0001140361-17-008292.txt : 20170221
0001140361-17-008292.hdr.sgml : 20170220
20170221141116
ACCESSION NUMBER: 0001140361-17-008292
CONFORMED SUBMISSION TYPE: 13F-HR/A
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20161231
FILED AS OF DATE: 20170221
DATE AS OF CHANGE: 20170221
EFFECTIVENESS DATE: 20170221
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Lombard Odier Asset Management (USA) Corp
CENTRAL INDEX KEY: 0001491719
IRS NUMBER: 061603711
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-13939
FILM NUMBER: 17624618
BUSINESS ADDRESS:
STREET 1: 452 FIFTH AVENUE, 25TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10018
BUSINESS PHONE: 212-295-6200
MAIL ADDRESS:
STREET 1: 452 FIFTH AVENUE, 25TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10018
13F-HR/A
1
primary_doc.xml
13F-HR/A
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0001491719
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12-31-2016
12-31-2016
true
2
NEW HOLDINGS
Lombard Odier Asset Management (USA) Corp
452 FIFTH AVENUE, 25TH FLOOR
NEW YORK
NY
10018
13F HOLDINGS REPORT
028-13939
N
Laura Keeler
Authorized Signatory
212-295-6145
/s/ Laura Keeler
New York
NY
02-21-2017
1
31
103533
false
1
0001615423
028-16235
Compagnie Lombard Odier SCmA
INFORMATION TABLE
2
form13fInfoTable.xml
21VIANET GROUP INC
SPONSORED ADR
90138A103
2077
296232
SH
DFND
296232
0
0
AFFIMED N V
COM
N01045108
440
244688
SH
DFND
244688
0
0
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
2274
25893
SH
DFND
25893
0
0
ALLIED WRLD ASSUR COM HLDG A
SHS
H01531104
7
24200
SH
DFND
24200
0
0
ASSURED GUARANTY LTD
COM
G0585R106
3777
100000
SH
Call
DFND
100000
0
0
ASSURED GUARANTY LTD
COM
G0585R106
5333
141207
SH
DFND
141207
0
0
B/E AEROSPACE INC
COM
073302101
24
20000
SH
DFND
20000
0
0
BHP BILLITON PLC
SPONSORED ADR
05545E209
5258
167133
SH
DFND
167133
0
0
BRASKEM S A
SP ADR PFD A
105532105
567
26748
SH
DFND
26748
0
0
BROCADE COMMUNICATIONS SYS I
COM NEW
111621306
7
75000
SH
DFND
75000
0
0
COMMUNITY HEALTH SYS INC NEW
RIGHT 99/99/9999
203668108
0
100000
SH
DFND
100000
0
0
COMPANIA DE MINAS BUENAVENTU
SPONSORED ADR
204448104
620
55000
SH
DFND
55000
0
0
COMSCORE INC
COM
20564W105
129
4089
SH
DFND
4089
0
0
FANG HLDGS LTD
ADR
30711Y102
328
100000
SH
Call
DFND
100000
0
0
FANG HLDGS LTD
ADR
30711Y102
2778
847028
SH
DFND
847028
0
0
ICON PLC
SHS
G4705A100
4512
60000
SH
DFND
60000
0
0
ISHARES TR
RUSSELL 2000 ETF
464287101
20228
150000
SH
Call
DFND
150000
0
0
LIBERTY GLOBAL PLC
LILAC SHS CL A
G5480U104
2214
100800
SH
Call
DFND
100800
0
0
LIBERTY GLOBAL PLC
LILAC SHS CL A
G5480U104
17659
804164
SH
DFND
804164
0
0
LIBERTY GLOBAL PLC
SHS CL A
G5480U104
6325
206782
SH
DFND
206782
0
0
MAGNACHIP SEMICONDUCTOR CORP
COM
55933J203
2247
362375
SH
DFND
362375
0
0
MEDTRONIC PLC
SHS
G5960L103
997
14000
SH
DFND
14000
0
0
MELLANOX TECHNOLOGIES LTD
SHS
M51363113
3207
78409
SH
DFND
78409
0
0
NQ MOBILE INC
ADR REPSTG CL A
64118U108
3059
950000
SH
Call
DFND
950000
0
0
NQ MOBILE INC
ADR REPSTG CL A
64118U108
2495
774904
SH
DFND
774904
0
0
NXP SEMICONDUCTORS N V
COM
62952QAB6
5881
60000
SH
DFND
60000
0
0
PRIVATEBANCORP INC
COM
742962103
76
35000
SH
DFND
35000
0
0
SYNGENTA AG
SPONSORED ADR
87160A100
7194
91000
SH
Put
DFND
91000
0
0
SYNGENTA AG
SPONSORED ADR
87160A100
692
82800
SH
DFND
82800
0
0
TIME WARNER INC
COM NEW
887317303
140
40000
SH
DFND
40000
0
0
YY INC
ADS REPCOM CLA
98426T106
2988
75787
SH
DFND
75787
0
0