The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| AGL RES INC | COM | 001204106 | 586 | 90 | SH | Put | DFND | Compagnie Odier SCA | 90 | 0 | 0 |
| CHARTER COMMUNICATIONS INC D | CL A NEW | 16117M305 | 2,024 | 100 | SH | Put | DFND | Compagnie Odier SCA | 100 | 0 | 0 |
| AXIALL CORP | COM | 05463D100 | 328 | 150 | SH | Put | DFND | Compagnie Odier SCA | 150 | 0 | 0 |
| DYNAVAX TECHNOLOGIES CORP | COM NEW | 268158201 | 385 | 200 | SH | Call | DFND | Compagnie Odier SCA | 200 | 0 | 0 |
| PFIZER INC | COM | 717081103 | 1,186 | 400 | SH | Call | DFND | Compagnie Odier SCA | 400 | 0 | 0 |
| ACADIA PHARMACEUTICALS INC | COM | 004225108 | 1,390 | 497 | SH | Call | DFND | Compagnie Odier SCA | 497 | 0 | 0 |
| TIME WARNER CABLE INC | COM | 88732J207 | 12,277 | 600 | SH | Put | DFND | Compagnie Odier SCA | 600 | 0 | 0 |
| PERRIGO CO PLC | SHS | G97822103 | 256 | 2,000 | SH | DFND | Compagnie Odier SCA | 2,000 | 0 | 0 | |
| ALLERGAN PLC | SHS | G0177J108 | 670 | 2,500 | SH | DFND | Compagnie Odier SCA | 2,500 | 0 | 0 | |
| CIGNA CORPORATION | COM | 125509109 | 686 | 5,000 | SH | DFND | Compagnie Odier SCA | 5,000 | 0 | 0 | |
| MYLAN N V | SHS EURO | N59465109 | 232 | 5,000 | SH | DFND | Compagnie Odier SCA | 5,000 | 0 | 0 | |
| CABLEVISION SYS CORP | CL A NY CABLVS | 12686C109 | 330 | 10,000 | SH | DFND | Compagnie Odier SCA | 10,000 | 0 | 0 | |
| EOG RES INC | COM | 26875P101 | 1,052 | 14,497 | SH | DFND | Compagnie Odier SCA | 14,497 | 0 | 0 | |
| ALERE INC | COM | 01449J105 | 759 | 15,000 | SH | DFND | Compagnie Odier SCA | 15,000 | 0 | 0 | |
| AXIALL CORP | COM | 05463D100 | 328 | 15,000 | SH | DFND | Compagnie Odier SCA | 15,000 | 0 | 0 | |
| FEDERAL MOGUL HOLDINGS CORP | COM | 313549404 | 148 | 15,000 | SH | DFND | Compagnie Odier SCA | 15,000 | 0 | 0 | |
| SYNGENTA AG | SPONSORED ADR | 87160A100 | 1,242 | 15,000 | SH | DFND | Compagnie Odier SCA | 15,000 | 0 | 0 | |
| ALPHABET INC | CAP STK CL A | 02079K305 | 12,125 | 15,893 | SH | DFND | Compagnie Odier SCA | 15,893 | 0 | 0 | |
| REVANCE THERAPEUTICS INC | COM | 761330109 | 283 | 16,195 | SH | DFND | Compagnie Odier SCA | 16,195 | 0 | 0 | |
| MOHAWK INDS INC | COM | 608190104 | 3,436 | 18,000 | SH | DFND | Compagnie Odier SCA | 18,000 | 0 | 0 | |
| RELIANCE STEEL & ALUMINUM CO | COM | 759509102 | 1,278 | 18,466 | SH | DFND | Compagnie Odier SCA | 18,466 | 0 | 0 | |
| MORGANS HOTEL GROUP CO | COM | 61748W108 | 28 | 20,000 | SH | DFND | Compagnie Odier SCA | 20,000 | 0 | 0 | |
| TIVO INC | COM | 888706108 | 190 | 20,000 | SH | DFND | Compagnie Odier SCA | 20,000 | 0 | 0 | |
| SAGE THERAPEUTICS INC | COM | 78667J108 | 762 | 23,772 | SH | DFND | Compagnie Odier SCA | 23,772 | 0 | 0 | |
| ANACOR PHARMACEUTICALS INC | COM | 032420101 | 1,298 | 24,276 | SH | DFND | Compagnie Odier SCA | 24,276 | 0 | 0 | |
| NEUROCRINE BIOSCIENCES INC | COM | 64125C109 | 982 | 24,841 | SH | DFND | Compagnie Odier SCA | 24,841 | 0 | 0 | |
| ADVANCE AUTO PARTS INC | COM | 00751Y106 | 4,009 | 25,000 | SH | DFND | Compagnie Odier SCA | 25,000 | 0 | 0 | |
| HEARTLAND PMT SYS INC | COM | 42235N108 | 2,414 | 25,000 | SH | DFND | Compagnie Odier SCA | 25,000 | 0 | 0 | |
| TIME WARNER CABLE INC | COM | 88732J207 | 5,116 | 25,000 | SH | DFND | Compagnie Odier SCA | 25,000 | 0 | 0 | |
| AMAZON COM INC | COM | 023135106 | 17,689 | 29,798 | SH | DFND | Compagnie Odier SCA | 29,798 | 0 | 0 | |
| BUFFALO WILD WINGS INC | COM | 119848109 | 5,184 | 35,000 | SH | DFND | Compagnie Odier SCA | 35,000 | 0 | 0 | |
| ENPRO INDS INC | COM | 29355X107 | 2,071 | 35,900 | SH | DFND | Compagnie Odier SCA | 35,900 | 0 | 0 | |
| PIONEER NAT RES CO | COM | 723787107 | 5,567 | 39,555 | SH | DFND | Compagnie Odier SCA | 39,555 | 0 | 0 | |
| KLX INC | COM | 482539103 | 1,286 | 40,000 | SH | DFND | Compagnie Odier SCA | 40,000 | 0 | 0 | |
| OFFICE DEPOT INC | COM | 676220106 | 284 | 40,000 | SH | DFND | Compagnie Odier SCA | 40,000 | 0 | 0 | |
| THE ADT CORPORATION | COM | 00101J106 | 1,650 | 40,000 | SH | DFND | Compagnie Odier SCA | 40,000 | 0 | 0 | |
| CONCHO RES INC | COM | 20605P101 | 4,350 | 43,057 | SH | DFND | Compagnie Odier SCA | 43,057 | 0 | 0 | |
| BAXALTA INC | COM | 07177M103 | 1,818 | 45,000 | SH | DFND | Compagnie Odier SCA | 45,000 | 0 | 0 | |
| SANDISK CORP | COM | 80004C101 | 3,424 | 45,000 | SH | DFND | Compagnie Odier SCA | 45,000 | 0 | 0 | |
| RIO TINTO PLC | SPONSORED ADR | 767204100 | 1,350 | 47,742 | SH | DFND | Compagnie Odier SCA | 47,742 | 0 | 0 | |
| CONSTELLATION BRANDS INC | CL A | 21036P108 | 7,474 | 49,468 | SH | DFND | Compagnie Odier SCA | 49,468 | 0 | 0 | |
| NETFLIX INC | COM | 64110L106 | 5,099 | 49,874 | SH | DFND | Compagnie Odier SCA | 49,874 | 0 | 0 | |
| PRONAI THERAPEUTICS INC | COM | 74346L101 | 336 | 49,888 | SH | DFND | Compagnie Odier SCA | 49,888 | 0 | 0 | |
| BURLINGTON STORES INC | COM | 122017106 | 2,812 | 50,000 | SH | DFND | Compagnie Odier SCA | 50,000 | 0 | 0 | |
| FAIRCHILD SEMICONDUCTOR INTL | COM | 303726103 | 1,000 | 50,000 | SH | DFND | Compagnie Odier SCA | 50,000 | 0 | 0 | |
| FRESH MKT INC | COM | 35804H106 | 1,427 | 50,000 | SH | DFND | Compagnie Odier SCA | 50,000 | 0 | 0 | |
| PALO ALTO NETWORKS INC | COM | 697435105 | 8,157 | 50,000 | SH | DFND | Compagnie Odier SCA | 50,000 | 0 | 0 | |
| ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 4,126 | 52,202 | SH | DFND | Compagnie Odier SCA | 52,202 | 0 | 0 | |
| HOWARD HUGHES CORP | COM | 44267D107 | 5,824 | 55,000 | SH | DFND | Compagnie Odier SCA | 55,000 | 0 | 0 | |
| JPMORGAN CHASE & CO | COM | 46625H100 | 3,257 | 55,000 | SH | DFND | Compagnie Odier SCA | 55,000 | 0 | 0 | |
| YAHOO INC | COM | 984332106 | 2,025 | 55,000 | SH | DFND | Compagnie Odier SCA | 55,000 | 0 | 0 | |
| INGERSOLL-RAND PLC | SHS | G47791101 | 3,442 | 55,500 | SH | DFND | Compagnie Odier SCA | 55,500 | 0 | 0 | |
| STARWOOD HOTELS&RESORTS WRLD | COM | 85590A401 | 5,006 | 60,000 | SH | DFND | Compagnie Odier SCA | 60,000 | 0 | 0 | |
| E M C CORP MASS | COM | 268648102 | 1,732 | 65,000 | SH | DFND | Compagnie Odier SCA | 65,000 | 0 | 0 | |
| BEACON ROOFING SUPPLY INC | COM | 073685109 | 2,684 | 65,440 | SH | DFND | Compagnie Odier SCA | 65,440 | 0 | 0 | |
| BAKER HUGHES INC | COM | 057224107 | 2,972 | 67,818 | SH | DFND | Compagnie Odier SCA | 67,818 | 0 | 0 | |
| EQT CORP | COM | 26884L109 | 4,686 | 69,665 | SH | DFND | Compagnie Odier SCA | 69,665 | 0 | 0 | |
| POSCO | SPONSORED ADR | 693483109 | 3,325 | 70,244 | SH | DFND | Compagnie Odier SCA | 70,244 | 0 | 0 | |
| LULULEMON ATHLETICA INC | COM | 550021109 | 5,024 | 74,202 | SH | DFND | Compagnie Odier SCA | 74,202 | 0 | 0 | |
| HORIZON PHARMA PLC | SHS | G4617B105 | 1,243 | 75,000 | SH | DFND | Compagnie Odier SCA | 75,000 | 0 | 0 | |
| VALSPAR CORP | COM | 920355104 | 8,027 | 75,000 | SH | DFND | Compagnie Odier SCA | 75,000 | 0 | 0 | |
| DOMINOS PIZZA INC | COM | 25754A201 | 9,891 | 75,015 | SH | DFND | Compagnie Odier SCA | 75,015 | 0 | 0 | |
| SCHLUMBERGER LTD | COM | 806857108 | 5,687 | 77,113 | SH | DFND | Compagnie Odier SCA | 77,113 | 0 | 0 | |
| PDC ENERGY INC | COM | 69327R101 | 4,721 | 79,408 | SH | DFND | Compagnie Odier SCA | 79,408 | 0 | 0 | |
| BROADCOM LTD | SHS | Y09827109 | 12,300 | 79,614 | SH | DFND | Compagnie Odier SCA | 79,614 | 0 | 0 | |
| INGRAM MICRO INC | CL A | 457153104 | 2,873 | 80,000 | SH | DFND | Compagnie Odier SCA | 80,000 | 0 | 0 | |
| TEMPUR SEALY INTL INC | COM | 88023U101 | 4,863 | 80,000 | SH | DFND | Compagnie Odier SCA | 80,000 | 0 | 0 | |
| TUMI HLDGS INC | COM | 89969Q104 | 2,146 | 80,000 | SH | DFND | Compagnie Odier SCA | 80,000 | 0 | 0 | |
| UNIVERSAL DISPLAY CORP | COM | 91347P105 | 4,378 | 80,933 | SH | DFND | Compagnie Odier SCA | 80,933 | 0 | 0 | |
| ASHLAND INC NEW | COM | 044209104 | 9,072 | 82,499 | SH | DFND | Compagnie Odier SCA | 82,499 | 0 | 0 | |
| NUCOR CORP | COM | 670346105 | 4,027 | 85,140 | SH | DFND | Compagnie Odier SCA | 85,140 | 0 | 0 | |
| PARATEK PHARMACEUTICALS INC | COM | 699374302 | 1,358 | 89,531 | SH | DFND | Compagnie Odier SCA | 89,531 | 0 | 0 | |
| CARMIKE CINEMAS INC | COM | 143436400 | 2,704 | 90,000 | SH | DFND | Compagnie Odier SCA | 90,000 | 0 | 0 | |
| HALLIBURTON CO | COM | 406216101 | 3,317 | 92,862 | SH | DFND | Compagnie Odier SCA | 92,862 | 0 | 0 | |
| ACADIA PHARMACEUTICALS INC | COM | 004225108 | 2,656 | 95,000 | SH | DFND | Compagnie Odier SCA | 95,000 | 0 | 0 | |
| TERNIUM SA | SPON ADR | 880890108 | 1,744 | 96,994 | SH | DFND | Compagnie Odier SCA | 96,994 | 0 | 0 | |
| LAS VEGAS SANDS CORP | COM | 517834107 | 5,113 | 98,934 | SH | DFND | Compagnie Odier SCA | 98,934 | 0 | 0 | |
| CTRIP COM INTL LTD | AMERICAN DEP SHS | 22943F100 | 4,379 | 98,935 | SH | DFND | Compagnie Odier SCA | 98,935 | 0 | 0 | |
| DOLLAR TREE INC | COM | 256746108 | 8,158 | 98,935 | SH | DFND | Compagnie Odier SCA | 98,935 | 0 | 0 | |
| GILDAN ACTIVEWEAR INC | COM | 375916103 | 3,019 | 98,935 | SH | DFND | Compagnie Odier SCA | 98,935 | 0 | 0 | |
| AURINIA PHARMACEUTICALS INC | COM | 05156V102 | 292 | 99,481 | SH | DFND | Compagnie Odier SCA | 99,481 | 0 | 0 | |
| CHECKPOINT SYS INC | COM | 162825103 | 1,012 | 100,000 | SH | DFND | Compagnie Odier SCA | 100,000 | 0 | 0 | |
| COMMUNITY HEALTH SYS INC NEW | RIGHT 99/99/9999 | 203668116 | 1 | 100,000 | SH | DFND | Compagnie Odier SCA | 100,000 | 0 | 0 | |
| TIME WARNER INC | COM NEW | 887317303 | 8,343 | 115,000 | SH | DFND | Compagnie Odier SCA | 115,000 | 0 | 0 | |
| PENTAIR PLC | SHS | G7S00T104 | 6,371 | 117,421 | SH | DFND | Compagnie Odier SCA | 117,421 | 0 | 0 | |
| LIPOCINE INC NEW | COM | 53630X104 | 1,205 | 118,721 | SH | DFND | Compagnie Odier SCA | 118,721 | 0 | 0 | |
| SERITAGE GROWTH PPTYS | CL A | 81752R100 | 6,180 | 123,669 | SH | DFND | Compagnie Odier SCA | 123,669 | 0 | 0 | |
| NXP SEMICONDUCTORS N V | COM | N6596X109 | 10,106 | 124,661 | SH | DFND | Compagnie Odier SCA | 124,661 | 0 | 0 | |
| RITE AID CORP | COM | 767754104 | 1,019 | 125,000 | SH | DFND | Compagnie Odier SCA | 125,000 | 0 | 0 | |
| EXTERRAN CORP | COM | 30227H106 | 1,966 | 127,187 | SH | DFND | Compagnie Odier SCA | 127,187 | 0 | 0 | |
| CAMECO CORP | COM | 13321L108 | 1,651 | 128,616 | SH | DFND | Compagnie Odier SCA | 128,616 | 0 | 0 | |
| HD SUPPLY HLDGS INC | COM | 40416M105 | 4,276 | 129,312 | SH | DFND | Compagnie Odier SCA | 129,312 | 0 | 0 | |
| MICROSOFT CORP | COM | 594918104 | 7,275 | 131,725 | SH | DFND | Compagnie Odier SCA | 131,725 | 0 | 0 | |
| APPLE INC | COM | 037833100 | 14,497 | 133,013 | SH | DFND | Compagnie Odier SCA | 133,013 | 0 | 0 | |
| FACEBOOK INC | CL A | 30303M102 | 15,403 | 134,996 | SH | DFND | Compagnie Odier SCA | 134,996 | 0 | 0 | |
| ASSURED GUARANTY LTD | COM | G0585R106 | 3,452 | 136,458 | SH | DFND | Compagnie Odier SCA | 136,458 | 0 | 0 | |
| SIGNET JEWELERS LIMITED | SHS | G81276100 | 16,957 | 136,716 | SH | DFND | Compagnie Odier SCA | 136,716 | 0 | 0 | |
| SALESFORCE COM INC | COM | 79466L302 | 10,270 | 139,103 | SH | DFND | Compagnie Odier SCA | 139,103 | 0 | 0 | |
| EIGER BIOPHARMACEUTICALS INC | COM | 28249U105 | 2,343 | 139,688 | SH | DFND | Compagnie Odier SCA | 139,688 | 0 | 0 | |
| NIKE INC | CL B | 654106103 | 8,607 | 140,015 | SH | DFND | Compagnie Odier SCA | 140,015 | 0 | 0 | |
| ROYAL CARIBBEAN CRUISES LTD | COM | V7780T103 | 12,394 | 150,875 | SH | DFND | Compagnie Odier SCA | 150,875 | 0 | 0 | |
| NOBLE ENERGY INC | COM | 655044105 | 4,943 | 157,366 | SH | DFND | Compagnie Odier SCA | 157,366 | 0 | 0 | |
| COMMSCOPE HLDG CO INC | COM | 20337X109 | 4,607 | 165,000 | SH | DFND | Compagnie Odier SCA | 165,000 | 0 | 0 | |
| SYNCHRONOSS TECHNOLOGIES INC | COM | 87157B103 | 5,490 | 169,751 | SH | DFND | Compagnie Odier SCA | 169,751 | 0 | 0 | |
| ISHARES | MSCI JAPAN ETF | 464286848 | 1,985 | 173,945 | SH | DFND | Compagnie Odier SCA | 173,945 | 0 | 0 | |
| COLUMBIA PIPELINE GROUP INC | COM | 198280109 | 4,393 | 175,000 | SH | DFND | Compagnie Odier SCA | 175,000 | 0 | 0 | |
| WL ROSS HLDG CORP | COM SHS | 92939D104 | 1,766 | 176,080 | SH | DFND | Compagnie Odier SCA | 176,080 | 0 | 0 | |
| BHP BILLITON PLC | SPONSORED ADR | 05545E209 | 4,069 | 179,001 | SH | DFND | Compagnie Odier SCA | 179,001 | 0 | 0 | |
| U S SILICA HLDGS INC | COM | 90346E103 | 4,125 | 181,554 | SH | DFND | Compagnie Odier SCA | 181,554 | 0 | 0 | |
| DHT HOLDINGS INC | SHS NEW | Y2065G121 | 1,109 | 192,501 | SH | DFND | Compagnie Odier SCA | 192,501 | 0 | 0 | |
| HANESBRANDS INC | COM | 410345102 | 5,653 | 199,471 | SH | DFND | Compagnie Odier SCA | 199,471 | 0 | 0 | |
| DYNAVAX TECHNOLOGIES CORP | COM NEW | 268158201 | 4,119 | 214,090 | SH | DFND | Compagnie Odier SCA | 214,090 | 0 | 0 | |
| WCI CMNTYS INC | COM PAR $0.01 | 92923C807 | 3,983 | 214,363 | SH | DFND | Compagnie Odier SCA | 214,363 | 0 | 0 | |
| GRUBHUB INC | COM | 400110102 | 5,425 | 215,884 | SH | DFND | Compagnie Odier SCA | 215,884 | 0 | 0 | |
| CAESARSTONE SDOT-YAM LTD | ORD SHS | M20598104 | 7,441 | 216,616 | SH | DFND | Compagnie Odier SCA | 216,616 | 0 | 0 | |
| MELLANOX TECHNOLOGIES LTD | SHS | M51363113 | 11,917 | 219,353 | SH | DFND | Compagnie Odier SCA | 219,353 | 0 | 0 | |
| EURONAV NV ANTWERPEN | SHS | B38564108 | 2,254 | 220,166 | SH | DFND | Compagnie Odier SCA | 220,166 | 0 | 0 | |
| TONIX PHARMACEUTICALS HLDG C | COM NEW | 890260201 | 559 | 231,974 | SH | DFND | Compagnie Odier SCA | 231,974 | 0 | 0 | |
| SCORPIO TANKERS INC | SHS | Y7542C106 | 1,359 | 233,190 | SH | DFND | Compagnie Odier SCA | 233,190 | 0 | 0 | |
| INTERACTIVE BROKERS GROUP IN | COM | 45841N107 | 9,235 | 234,874 | SH | DFND | Compagnie Odier SCA | 234,874 | 0 | 0 | |
| SILICON MOTION TECHNOLOGY CO | SPONSORED ADR | 82706C108 | 9,164 | 236,126 | SH | DFND | Compagnie Odier SCA | 236,126 | 0 | 0 | |
| PARSLEY ENERGY INC | CL A | 701877102 | 5,521 | 244,276 | SH | DFND | Compagnie Odier SCA | 244,276 | 0 | 0 | |
| GULFPORT ENERGY CORP | COM NEW | 402635304 | 7,010 | 247,354 | SH | DFND | Compagnie Odier SCA | 247,354 | 0 | 0 | |
| FATE THERAPEUTICS INC | COM | 31189P102 | 449 | 249,374 | SH | DFND | Compagnie Odier SCA | 249,374 | 0 | 0 | |
| RICE ENERGY INC | COM | 762760106 | 3,487 | 249,770 | SH | DFND | Compagnie Odier SCA | 249,770 | 0 | 0 | |
| ACTIVISION BLIZZARD INC | COM | 00507V109 | 8,559 | 252,929 | SH | DFND | Compagnie Odier SCA | 252,929 | 0 | 0 | |
| PULTE GROUP INC | COM | 745867101 | 4,833 | 258,297 | SH | DFND | Compagnie Odier SCA | 258,297 | 0 | 0 | |
| KRATON PERFORMANCE POLYMERS | COM | 50077C106 | 4,671 | 270,000 | SH | DFND | Compagnie Odier SCA | 270,000 | 0 | 0 | |
| STEEL DYNAMICS INC | COM | 858119100 | 6,154 | 273,388 | SH | DFND | Compagnie Odier SCA | 273,388 | 0 | 0 | |
| MICROSEMI CORP | COM | 595137100 | 11,275 | 294,301 | SH | DFND | Compagnie Odier SCA | 294,301 | 0 | 0 | |
| SUPERIOR ENERGY SVCS INC | COM | 868157108 | 3,956 | 295,433 | SH | DFND | Compagnie Odier SCA | 295,433 | 0 | 0 | |
| AXSOME THERAPEUTICS INC | COM | 05464T104 | 2,859 | 332,390 | SH | DFND | Compagnie Odier SCA | 332,390 | 0 | 0 | |
| RPC INC | COM | 749660106 | 4,847 | 341,834 | SH | DFND | Compagnie Odier SCA | 341,834 | 0 | 0 | |
| HOUGHTON MIFFLIN HARCOURT CO | COM | 44157R109 | 6,912 | 346,633 | SH | DFND | Compagnie Odier SCA | 346,633 | 0 | 0 | |
| AFFIMED N V | COM | N01045108 | 1,306 | 349,122 | SH | DFND | Compagnie Odier SCA | 349,122 | 0 | 0 | |
| GOODYEAR TIRE & RUBR CO | COM | 382550101 | 12,444 | 377,313 | SH | DFND | Compagnie Odier SCA | 377,313 | 0 | 0 | |
| HEADWATERS INC | COM | 42210P102 | 7,535 | 379,797 | SH | DFND | Compagnie Odier SCA | 379,797 | 0 | 0 | |
| OWENS CORNING NEW | COM | 690742101 | 18,322 | 387,527 | SH | DFND | Compagnie Odier SCA | 387,527 | 0 | 0 | |
| ARCELORMITTAL SA LUXEMBOURG | NY REGISTRY SH | 03938L104 | 1,924 | 420,154 | SH | DFND | Compagnie Odier SCA | 420,154 | 0 | 0 | |
| WL ROSS HLDG CORP | UNIT 06/11/2019 | 92939D203 | 4,412 | 420,573 | SH | DFND | Compagnie Odier SCA | 420,573 | 0 | 0 | |
| SERVICE CORP INTL | COM | 817565104 | 10,625 | 430,506 | SH | DFND | Compagnie Odier SCA | 430,506 | 0 | 0 | |
| MAXLINEAR INC | CL A | 57776J100 | 8,210 | 443,798 | SH | DFND | Compagnie Odier SCA | 443,798 | 0 | 0 | |
| RINGCENTRAL INC | CL A | 76680R206 | 7,029 | 446,274 | SH | DFND | Compagnie Odier SCA | 446,274 | 0 | 0 | |
| TETRA TECHNOLOGIES INC DEL | COM | 88162F105 | 2,931 | 461,501 | SH | DFND | Compagnie Odier SCA | 461,501 | 0 | 0 | |
| ZOSANO PHARMA CORP | COM | 98979H103 | 1,098 | 477,272 | SH | DFND | Compagnie Odier SCA | 477,272 | 0 | 0 | |
| CALLON PETE CO DEL | COM | 13123X102 | 4,383 | 495,273 | SH | DFND | Compagnie Odier SCA | 495,273 | 0 | 0 | |
| MARKET VECTORS ETF TR | OIL SVCS ETF | 57060U191 | 15,420 | 579,500 | SH | DFND | Compagnie Odier SCA | 579,500 | 0 | 0 | |
| INFINERA CORPORATION | COM | 45667G103 | 9,414 | 586,170 | SH | DFND | Compagnie Odier SCA | 586,170 | 0 | 0 | |
| PSIVIDA CORP | COM | 74440J101 | 1,604 | 598,665 | SH | DFND | Compagnie Odier SCA | 598,665 | 0 | 0 | |
| ZOGENIX INC | COM NEW | 98978L204 | 5,854 | 633,502 | SH | DFND | Compagnie Odier SCA | 633,502 | 0 | 0 | |
| IGNYTA INC | COM | 451731103 | 4,762 | 703,376 | SH | DFND | Compagnie Odier SCA | 703,376 | 0 | 0 | |
| CYMABAY THERAPEUTICS INC | COM | 23257D103 | 958 | 709,440 | SH | DFND | Compagnie Odier SCA | 709,440 | 0 | 0 | |
| OCLARO INC | COM NEW | 67555N206 | 4,214 | 780,380 | SH | DFND | Compagnie Odier SCA | 780,380 | 0 | 0 | |
| HENNESSY CAP ACQUISITION COR | UNIT 99/99/9999 | 42588J209 | 9,726 | 990,458 | SH | DFND | Compagnie Odier SCA | 990,458 | 0 | 0 | |
| HALOZYME THERAPEUTICS INC | COM | 40637H109 | 10,163 | 1,073,154 | SH | DFND | Compagnie Odier SCA | 1,073,154 | 0 | 0 | |
| RETROPHIN INC | COM | 761299106 | 17,481 | 1,279,723 | SH | DFND | Compagnie Odier SCA | 1,279,723 | 0 | 0 | |
| PIERIS PHARMACEUTICALS INC | COM | 720795103 | 5,003 | 2,632,950 | SH | DFND | Compagnie Odier SCA | 2,632,950 | 0 | 0 | |