0001595585-19-000170.txt : 20190814 0001595585-19-000170.hdr.sgml : 20190814 20190814193938 ACCESSION NUMBER: 0001595585-19-000170 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190812 FILED AS OF DATE: 20190814 DATE AS OF CHANGE: 20190814 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Parker Geoffrey M. CENTRAL INDEX KEY: 0001491874 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38558 FILM NUMBER: 191028098 MAIL ADDRESS: STREET 1: 15 RIORDAN PLACE CITY: MENLO PARK STATE: CA ZIP: 94025 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Tricida, Inc. CENTRAL INDEX KEY: 0001595585 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 463372526 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 7000 SHORELINE COURT, SUITE 201 CITY: SOUTH SAN FRANCISCO STATE: CA ZIP: 94080 BUSINESS PHONE: 415-429-7800 MAIL ADDRESS: STREET 1: 7000 SHORELINE COURT, SUITE 201 CITY: SOUTH SAN FRANCISCO STATE: CA ZIP: 94080 4 1 wf-form4_156582596217528.xml FORM 4 X0306 4 2019-08-12 0 0001595585 Tricida, Inc. TCDA 0001491874 Parker Geoffrey M. 7000 SHORELINE COURT, SUITE 201 SOUTH SAN FRANCISCO CA 94080 0 1 0 0 Chief Fin. Officer and Sr. VP Common Stock 2019-08-12 4 P 0 15476 31.64 A 15476 I By Equity Trust Company, Trustee of the Geoffrey M Parker Rollover IRA Common Stock 2019-08-12 4 P 0 2577 32.56 A 18053 I By Equity Trust Company, Trustee of the Geoffrey M Parker Rollover IRA Common Stock 2019-08-13 4 P 0 7416 32.91 A 25469 I By Equity Trust Company, Trustee of the Geoffrey M Parker Rollover IRA Common Stock 2019-08-13 4 P 0 4531 33.60 A 30000 I By Equity Trust Company, Trustee of the Geoffrey M Parker Rollover IRA Common Stock 25000 I By Equity Trust Company, Trustee of the Geoffrey M. Parker Roth IRA Common Stock 60000 I By Geoffrey M. Parker and Jill Gofen Parker Rev. Trust dated 1/27/00 Common Stock 1775 D The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $31.25 to $32.23, inclusive. The reporting person undertakes to provide to Tricida, Inc., any security holder of Tricida, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnotes (1), (3), (4) and (5) to this Form 4. Shares held by Equity Trust Company, Trustee of the Geoffrey M Parker Rollover IRA. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $32.27 to $32.87, inclusive. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $32.27 to $33.24, inclusive. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $33.32 to $33.92, inclusive. Shares held by Equity Trust Company, Trustee of the Geoffrey M. Parker Roth IRA. Shares held by the Geoffrey M. Parker and Jill Gofen Parker Rev. Trust dated 1/27/00. This amount includes 774 shares acquired on December 31, 2018 and 1,001 shares acquired on June 28, 2019 under the Tricida, Inc. 2018 Employee Stock Purchase Plan. These acquisitions are exempt from Section 16(b) pursuant to Rule 16b-3(c) and exempt from Section 16(a) pursuant to Rule 16a-3(f)(1)(i)(B). /s/ Edward J. Hejlek, attorney-in-fact 2019-08-14