X0508 4 2024-05-14 1 0001005817 TOMPKINS FINANCIAL CORP TMP 0001491721 BATTAGLIA PAUL J. TOMPKINS FINANCIAL CORPORATION P O BOX 460 ITHACA NY 14851 1 0 Common Stock 7393.975 D Common Stock 5191.746 I by Spouse Phantom Stock Common Stock 5568.87 5568.87 D Mr. Battaglia's term as a director expired May 14, 2024 and he is no longer an insider Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. /s/ Paul J. Battaglia 2024-05-14