0001595585-19-000170.txt : 20190814
0001595585-19-000170.hdr.sgml : 20190814
20190814193938
ACCESSION NUMBER: 0001595585-19-000170
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190812
FILED AS OF DATE: 20190814
DATE AS OF CHANGE: 20190814
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Parker Geoffrey M.
CENTRAL INDEX KEY: 0001491874
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38558
FILM NUMBER: 191028098
MAIL ADDRESS:
STREET 1: 15 RIORDAN PLACE
CITY: MENLO PARK
STATE: CA
ZIP: 94025
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Tricida, Inc.
CENTRAL INDEX KEY: 0001595585
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 463372526
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 7000 SHORELINE COURT, SUITE 201
CITY: SOUTH SAN FRANCISCO
STATE: CA
ZIP: 94080
BUSINESS PHONE: 415-429-7800
MAIL ADDRESS:
STREET 1: 7000 SHORELINE COURT, SUITE 201
CITY: SOUTH SAN FRANCISCO
STATE: CA
ZIP: 94080
4
1
wf-form4_156582596217528.xml
FORM 4
X0306
4
2019-08-12
0
0001595585
Tricida, Inc.
TCDA
0001491874
Parker Geoffrey M.
7000 SHORELINE COURT, SUITE 201
SOUTH SAN FRANCISCO
CA
94080
0
1
0
0
Chief Fin. Officer and Sr. VP
Common Stock
2019-08-12
4
P
0
15476
31.64
A
15476
I
By Equity Trust Company, Trustee of the Geoffrey M Parker Rollover IRA
Common Stock
2019-08-12
4
P
0
2577
32.56
A
18053
I
By Equity Trust Company, Trustee of the Geoffrey M Parker Rollover IRA
Common Stock
2019-08-13
4
P
0
7416
32.91
A
25469
I
By Equity Trust Company, Trustee of the Geoffrey M Parker Rollover IRA
Common Stock
2019-08-13
4
P
0
4531
33.60
A
30000
I
By Equity Trust Company, Trustee of the Geoffrey M Parker Rollover IRA
Common Stock
25000
I
By Equity Trust Company, Trustee of the Geoffrey M. Parker Roth IRA
Common Stock
60000
I
By Geoffrey M. Parker and Jill Gofen Parker Rev. Trust dated 1/27/00
Common Stock
1775
D
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $31.25 to $32.23, inclusive. The reporting person undertakes to provide to Tricida, Inc., any security holder of Tricida, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnotes (1), (3), (4) and (5) to this Form 4.
Shares held by Equity Trust Company, Trustee of the Geoffrey M Parker Rollover IRA.
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $32.27 to $32.87, inclusive.
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $32.27 to $33.24, inclusive.
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $33.32 to $33.92, inclusive.
Shares held by Equity Trust Company, Trustee of the Geoffrey M. Parker Roth IRA.
Shares held by the Geoffrey M. Parker and Jill Gofen Parker Rev. Trust dated 1/27/00.
This amount includes 774 shares acquired on December 31, 2018 and 1,001 shares acquired on June 28, 2019 under the Tricida, Inc. 2018 Employee Stock Purchase Plan. These acquisitions are exempt from Section 16(b) pursuant to Rule 16b-3(c) and exempt from Section 16(a) pursuant to Rule 16a-3(f)(1)(i)(B).
/s/ Edward J. Hejlek, attorney-in-fact
2019-08-14