X0306 5 2012-12-31 0 1 0001005817 TOMPKINS FINANCIAL CORP TMP 0001491721 BATTAGLIA PAUL J. TOMPKINS FINANCIAL CORPORATION P O BOX 460 ITHACA NY 14851 1 Common Stock 2012-06-07 4 D 0 L 500 0 D 0 D Common Stock 2012-06-07 4 A 0 L 500 0 A 3708 I by Spouse Phantom Stock Common Stock 1745 1745 D On June 7, 2012, the reporting person transferred 500 shares of the issuer's common stock by gift to his wife. Under applicable SEC rules, the reporting person is required to report those shares as indirectly held by the reporting person. On June 7, 2012, the reporting person transferred 500 shares of the issuer's common stock by gift to his wife. Under applicable SEC rules, the reporting person is required to report those shares as indirectly held by the reporting person. Includes shares acquired through reinvestment of quarterly cash dividends. Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. /s/ Paul J. Battaglia 2013-01-28