELD PA QLTYCOM09255G10777054675SHDFND10054675BLACKROCK REAL ASSET EQUITYCOM09254B10938540984SHDFND10040984BLACKSTONE GROUP L PCOM UNIT LTD09253U10850715159SHDFND10015159BOARDWALK PIPELINE PARTNERSUT LTD PARTNER09662710422211984SHDFND10011984BOEING COCOM097023105495838966SHDFND10038966BP PLCSPONSORED ADR055622104163731028SHDFND10031028BP PRUDHOE BAY RTY TRUNIT BEN INT0556301077217283SHDFND1007283BRISTOL MYERS SQUIBB COCOM110122108282358197SHDFND10058197BRITISH AMERN TOB PLCSPONSORED ADR1104481072331959SHDFND1001959BROOKFIELD RENEWABLE ENRGY PPARTNERSHIP UNITG162581082488368SHDFND1008368BUCKEYE PARTNERS L PUNIT LTD PARTN1182301016948359SHDFND1008359CALAMOS CONV & HIGH INCOME FCOM SHS12811P10876251519SHDFND10051519CALAMOS CONV OPP AND INC FDSH BEN INT12811710869549531SHDFND10049531CALAMOS STRATEGIC TOTL RETNCOM SH BEN INT12812510123519550SHDFND10019550CALAVO GROWERS INCCOM1282461053269634SHDFND1009634CALUMET SPECIALTY PRODS PTNRUT LTD PARTNER1314761032568050SHDFND1008050CAMPBELL SOUP COCOM13442910950310977SHDFND10010977CAPSTEAD MTG CORPCOM NO PAR14067E50649637729SHDFND10037729CARBO CERAMICS INCCOM1407811054903180SHDFND1003180CATCHMARK TIMBER TR INCCL A14912Y20264046793SHDFND10046793CATERPILLAR INC DELCOM149123101211819489SHDFND10019489CBRE CLARION GLOBAL REAL ESTCOM12504G10014015325SHDFND10015325CELGENE CORPCOM151020104149917458SHDFND10017458CENTRAL FD CDA LTDCL A15350110158340109SHDFND10040109CENTURYLINK INCCOM15670010644912392SHDFND10012392CHAMBERS STR PPTYSCOM15784210540249957SHDFND10049957CHENIERE ENERGY PARTNERS LPCOM UNIT16411Q10148814775SHDFND10014775CHESAPEAKE ENERGY CORPCOM16516710735011271SHDFND10011271CHEVRON CORP NEWCOM16676410033467256351SHDFND100256351CHICAGO BRIDGE & IRON CO N VCOM1672501093264782SHDFND1004782CHIMERA INVT CORPCOM16934Q109589184611SHDFND100184611CHIPOTLE MEXICAN GRILL INCCOM169656105303512SHDFND100512CHURCH & DWIGHT INCCOM1713401022002860SHDFND1002860CISCO SYS INCCOM17275R102159364108SHDFND10064108CITIGROUP INCCOM NEW17296742451010830SHDFND10010830CLAYMORE EXCHANGE TRD FD TRGUG BLT2018 HY18383M381129047000SHDFND10047000CLAYMORE EXCHANGE TRD FD TRGUG MULTI ASSET18383M5062996114622SHDFND100114622CLOROX CO DELCOM189054109148616257SHDFND10016257CLOUGH GLOBAL EQUITY FDCOM18914C10039325400SHDFND10025400COCA COLA COCOM191216100266862984SHDFND10062984COGNIZANT TECHNOLOGY SOLUTIOCL A1924461022835790SHDFND1005790COHEN & STEERS INFRASTRUCTURCOM19248A10946719060SHDFND10019060COHEN & STEERS QUALITY RLTYCOM19247L10613011532SHDFND10011532COLGATE PALMOLIVE COCOM194162103232634120SHDFND10034120COLONY FINL INCCOM19624R106156467363SHDFND10067363COLUMBIA PPTY TR INCCOM NEW198287203254597863SHDFND10097863COMCAST CORP NEWCL A20030N10189316642SHDFND10016642CONAGRA FOODS INCCOM2058871022026817SHDFND1006817CONOCOPHILLIPSCOM20825C104236727607SHDFND10027607CONSOLIDATED EDISON INCCOM209115104166528843SHDFND10028843CONTINENTAL RESOURCES INCCOM2120151012221407SHDFND1001407CONTROL4 CORPCOM21240D10729315000SHDFND10015000CORE LABORATORIES N VCOMN227171072891732SHDFND1001732CORNERSTONE PROGRESSIVE RTNCOM21925C10141690688SHDFND10090688CORNERSTONE STRATEGIC VALUECOM NEW21924B20352185570SHDFND10085570CORNERSTONE TOTAL RTRN FD INCOM NEW21924U2011291228910SHDFND100228910CORNING INCCOM21935010543819943SHDFND10019943COSTCO WHSL CORP NEWCOM22160K105119010332SHDFND10010332CREDIT SUISSE HIGH YLD BND FSH BEN INT22544F10313742220SHDFND10042220CRESCENT PT ENERGY CORPCOM22576C10199022289SHDFND10022289CSX CORPCOM12640810394630707SHDFND10030707CUMMINS INCCOM23102110613608814SHDFND1008814CUSHING MLP TOTAL RETURN FDCOM SHS23163110211112600SHDFND10012600CVB FINL CORPCOM12660010529318264SHDFND10018264CVS CAREMARK CORPORATIONCOM126650100113615074SHDFND10015074DANAHER CORP DELCOM2358511025897479SHDFND1007479DEERE & COCOM2441991057508288SHDFND1008288DEJOUR ENERGY INCCOM24486R103210000SHDFND10010000DELAWARE INV MN MUN INC FD ICOM24610V10332923259SHDFND10023259DELTA AIR LINES INC DELCOM NEW24736170241610747SHDFND10010747DEXCOM INCCOM2521311072646655SHDFND1006655DIAGEO P L CSPON ADR NEW25243Q20511418961SHDFND1008961DIAMONDBACK ENERGY INCCOM25278X1092663000SHDFND1003000DIGITAL RLTY TR INCCOM2538681032073554SHDFND1003554DIRECTVCOM25490A3094435215SHDFND1005215DISCOVER FINL SVCSCOM2547091082303712SHDFND1003712DISNEY WALT COCOM DISNEY254687106336739268SHDFND10039268DIVIDEND & INCOME FUNDCOM NEW25538A20455734920SHDFND10034920DNP SELECT INCOME FDCOM23325P10449547068SHDFND10047068DOMINION RES INC VA NEWCOM25746U1095617844SHDFND1007844DOMINOS PIZZA INCCOM25754A20193012719SHDFND10012719DONALDSON INCCOM25765110949611720SHDFND10011720DOUBLELINE INCOME SOLUTIONSCOM2586221094488199815SHDFND100199815DOUBLELINE OPPORTUNISTIC CRCOM258623107188579719SHDFND10079719DOVER CORPCOM2600031086266883SHDFND1006883DOW 30SM ENHANCED PREM & INCCOM26053710518013100SHDFND10013100DOW CHEM COCOM2605431034679072SHDFND1009072DREYFUS HIGH YIELD STRATEGIESH BEN INT26200S10121649751SHDFND10049751DST SYS INC DELCOM2333261072192381SHDFND1002381DTE ENERGY COCOM2333311073224132SHDFND1004132DU PONT E I DE NEMOURS & COCOM263534109163825038SHDFND10025038DUKE ENERGY CORP NEWCOM NEW26441C204281537944SHDFND10037944DUNKIN BRANDS GROUP INCCOM265504100233751009SHDFND10051009E M C CORP MASSCOM26864810275828789SHDFND10028789EASTMAN CHEM COCOM2774321004665331SHDFND1005331EATON CORP PLCSHSG29183103158620550SHDFND10020550EATON VANCE LTD DUR INCOME FCOM27828H10525716485SHDFND10016485EATON VANCE RISK MNGD DIV EQCOM27829G10633428900SHDFND10028900EATON VANCE SR INCOME TRSH BEN INT27826S1036810000SHDFND10010000EATON VANCE TAX MNGD GBL DVCOM27829F10828227206SHDFND10027206EATON VANCE TX MNG BY WRT OPCOM27828Y10820914200SHDFND10014200EATON VANCE TXMGD GL BUYWR OCOM27829C10531324523SHDFND10024523EBAY INCCOM27864210361612309SHDFND10012309ECHO THERAPEUTICS INCCOM NEW27876L2065022250SHDFND10022250EDISON INTLCOM281020107120320709SHDFND10020709ELECTRO RENT CORPCOM28521810373744074SHDFND10044074ELEPHANT TALK COMM CORPCOM NEW2862022052829315SHDFND10029315EMERSON ELEC COCOM2910111046609946SHDFND1009946ENBRIDGE ENERGY PARTNERS L PCOM29250R106225360999SHDFND10060999ENDEAVOUR SILVER CORPCOM29258Y103560102580SHDFND100102580ENERGY RECOVERY INCCOM29270J1008717697SHDFND10017697ENERGY TRANSFER EQUITY L PCOM UT LTD PTN29273V1002414086SHDFND1004086ENERGY TRANSFER PRTNRS L PUNIT LTD PARTN29273R109232140037SHDFND10040037ENERPLUS CORPCOM29276610273829299SHDFND10029299ENSCO PLCSHS CLASS AG3157S1064608274SHDFND1008274ENTERPRISE FINL SVCS CORPCOM29371210526214500SHDFND10014500ENTERPRISE PRODS PARTNERS LCOM293792107687387784SHDFND10087784EOG RES INCCOM26875P1014493840SHDFND1003840ETF SER SOLUTIONSALPCLONE ALTER26922A305125932129SHDFND10032129EXCHANGE TRADED CONCEPTS TRYORK HIINC MLP30150510319510395SHDFND10010395EXELON CORPCOM30161N10164217599SHDFND10017599EXPRESS SCRIPTS HLDG COCOM30219G10870910227SHDFND10010227EXXON MOBIL CORPCOM30231G10214519144210SHDFND100144210FACEBOOK INCCL A30303M102381756730SHDFND10056730FEDEX CORPCOM31428X1065743790SHDFND1003790FERRELLGAS PARTNERS L.P.UNIT LTD PART3152931002689801SHDFND1009801FIFTH STREET FINANCE CORPCOM31678A10342242962SHDFND10042962FIRST BANCORP P RCOM NEW3186727066712249SHDFND10012249FIRST TR EXCHANGE TRADED FDNY ARCA BIOTECH33733E2032783373SHDFND1003373FIRST TR EXCHANGE TRADED FDCONSUMR DISCRE33734X1012567703SHDFND1007703FIRST TR EXCHANGE TRADED FDCONSUMR STAPLE33734X11949412415SHDFND10012415FIRST TR EXCHANGE TRADED FDHLTH CARE ALPH33734X1434167805SHDFND1007805FIRST TR EXCHANGE TRADED FDUTILITIES ALPH33734X18424810410SHDFND10010410FIRST TR EXCHANGE TRADED FDDJ GLBL DIVID33734X20041414204SHDFND10014204FIRST TR EXCHANGE TRADED FDMULTI ASSET DI33738R10022410005SHDFND10010005FIRST TR EXCHANGE TRADED FDDORSEY WRT 5 ETF33738R60537518911SHDFND10018911FIRST TR MID CAP CORE ALPHADCOM SHS33735B1084017500SHDFND1007500FIRST TR MORNINGSTAR DIV LEASHS33691710984135374SHDFND10035374FIRST TR MULTI CP VAL ALPHACOM SHS33733C1083036351SHDFND1006351FIRST TR NAS100 EQ WEIGHTEDSHS33734410546411900SHDFND10011900FIRST TR S&P REIT INDEX FDCOM33734G10891344656SHDFND10044656FIRST TR STRATEGIC HIGH INCCOM SHS NEW33735330432619968SHDFND10019968FIRST TR VALUE LINE DIVID INSHS33734H10689939294SHDFND10039294FIRSTENERGY CORPCOM3379321073459928SHDFND1009928FLAHERTY & CRUMRINE TOTAL RECOM338479108123161375SHDFND10061375FLAHERTY&CRMN PFD SEC INCOMCOM33847810053627325SHDFND10027325FLUOR CORP NEWCOM3434121024966448SHDFND1006448FORD MTR CO DELCOM PAR $0.013453708601966114063SHDFND100114063FREEPORT-MCMORAN COPPER & GOCOM35671D85783622897SHDFND10022897FRONTIER COMMUNICATIONS CORPCOM35906A10810618195SHDFND10018195FS INVT CORPCOM3026351072418227058SHDFND100227058FULTON FINL CORP PACOM36027110015612624SHDFND10012624GABELLI EQUITY TR INCCOM36239710118023925SHDFND10023925GALLAGHER ARTHUR J & COCOM3635761092525402SHDFND1005402GAMCO GLOBAL GOLD NAT RES &COM SH BEN INT36465A10924922648SHDFND10022648GAMESTOP CORP NEWCL A36467W1093378330SHDFND1008330GENERAL DYNAMICS CORPCOM3695501082121815SHDFND1001815GENERAL ELECTRIC COCOM3696041038281315107SHDFND100315107GENERAL MLS INCCOM3703341045239952SHDFND1009952GENERAL MTRS COCOM37045V1002998234SHDFND1008234GENUINE PARTS COCOM3724601054204780SHDFND1004780GILEAD SCIENCES INCCOM375558103289034862SHDFND10034862GLADSTONE CAPITAL CORPCOM37653510039539236SHDFND10039236GLAXOSMITHKLINE PLCSPONSORED ADR37733W105149227890SHDFND10027890GLOBAL X FDSGLB X MLP ENRG I37950E22623011581SHDFND10011581GLOBAL X FDSGBLX URANIUM NEW37950E27525017260SHDFND10017260GLOBAL X FDSGLB X SUPERDIV37950E549207579640SHDFND10079640GLOBAL X FDSSILVER MNR ETF37950E85317212149SHDFND10012149GLU MOBILE INCCOM3798901065511039SHDFND10011039GOLDCORP INC NEWCOM38095640932811746SHDFND10011746GOLDEN STAR RES LTD CDACOM38119T104915000SHDFND10015000GOLDMAN SACHS GROUP INCCOM38141G1045273148SHDFND1003148GOOGLE INCCL A38259P50829164987SHDFND1004987GOOGLE INCCL C38259P70625764478SHDFND1004478GUGGENHEIM ENHNCD EQTY INCMCOM40167B10078382300SHDFND10082300GUGGENHEIM STRATEGIC OPP FDCOM SBI40167F1012247102245SHDFND100102245GW PHARMACEUTICALS PLCADS36197T1032342180SHDFND1002180H & Q HEALTHCARE INVESTORSSH BEN INT40405210260122782SHDFND10022782H & Q LIFE SCIENCES INVSSH BEN INT40405310021810511SHDFND10010511HAIN CELESTIAL GROUP INCCOM4052171003944444SHDFND1004444HALCON RES CORPCOM NEW40537Q2097510317SHDFND10010317HALLIBURTON COCOM40621610182711640SHDFND10011640HANCOCK JOHN INV TRUSTTAX ADV GLB SH41013P74924118550SHDFND10018550HARLEY DAVIDSON INCCOM4128221082653800SHDFND1003800HAWAIIAN ELEC INDUSTRIESCOM41987010035213902SHDFND10013902HCP INCCOM40414L10950712253SHDFND10012253HEALTH CARE REIT INCCOM42217K10663210086SHDFND10010086HEALTHCARE TR AMER INCCL A42225P1053725309396SHDFND100309396HECLA MNG COCOM42270410610630606SHDFND10030606HENRY JACK & ASSOC INCCOM4262811012233748SHDFND1003748HERSHEY COCOM4278661083093170SHDFND1003170HESS CORPCOM42809H1074314358SHDFND1004358HEWLETT PACKARD COCOM42823610334810321SHDFND10010321HOME DEPOT INCCOM437076102137917030SHDFND10017030HONEYWELL INTL INCCOM438516106112312076SHDFND10012076HORMEL FOODS CORPCOM4404521002114281SHDFND1004281HOSPITALITY PPTYS TRCOM SH BEN INT44106M10236512022SHDFND10012022ICAHN ENTERPRISES LPDEPOSITARY UNIT4511001019709727SHDFND1009727ILLINOIS TOOL WKS INCCOM4523081095436198SHDFND1006198INDEXIQ ETF TRHEDGE MLTI ETF45409B10760720249SHDFND10020249INDEXIQ ETF TRUS RL EST SMCP45409B628103339018SHDFND10039018INLAND REAL ESTATE CORPCOM NEW45746120029427613SHDFND10027613INTEL CORPCOM4581401003691119466SHDFND100119466INTERNATIONAL BUSINESS MACHSCOM459200101899449619SHDFND10049619INVESCO DYNAMIC CR OPP FDCOM46132R104122594561SHDFND10094561INVESCO MORTGAGE CAPITAL INCCOM46131B10017810250SHDFND10010250INVESCO SR INCOME TRCOM46131H1075010021SHDFND10010021INVESTORS REAL ESTATE TRSH BEN INT46173010314015243SHDFND10015243ISHARESMSCI AUST ETF4642861032047799SHDFND1007799ISHARESMSCI CDA ETF46428650951716048SHDFND10016048ISHARESMSCI PAC JP ETF4642866652935956SHDFND1005956ISHARESMSCI GERMANY ETF46428680655117614SHDFND10017614ISHARESMSCI JAPAN ETF4642868482223184651SHDFND100184651ISHARESS&P 100 ETF4642871015946865SHDFND1006865ISHARESMRNGSTR LG-CP GR4642871194814513SHDFND1004513ISHARESMRNGSTR LG-CP ET4642871275725027SHDFND1005027ISHARESNYSE COMPSIT ETF4642871432132135SHDFND1002135ISHARESCORE S&P TTL STK4642871502522816SHDFND1002816ISHARESSELECT DIVID ETF46428716811657151428SHDFND100151428ISHARESTIPS BD ETF464287176247021413SHDFND10021413ISHARESCHINA LG-CAP ETF46428718481722050SHDFND10022050ISHARESCORE S&P500 ETF4642872001147158229SHDFND10058229ISHARESCORE TOTUSBD ETF46428722620336185886SHDFND100185886ISHARESMSCI EMG MKT ETF464287234373686431SHDFND10086431ISHARESIBOXX INV CP ETF464287242194716327SHDFND10016327ISHARESGLOBAL TECH ETF464287291142215987SHDFND10015987ISHARESS&P 500 GRWT ETF464287309906586179SHDFND10086179ISHARESGLOB HLTHCRE ETF4642873256326705SHDFND1006705ISHARESGLOBAL ENERG ETF4642873412324786SHDFND1004786ISHARESNA NAT RES4642873744559118SHDFND1009118ISHARESLATN AMER 40 ETF4642873903348719SHDFND1008719ISHARESS&P 500 VAL ETF46428740819009210554SHDFND100210554ISHARES20+ YR TR BD ETF4642874323533112SHDFND1003112ISHARES1-3 YR TR BD ETF464287457137316241SHDFND10016241ISHARESMSCI EAFE ETF4642874657768113610SHDFND100113610ISHARESRUS MDCP VAL ETF4642874736609089SHDFND1009089ISHARESRUS MD CP GR ETF4642874813373766SHDFND1003766ISHARESRUS MID-CAP ETF464287499402724774SHDFND10024774ISHARESCORE S&P MCP ETF464287507974168084SHDFND10068084ISHARESNASDQ BIOTEC ETF46428755611034292SHDFND1004292ISHARESCOHEN&STEER REIT46428756494210782SHDFND10010782ISHARESGLOBAL 100 ETF4642875722132700SHDFND1002700ISHARESU.S. CNSM SV ETF4642875807295906SHDFND1005906ISHARESRUS 1000 VAL ETF464287598643163507SHDFND10063507ISHARESS&P MC 400GR ETF464287606439627983SHDFND10027983ISHARESRUS 1000 GRW ETF4642876149130100404SHDFND100100404ISHARESRUS 1000 ETF464287622156214188SHDFND10014188ISHARESRUS 2000 VAL ETF4642876309379075SHDFND1009075ISHARESRUS 2000 GRW ETF4642876489326731SHDFND1006731ISHARESRUSSELL 2000 ETF464287655949779934SHDFND10079934ISHARESRUS 3000 VAL ETF4642876632541914SHDFND1001914ISHARESRUS 3000 GRW ETF4642876712913917SHDFND1003917ISHARESRUSSELL 3000 ETF464287689146212416SHDFND10012416ISHARESU.S. UTILITS ETF464287697471942375SHDFND10042375ISHARESS&P MC 400VL ETF46428770514302112687SHDFND100112687ISHARESU.S. TECH ETF464287721361937357SHDFND10037357ISHARESU.S. REAL ES ETF46428773911162155487SHDFND100155487ISHARESU.S. INDS ETF464287754177817165SHDFND10017165ISHARESUS HLTHCARE ETF464287762162812698SHDFND10012698ISHARESU.S. FIN SVC ETF4642877705496502SHDFND1006502ISHARESU.S. FINLS ETF4642877882262723SHDFND1002723ISHARESU.S. ENERGY ETF464287796504088735SHDFND10088735ISHARESCORE S&P SCP ETF464287804440239269SHDFND10039269ISHARESU.S. CNSM GD ETF464287812134413531SHDFND10013531ISHARESU.S. BAS MTL ETF46428783814914170388SHDFND100170388ISHARESSP SMCP600VL ETF46428787912689109928SHDFND100109928ISHARESSP SMCP600GR ETF464287887219018129SHDFND10018129ISHARESMRNGSTR LG-CP VL464288109270631933SHDFND10031933ISHARESMRGSTR MD CP ETF464288208182112914SHDFND10012914ISHARESMSCI ACWI ETF4642882572454060SHDFND1004060ISHARESJP MOR EM MK ETF464288281220719145SHDFND10019145ISHARESNAT AMT FREE BD4642884142272087SHDFND1002087ISHARESINTL SEL DIV ETF464288448116229137SHDFND10029137ISHARESMRGSTR SM CP ETF4642885054963613SHDFND1003613ISHARESIBOXX HI YD ETF464288513652368520SHDFND10068520ISHARESMBS ETF464288588171515849SHDFND10015849ISHARESMRGSTR SM CP GR464288604159411880SHDFND10011880ISHARES1-3 YR CR BD ETF464288646230321796SHDFND10021796ISHARESU.S. PFD STK ETF464288687172243160SHDFND10043160ISHARESGLOBAL MATER ETF4642886954066293SHDFND1006293ISHARESGLOB INDSTRL ETF4642887293925380SHDFND1005380ISHARESGLB CNS DISC ETF464288745209824948SHDFND10024948ISHARESUS HOME CONS ETF46428875229812010SHDFND10012010ISHARESU.S. AER&DEF ETF4642887604644299SHDFND1004299ISHARESU.S. BR-DEAL ETF46428879438010099SHDFND10010099ISHARESUS HLTHCR PR ETF4642888287547332SHDFND1007332ISHARESU.S. PHARMA ETF4642888366304662SHDFND1004662ISHARESUS OIL EQ&SV ETF4642888444125312SHDFND1005312ISHARESUS OIL&GS EX ETF4642888517267482SHDFND1007482ISHARESEAFE VALUE ETF4642888772504264SHDFND1004264ISHARESEAFE GRWTH ETF4642888854656422SHDFND1006422ISHARESRUS TP200 VL ETF464289420156736575SHDFND10036575ISHARESRUS TP200 GR ETF4642894384048470SHDFND1008470ISHARESGRWT ALLOCAT ETF4642898673638967SHDFND1008967ISHARESMODERT ALLOC ETF46428987565318279SHDFND10018279ISHARES GOLD TRUSTISHARES46428510586867414SHDFND10067414ISHARES INCCORE MSCI EMKT46434G1035391104269SHDFND100104269ISHARES SILVER TRUSTISHARES46428Q1092167107006SHDFND100107006ISHARES TRHIGH DIVIDND ETF46429B663314641736SHDFND10041736ISHARES TRUSA MIN VOL ETF46429B6975118137503SHDFND100137503ISHARES TRMSCI USA QLT FAC46432F33987315005SHDFND10015005ISHARES TRMSCI USAMOMFCT46432F39686513671SHDFND10013671ISHARES TRCORE MSCI EAFE46432F842356257251SHDFND10057251ISIS PHARMACEUTICALS INCCOM46433010945913333SHDFND10013333JETBLUE AIRWAYS CORPCOM47714310115914630SHDFND10014630JOHNSON & JOHNSONCOM478160104840080294SHDFND10080294JPMORGAN CHASE & COCOM46625H100266146176SHDFND10046176KANSAS CITY SOUTHERNCOM NEW4851703023423182SHDFND1003182KAYNE ANDERSON MLP INVT COCOM48660610644811377SHDFND10011377KIMBERLY CLARK CORPCOM494368103126711394SHDFND10011394KINDER MORGAN ENERGY PARTNERUT LTD PARTNER494550106489759562SHDFND10059562KINDER MORGAN INC DELCOM49456B10142911832SHDFND10011832KINDER MORGAN MANAGEMENT LLCSHS49455U1004776038SHDFND1006038KKR & CO L P DELCOM UNITS48248M10242617511SHDFND10017511KODIAK OIL & GAS CORPCOM50015Q10050934975SHDFND10034975KRAFT FOODS GROUP INCCOM50076Q1065308840SHDFND1008840LAS VEGAS SANDS CORPCOM5178341076768867SHDFND1008867LAUDER ESTEE COS INCCL A5184391043594833SHDFND1004833LIBERTY ALL-STAR GROWTH FD ICOM52990010212222566SHDFND10022566LILLY ELI & COCOM532457108154824895SHDFND10024895LINN ENERGY LLCUNIT LTD LIAB53602010067320793SHDFND10020793LIONS GATE ENTMNT CORPCOM NEW53591920336312686SHDFND10012686LOCKHEED MARTIN CORPCOM5398301097944938SHDFND1004938LOWES COS INCCOM548661107101021052SHDFND10021052LRAD CORPCOM50213V10913465026SHDFND10065026LTC PPTYS INCCOM50217510266617062SHDFND10017062MACQUARIE FT TR GB INF UT DICOM55607W10019510840SHDFND10010840MAGELLAN MIDSTREAM PRTNRS LPCOM UNIT RP LP559080106118314082SHDFND10014082MARATHON OIL CORPCOM5658491062847107SHDFND1007107MARKET VECTORS ETF TRGOLD MINER ETF57060U1003244122652SHDFND100122652MARKET VECTORS ETF TRMKT VECTR WIDE57060U134120539300SHDFND10039300MARKET VECTORS ETF TRBIOTECH ETF57060U18399910474SHDFND10010474MARKET VECTORS ETF TRMUN BD CLOSED57060U332139653935SHDFND10053935MARKET VECTORS ETF TRAGRIBUS ETF57060U6054548249SHDFND1008249MARKET VECTORS ETF TRMKTVEC INTMUETF57060U84527411789SHDFND10011789MARKET VECTORS ETF TRHG YLD MUN ETF57060U87868822828SHDFND10022828MARKET VECTORS ETF TRURAN NUCLR ENRGY57061R5773466593SHDFND1006593MASTERCARD INCCL A57636Q104107914686SHDFND10014686MCCORMICK & CO INCCOM NON VTG5797802062283184SHDFND1003184MCDONALDS CORPCOM580135101236123436SHDFND10023436MCEWEN MNG INCCOM58039P10714349492SHDFND10049492MCGRAW HILL FINL INCCOM5806451094475380SHDFND1005380MCKESSON CORPCOM58155Q1032021086SHDFND1001086MDU RES GROUP INCCOM55269010938010827SHDFND10010827MEDIDATA SOLUTIONS INCCOM58471A1052576000SHDFND1006000MEDTRONIC INCCOM58505510666510428SHDFND10010428MERCK & CO INC NEWCOM58933Y105346959958SHDFND10059958MFA FINL INCCOM55272X10217721575SHDFND10021575MFS HIGH YIELD MUN TRSH BEN INT59318E10219043908SHDFND10043908MFS INTER INCOME TRSH BEN INT55273C1077714546SHDFND10014546MFS MULTIMARKET INCOME TRSH BEN INT55273710810816265SHDFND10016265MFS MUN INCOME TRSH BEN INT55273810621332300SHDFND10032300MICROSOFT CORPCOM594918104342282067SHDFND10082067MIDWAY GOLD CORPCOM5981531047482200SHDFND10082200MINCO GOLD CORPORATIONCOM60254D1081438040SHDFND10038040MOLYCORP INC DELCOM6087531094015384SHDFND10015384MONDELEZ INTL INCCL A60920710592824675SHDFND10024675MONSANTO CO NEWCOM61166W1014183351SHDFND1003351MUELLER WTR PRODS INCCOM SER A62475810811012767SHDFND10012767NATIONAL GRID PLCSPON ADR NEW63627430086311598SHDFND10011598NATIONAL OILWELL VARCO INCCOM6370711014545507SHDFND1005507NEONODE INCCOM NEW64051M4026922000SHDFND10022000NETFLIX INCCOM64110L106282640SHDFND100640NEUBERGER BERMAN MLP INCOMECOM64129H10444121851SHDFND10021851NEW YORK CMNTY BANCORP INCCOM64944510346929321SHDFND10029321NEW YORK REIT INCCOM64976L10912711480SHDFND10011480NEWMONT MINING CORPCOM65163910699138964SHDFND10038964NEXTERA ENERGY INCCOM65339F1019188960SHDFND1008960NIKE INCCL B6541061034495788SHDFND1005788NOBLE CORP PLCSHS USDG6543110180323915SHDFND10023915NOBLE ENERGY INCCOM6550441052713503SHDFND1003503NORFOLK SOUTHERN CORPCOM6558441089919623SHDFND1009623NORTHERN LTS ETF TRARROW DJ GLOBL66537H1052599171SHDFND1009171NORTHERN TIER ENERGY LPCOM UN REPR PART665826103160860150SHDFND10060150NORTHROP GRUMMAN CORPCOM6668071024053382SHDFND1003382NOVAGOLD RES INCCOM NEW66987E206563133784SHDFND100133784NOVARTIS A GSPONSORED ADR66987V109181920095SHDFND10020095NOVO-NORDISK A SADR670100205115625025SHDFND10025025NUCOR CORPCOM6703461053166416SHDFND1006416NUSTAR ENERGY LPUNIT COM67058H1022894655SHDFND1004655NUVEEN BUILD AMER BD FDCOM67074C10371534884SHDFND10034884NUVEEN CORE EQUITY ALPHA FUNCOM67090X107107659245SHDFND10059245NUVEEN EQTY PRM OPPORTUNITYFCOM6706EM10233526045SHDFND10026045NUVEEN FLTNG RTE INCM OPP FDCOM SHS6706EN10021717483SHDFND10017483NUVEEN GBL INCOME OPPORTUN FCOM67073C10413610700SHDFND10010700NUVEEN MUN HIGH INCOME OPP FCOM67068210359444808SHDFND10044808NUVEEN MUN VALUE FD INCCOM67092810015115710SHDFND10015710NUVEEN PFD INCOME OPPRTNY FDCOM67073B10627828676SHDFND10028676NUVEEN QUALITY PFD INCOME FDCOM67072C10557663820SHDFND10063820O REILLY AUTOMOTIVE INC NEWCOM67103H1073592383SHDFND1002383OAKTREE CAP GROUP LLCUNIT CL A67400120178315668SHDFND10015668OCCIDENTAL PETE CORP DELCOM674599105194518952SHDFND10018952OLD REP INTL CORPCOM68022310420912626SHDFND10012626OMEGA HEALTHCARE INVS INCCOM681936100335090875SHDFND10090875ONEOK INC NEWCOM6826801032693944SHDFND1003944ONEOK PARTNERS LPUNIT LTD PARTN68268N103130122200SHDFND10022200ORACLE CORPCOM68389X105112227671SHDFND10027671PARAMOUNT GOLD & SILVER CORPCOM69924P102134140000SHDFND100140000PAREXEL INTL CORPCOM6994621073967485SHDFND1007485PAYCHEX INCCOM7043261074059747SHDFND1009747PCM FUND INCCOM69323T10137430498SHDFND10030498PDL BIOPHARMA INCCOM69329Y1044527000SHCallDFND10027000PENDRELL CORPCOM70686R1043620496SHDFND10020496PENTAIR PLCSHSG7S00T1043044212SHDFND1004212PEOPLES UNITED FINANCIAL INCCOM71270410517211315SHDFND10011315PEPCO HOLDINGS INCCOM7132911022017332SHDFND1007332PEPSICO INCCOM7134481089301104110SHDFND100104110PETROLEO BRASILEIRO SA PETROSPONSORED ADR71654V40841428328SHDFND10028328PETSMART INCCOM7167681062263777SHDFND1003777PFIZER INCCOM7170811033423115334SHDFND100115334PHILIP MORRIS INTL INCCOM718172109166919795SHDFND10019795PHILLIPS 66COM71854610480910054SHDFND10010054PIEDMONT OFFICE REALTY TR INCOM CL A72019020649726266SHDFND10026266PIMCO CALIF MUN INCOME FD IICOM72200M10842044395SHDFND10044395PIMCO CALIF MUN INCOME FD IICOM72201C10914113325SHDFND10013325PIMCO CORPORATE & INCOME OPPCOM72201B1012807148898SHDFND100148898PIMCO CORPORATE INCOME STRATCOM72200U100164296741SHDFND10096741PIMCO ETF TR15+ YR US TIPS72201R30499215247SHDFND10015247PIMCO ETF TRBROAD US TIPS72201R40368611796SHDFND10011796PIMCO ETF TRTOTL RETN ETF72201R775197418109SHDFND10018109PIMCO ETF TR0-5 HIGH YIELD72201R783115110774SHDFND10010774PIMCO ETF TRENHAN SHRT MAT72201R8334184122SHDFND1004122PIMCO ETF TR25YR+ ZERO U S72201R8824614610SHDFND1004610PIMCO GLOBAL STOCKSPLS INCMCOM72201110393336090SHDFND10036090PIMCO HIGH INCOME FDCOM SHS7220141075649414445SHDFND100414445PIMCO INCOME OPPORTUNITY FDCOM72202B1003043103985SHDFND100103985PIMCO INCOME STRATEGY FUNDCOM72201H10852642629SHDFND10042629PIMCO INCOME STRATEGY FUND ICOM72201J10472765737SHDFND10065737PIMCO STRATEGIC INCOME FD INCOM72200X1041185110719SHDFND100110719PIONEER FLOATING RATE TRCOM72369J102104183520SHDFND10083520PIONEER HIGH INCOME TRCOM72369H1062039110385SHDFND100110385PIONEER MUN HIGH INCOME TRCOM SHS72376310826617100SHDFND10017100PIONEER NAT RES COCOM72378710711775124SHDFND1005124PITNEY BOWES INCCOM7244791002278218SHDFND1008218PLAINS ALL AMERN PIPELINE LUNIT LTD PARTN726503105194232335SHDFND10032335PLUM CREEK TIMBER CO INCCOM7292511084339595SHDFND1009595PNC FINL SVCS GROUP INCCOM6934751052262543SHDFND1002543POTASH CORP SASK INCCOM73755L10741410911SHDFND10010911POWERSHARES DB CMDTY IDX TRAUNIT BEN INT73935S10548918409SHDFND10018409POWERSHARES ETF TR IIS&P400 LOVL PT73937B6472227103SHDFND1007103POWERSHARES ETF TR IIS&P500 LOW VOL73937B779143040177SHDFND10040177POWERSHARES ETF TRUSTDWA MOMENTUM PTF73935X153158140523SHDFND10040523POWERSHARES ETF TRUSTGBL LSTD PVT EQT73935X19513110655SHDFND10010655POWERSHARES ETF TRUSTDYNA BUYBK ACH73935X2863056795SHDFND1006795POWERSHARES ETF TRUSTFTSE US1500 SM73935X5679159071SHDFND1009071POWERSHARES ETF TRUSTFTSE RAFI 100073935X5832082353SHDFND1002353POWERSHARES ETF TRUSTDYNM LRG CP VL73935X70854017813SHDFND10017813POWERSHARES ETF TRUSTINTL DIV ACHV73935X7162432125827SHDFND100125827POWERSHARES ETF TRUSTDIV ACHV PRTF73935X73250023799SHDFND10023799POWERSHARES ETF TRUSTDYN PHRMA PORT73935X79972811918SHDFND10011918POWERSHARES ETF TRUSTDYN BIOT & GEN73935X8562666079SHDFND1006079POWERSHARES ETF TRUST IIDWA DEVMKTMOM PT73936Q10882131139SHDFND10031139POWERSHARES ETF TRUST IIDWA SC MOMNT PTF73936Q744118830325SHDFND10030325POWERSHARES ETF TRUST IISENIOR LN PORT73936Q76991036593SHDFND10036593POWERSHARES ETF TRUST IICEF INC COMPST73936Q84354321293SHDFND10021293POWERSHARES GLOBAL ETF TRUSTFDM HG YLD RAFI73936T5572211112817SHDFND100112817POWERSHARES GLOBAL ETF TRUSTAGG PFD PORT73936T56536124668SHDFND10024668POWERSHARES GLOBAL ETF TRUSTSOVEREIGN DEBT73936T57369123705SHDFND10023705POWERSHARES GLOBAL ETF TRUSTGBL WTR PORT73936T62330112248SHDFND10012248POWERSHARES QQQ TRUSTUNIT SER 173935A10412161129497SHDFND100129497POWERSHS DB MULTI SECT COMMDB ENERGY FUND73936B10143013979SHDFND10013979POWERSHS DB MULTI SECT COMMPS DB AGRICUL FD73936B40876928022SHDFND10028022PPG INDS INCCOM69350610710635059SHDFND1005059PPL CORPCOM69351T10678422075SHDFND10022075PRIMERO MNG CORPCOM74164W1069411787SHDFND10011787PROCTER & GAMBLE COCOM74271810914997190820SHDFND100190820PROSHARES TRPSHS ULTRA O&G74347R7192242537SHDFND1002537PROSHARES TRPSHS ULTRA INDL74347R7272402195SHDFND1002195PROSHARES TRRAFI LG SHT FD74347X3103157438SHDFND1007438PROSHARES TRULT FTSE CHINA2574347X8803967262SHDFND1007262PROSHARES TR IIULTRA SILVER NEW74347W3535557730SHDFND1007730PROSPECT CAPITAL CORPORATIONCOM74348T102100394364SHDFND10094364PSYCHEMEDICS CORPCOM NEW74437520539127616SHDFND10027616PUBLIC STORAGECOM74460D1093952308SHDFND1002308PUBLIC SVC ENTERPRISE GROUPCOM74457310665616080SHDFND10016080PVH CORPCOM6936561003382900SHDFND1002900QUALCOMM INCCOM747525103150218961SHDFND10018961QUESTAR CORPCOM7483561022108462SHDFND1008462QUICKLOGIC CORPCOM74837P10811722700SHDFND10022700RADNET INCCOM75049110222634023SHDFND10034023RAYTHEON COCOM NEW7551115073513802SHDFND1003802REALTY INCOME CORPCOM75610910485019146SHDFND10019146REAVES UTIL INCOME FDCOM SH BEN INT756158101220473552SHDFND10073552REGENCY CTRS CORPCOM7588491032985357SHDFND1005357REGENCY ENERGY PARTNERS L PCOM UNITS L P75885Y107158049056SHDFND10049056RETAIL PPTYS AMER INCCL A76131V20268244370SHDFND10044370REYNOLDS AMERICAN INCCOM76171310664810737SHDFND10010737RITE AID CORPCOM76775410458881966SHDFND10081966ROYAL BK CDA MONTREAL QUECOM7800871023254554SHDFND1004554ROYAL DUTCH SHELL PLCSPON ADR B780259107154317729SHDFND10017729ROYAL DUTCH SHELL PLCSPONS ADR A7802592064986048SHDFND1006048RPM INTL INCCOM7496851034028695SHDFND1008695RYDEX ETF TRUSTGUG S&P500 EQ WT78355W106168121909SHDFND10021909RYDEX ETF TRUSTGUG RUSS TOP 5078355W2053072280SHDFND1002280RYDEX ETF TRUSTGUG S&P500 PU VA78355W3042454510SHDFND1004510RYDEX ETF TRUSTGUG S&P500 PU GR78355W403190824674SHDFND10024674SABINE ROYALTY TRUNIT BEN INT7856881025469006SHDFND1009006SALESFORCE COM INCCOM79466L3025689774SHDFND1009774SANOFISPONSORED ADR80105N1054889183SHDFND1009183SCANA CORP NEWCOM80589M1022103900SHDFND1003900SCHLUMBERGER LTDCOM80685710811039353SHDFND1009353SCHWAB STRATEGIC TRUS LRG CAP ETF808524201193341287SHDFND10041287SCHWAB STRATEGIC TRUS SML CAP ETF808524607285252027SHDFND10052027SEADRILL LIMITEDSHSG7945E105159439909SHDFND10039909SELECT SECTOR SPDR TRSBI HEALTHCARE81369Y209144723780SHDFND10023780SELECT SECTOR SPDR TRSBI CONS STPLS81369Y308149233431SHDFND10033431SELECT SECTOR SPDR TRSBI CONS DISCR81369Y407112116800SHDFND10016800SELECT SECTOR SPDR TRSBI INT-ENERGY81369Y506121612151SHDFND10012151SELECT SECTOR SPDR TRSBI INT-FINL81369Y605146764493SHDFND10064493SELECT SECTOR SPDR TRSBI INT-INDS81369Y7044558415SHDFND1008415SELECT SECTOR SPDR TRTECHNOLOGY81369Y803111429047SHDFND10029047SELECT SECTOR SPDR TRSBI INT-UTILS81369Y886232452507SHDFND10052507SEMPRA ENERGYCOM8168511098097723SHDFND1007723SENIOR HSG PPTYS TRSH BEN INT81721M109174571858SHDFND10071858SHERWIN WILLIAMS COCOM824348106321315530SHDFND10015530SILVER WHEATON CORPCOM82833610774928494SHDFND10028494SIRIUS XM HLDGS INCCOM82968B103432124751SHDFND100124751SMITH & WESSON HLDG CORPCOM83175610116411277SHDFND10011277SMUCKER J M COCOM NEW8326964055505161SHDFND1005161SONOCO PRODS COCOM83549510248711077SHDFND10011077SOUTHERN COCOM842587107139530730SHDFND10030730SPDR DOW JONES INDL AVRG ETFUT SER 178467X109497229614SHDFND10029614SPDR GOLD TRUSTGOLD SHS78463V107458935842SHDFND10035842SPDR INDEX SHS FDSSTOXX EUR 50 ETF78463X10341810611SHDFND10010611SPDR INDEX SHS FDSEURO STOXX 5078463X202124528765SHDFND10028765SPDR INDEX SHS FDSDJ GLB RL ES ETF78463X74980917342SHDFND10017342SPDR INDEX SHS FDSS&P INTL ETF78463X7722164205SHDFND1004205SPDR INDEX SHS FDSDJ INTL RL ETF78463X863124528141SHDFND10028141SPDR INDEX SHS FDSS&P WRLD EX US78463X8892648739SHDFND1008739SPDR S&P 500 ETF TRTR UNIT78462F10327769141882SHDFND100141882SPDR S&P MIDCAP 400 ETF TRUTSER1 S&PDCRP78467Y1071389953342SHDFND10053342SPDR SERIES TRUSTMORGAN TECH ETF78464A1024875100SHDFND1005100SPDR SERIES TRUSTNUV HGHYLD MUN78464A2844027146SHDFND1007146SPDR SERIES TRUSTBRC CNV SECS ETF78464A35989617747SHDFND10017747SPDR SERIES TRUSTBRC HGH YLD BD78464A417319576566SHDFND10076566SPDR SERIES TRUSTNUVN BR SHT MUNI78464A425105343265SHDFND10043265SPDR SERIES TRUSTBRCLYS INTL ETF78464A5162594264SHDFND1004264SPDR SERIES TRUSTDJ REIT ETF78464A6076908309SHDFND1008309SPDR SERIES TRUSTS&P RETAIL ETF78464A71494510888SHDFND10010888SPDR SERIES TRUSTS&P DIVID ETF78464A763735696046SHDFND10096046SPDR SERIES TRUSTS&P 600 SML CAP78464A8134534312SHDFND1004312SPECTRA ENERGY CORPCOM847560109129130382SHDFND10030382SPHERIX INCCOM PAR $0.0184842R304251140000SHDFND100140000SPRINT CORPCOM SER 185207U10518621794SHDFND10021794SPROTT PHYSICAL GOLD TRUSTUNIT85207H10450646001SHDFND10046001SPROTT PHYSICAL PLAT PALLADUNIT85207Q10415715478SHDFND10015478SPROTT PHYSICAL SILVER TRTR UNIT85207K10742249786SHDFND10049786ST JUDE MED INCCOM79084910394013569SHDFND10013569STARBUCKS CORPCOM855244109296338286SHDFND10038286STARWOOD PPTY TR INCCOM85571B1052676112567SHDFND100112567STARWOOD WAYPOINT RESIDENTLCOM SHS85571W1092459341SHDFND1009341STATE STR CORPCOM8574771032363516SHDFND1003516STATOIL ASASPONSORED ADR85771P1022227214SHDFND1007214STRYKER CORPCOM8636671012492958SHDFND1002958SUBURBAN PROPANE PARTNERS LUNIT LTD PARTN86448210470215257SHDFND10015257SUNCOR ENERGY INC NEWCOM8672241072195147SHDFND1005147SUNOCO LOGISTICS PRTNRS L PCOM UNITS86764L1084228964SHDFND1008964SYNERGETICS USA INCCOM87160G1073611475SHDFND10011475SYSCO CORPCOM871829107111929880SHDFND10029880TANGER FACTORY OUTLET CTRS ICOM8754651062717762SHDFND1007762TARGET CORPCOM87612E10672112449SHDFND10012449TC PIPELINES LPUT COM LTD PRT87233Q1082454744SHDFND1004744TCW STRATEGIC INCOME FUND INCOM8723401048415192SHDFND10015192TEEKAY OFFSHORE PARTNERS L PPARTNERSHIP UNY8565J10195326407SHDFND10026407TEMPLETON EMERG MKTS INCOMECOM88019210925718621SHDFND10018621TEMPLETON GLOBAL INCOME FDCOM88019810639347616SHDFND10047616TEREX CORP NEWCOM8807791032887009SHDFND1007009TERRA NITROGEN CO L PCOM UNIT8810052013492420SHDFND1002420TESLA MTRS INCCOM88160R1018503540SHDFND1003540TEVA PHARMACEUTICAL INDS LTDADR8816242095129763SHDFND1009763TJX COS INC NEWCOM8725401094969336SHDFND1009336TORONTO DOMINION BK ONTCOM NEW8911605092214299SHDFND1004299TORTOISE ENERGY INFRSTRCTR CCOM89147L100167233820SHDFND10033820TOTAL S ASPONSORED ADR89151E1092723764SHDFND1003764TOWERSTREAM CORPCOM8920001003819500SHDFND10019500TRANSOCEAN LTDREG SHSH8817H1002395315SHDFND1005315TRAVELERS COMPANIES INCCOM89417E1093553772SHDFND1003772TREVENA INCCOM89532E1098715475SHDFND10015475TRIANGLE PETE CORPCOM NEW89600B2012380202575SHDFND100202575TRINITY INDS INCCOM8965221093237380SHDFND1007380TRIPADVISOR INCCOM8969452013803500SHDFND1003500TWO HBRS INVT CORPCOM90187B10156854201SHDFND10054201U S GEOTHERMAL INCCOM90338S1021118900SHDFND10018900UNDER ARMOUR INCCL A904311107128321574SHDFND10021574UNILEVER PLCSPON ADR NEW9047677042234924SHDFND1004924UNION PAC CORPCOM907818108116311657SHDFND10011657UNITED PARCEL SERVICE INCCL B911312106156815273SHDFND10015273UNITED STATES OIL FUND LPUNITS91232N1083418773SHDFND1008773UNITED TECHNOLOGIES CORPCOM913017109205217774SHDFND10017774UNITEDHEALTH GROUP INCCOM91324P1022242735SHDFND1002735UNIVERSAL HEALTH RLTY INCM TSH BEN INT91359E1053878892SHDFND1008892US BANCORP DELCOM NEW902973304105224290SHDFND10024290VALEANT PHARMACEUTICALS INTLCOM91911K1022431929SHDFND1001929VALERO ENERGY CORP NEWCOM91913Y1002394771SHDFND1004771VALLEY NATL BANCORPCOM91979410715815893SHDFND10015893VANGUARD ADMIRAL FDS INCMIDCP 400 IDX9219328852882979SHDFND1002979VANGUARD BD INDEX FD INCLONG TERM BOND921937793819291131SHDFND10091131VANGUARD BD INDEX FD INCINTERMED TERM9219378199733114920SHDFND100114920VANGUARD BD INDEX FD INCSHORT TRM BOND92193782727062336844SHDFND100336844VANGUARD BD INDEX FD INCTOTAL BND MRKT921937835199024204SHDFND10024204VANGUARD CHARLOTTE FDSINTL BD IDX ETF92203J40711287219558SHDFND100219558VANGUARD INDEX FDSS&P 500 ETF SHS92290836310585896SHDFND1005896VANGUARD INDEX FDSMCAP VL IDXVIP922908512109212559SHDFND10012559VANGUARD INDEX FDSMCAP GR IDXVIP92290853898910263SHDFND10010263VANGUARD INDEX FDSREIT ETF922908553396452965SHDFND10052965VANGUARD INDEX FDSSML CP GRW ETF9229085959327313SHDFND1007313VANGUARD INDEX FDSSM CP VAL ETF922908611136312919SHDFND10012919VANGUARD INDEX FDSMID CAP ETF922908629206517402SHDFND10017402VANGUARD INDEX FDSEXTEND MKT ETF922908652660975321SHDFND10075321VANGUARD INDEX FDSGROWTH ETF92290873633228335977SHDFND100335977VANGUARD INDEX FDSVALUE ETF92290874437562464019SHDFND100464019VANGUARD INDEX FDSSMALL CP ETF92290875113606116175SHDFND100116175VANGUARD INDEX FDSTOTAL STK MKT922908769498548979SHDFND10048979VANGUARD INTL EQUITY INDEX FFTSE SMCAP ETF922042718362432606SHDFND10032606VANGUARD INTL EQUITY INDEX FTT WRLD ST ETF9220427424276866SHDFND1006866VANGUARD INTL EQUITY INDEX FALLWRLD EX US922042775192236751SHDFND10036751VANGUARD INTL EQUITY INDEX FFTSE EMR MKT ETF9220428587195166815SHDFND100166815VANGUARD INTL EQUITY INDEX FFTSE PACIFIC ETF922042866253040650SHDFND10040650VANGUARD INTL EQUITY INDEX FFTSE EUROPE ETF922042874406767846SHDFND10067846VANGUARD SCOTTSDALE FDSSHRT TRM CORP BD92206C409164620484SHDFND10020484VANGUARD SCOTTSDALE FDSMORTG-BACK SEC92206C77110852206242SHDFND100206242VANGUARD SCOTTSDALE FDSINT-TERM CORP92206C8704705424SHDFND1005424VANGUARD SPECIALIZED PORTFOLDIV APP ETF921908844649083258SHDFND10083258VANGUARD TAX MANAGED INTL FDFTSE DEV MKT ETF92194385830326712045SHDFND100712045VANGUARD WHITEHALL FDS INCHIGH DIV YLD92194640614227214539SHDFND100214539VANGUARD WORLD FDMEGA CAP INDEX921910873229634303SHDFND10034303VANGUARD WORLD FDSCONSUM DIS ETF92204A108254823338SHDFND10023338VANGUARD WORLD FDSCONSUM STP ETF92204A207164414192SHDFND10014192VANGUARD WORLD FDSENERGY ETF92204A3067785406SHDFND1005406VANGUARD WORLD FDSHEALTH CAR ETF92204A504199517870SHDFND10017870VANGUARD WORLD FDSINF TECH ETF92204A7024534681SHDFND1004681VANGUARD WORLD FDSMATERIALS ETF92204A8015464883SHDFND1004883VANGUARD WORLD FDSUTILITIES ETF92204A8769609929SHDFND1009929VECTOR GROUP LTDCOM92240M10891144068SHDFND10044068VENTAS INCCOM92276F1002233474SHDFND1003474VERIZON COMMUNICATIONS INCCOM92343V1047617155665SHDFND100155665VISA INCCOM CL A92826C83915327272SHDFND1007272VODAFONE GROUP PLC NEWSPNSR ADR NO PAR92857W30858517519SHDFND10017519VOYA GLBL EQTY DIV & PREM OPCOM92912T10011211565SHDFND10011565VOYA INFRASTRUCTURE INDLS &COM92912X1012172116900SHDFND100116900VOYA PRIME RATE TRSH BEN INT92913A10014925669SHDFND10025669VOYA RISK MANAGED NAT RES FDCOM92913C10635330700SHDFND10030700VRINGO INCCOM92911N10412737000SHDFND10037000W P CAREY INCCOM92936U109175127190SHDFND10027190WABCO HLDGS INCCOM92927K1023453230SHDFND1003230WABTEC CORPCOM9297401084145015SHDFND1005015WALGREEN COCOM931422109152020503SHDFND10020503WAL-MART STORES INCCOM931142103231830878SHDFND10030878WASTE MGMT INC DELCOM94106L10945010054SHDFND10010054WELLS FARGO & CO NEWCOM949746101294556031SHDFND10056031WELLS FARGO ADV GLB DIV OPPCOM94987C10360070713SHDFND10070713WELLS FARGO ADVANTAGE INCOMECOM SHS94987B10520120995SHDFND10020995WENDYS COCOM95058W1009711350SHDFND10011350WESTAR ENERGY INCCOM95709T10050613262SHDFND10013262WESTERN ASSET CLYM INFL OPPCOM95766R10414011371SHDFND10011371WESTERN ASSET EMRG MKT INCMCOM95766E10317113200SHDFND10013200WESTERN ASSET HIGH INCM FD ICOM95766J1021356143788SHDFND100143788WESTERN ASSET PREMIER BD FDSHS BEN INT95766410539026130SHDFND10026130WEYERHAEUSER COCOM9621661042788399SHDFND1008399WHITEWAVE FOODS COCOM CL A9662441052567900SHDFND1007900WHOLE FOODS MKT INCCOM9668371063709572SHDFND1009572WILLIAMS COS INC DELCOM9694571002604461SHDFND1004461WINDSTREAM HLDGS INCCOM97382A10116516612SHDFND10016612WISCONSIN ENERGY CORPCOM9766571062334973SHDFND1004973WISDOMTREE TREQTY INC FD97717W2083505887SHDFND1005887WISDOMTREE TREMG MKTS SMCAP97717W28153311111SHDFND10011111WISDOMTREE TRLARGECAP DIVID97717W307235333230SHDFND10033230WISDOMTREE TREMERG MKTS ETF97717W315103720009SHDFND10020009WISDOMTREE TRDIV EX-FINL FD97717W4063765093SHDFND1005093WISDOMTREE TRMIDCAP DIVI FD97717W5053714540SHDFND1004540WISDOMTREE TRTTL EARNING FD97717W5962563621SHDFND1003621WISDOMTREE TRSMALLCAP DIVID97717W6042022890SHDFND1002890WISDOMTREE TRINTL SMCAP DIV97717W760208532180SHDFND10032180WISDOMTREE TRJAPN HEDGE EQT97717W8514308710SHDFND1008710WISDOMTREE TRSTRATEGIC CP BD97717X6932953900SHDFND1003900WYNN RESORTS LTDCOM9831341074792309SHDFND1002309XCEL ENERGY INCCOM98389B10063619718SHDFND10019718YAHOO INCCOM984332106168447930SHDFND10047930YAMANA GOLD INCCOM98462Y10011013322SHDFND10013322YELP INCCL A9858171052303000SHDFND1003000YUM BRANDS INCCOM9884981013334097SHDFND1004097