Authorized Signatory

0001140361-14-042339.txt : 20141114 0001140361-14-042339.hdr.sgml : 20141114 20141114170636 ACCESSION NUMBER: 0001140361-14-042339 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140930 FILED AS OF DATE: 20141114 DATE AS OF CHANGE: 20141114 EFFECTIVENESS DATE: 20141114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Lombard Odier Asset Management (USA) Corp CENTRAL INDEX KEY: 0001491719 IRS NUMBER: 061603711 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13939 FILM NUMBER: 141225329 BUSINESS ADDRESS: STREET 1: 888 7TH AVENUE, 11TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10106 BUSINESS PHONE: 212-295-6200 MAIL ADDRESS: STREET 1: 888 7TH AVENUE, 11TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10106 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001491719 XXXXXXXX 09-30-2014 09-30-2014 Lombard Odier Asset Management (USA) Corp

888 7TH AVENUE, 11TH FLOOR NEW YORK NY 10106

13F HOLDINGS REPORT 028-13939 N Laura Keeler Authorized Signatory 212-295-6145 /s/ Laura Keeler New York NY 11-14-2014 1 194 1447555 false 1 0001615423 028-16235 Compagnie Lombard, Odier SCA INFORMATION TABLE 2 form13fInfoTable.xml ABBVIE INC Call 00287Y109 8664 150000 SH Call DFND Compagnie Lombard, Odier SCA 150000 0 0 ACADIA PHARMACEUTICALS INC COM 004225108 5571 225000 SH DFND Compagnie Lombard, Odier SCA 225000 0 0 ACTAVIS PLC SHS G0083B108 9892 41000 SH DFND Compagnie Lombard, Odier SCA 41000 0 0 ADVANTAGE OIL & GAS LTD COM 00765F101 1639 322615 SH DFND Compagnie Lombard, Odier SCA 322615 0 0 AETNA INC NEW COM 00817Y108 6480 80000 SH DFND Compagnie Lombard, Odier SCA 80000 0 0 ALBEMARLE CORP COM 012653101 295 5000 SH DFND Compagnie Lombard, Odier SCA 5000 0 0 ALLERGAN INC COM 018490102 12028 67500 SH DFND Compagnie Lombard, Odier SCA 67500 0 0 ALLISON TRANSMISSION HLDGS I COM 01973R101 11970 420143 SH DFND Compagnie Lombard, Odier SCA 420143 0 0 AMBIT BIOSCIENCES CORP COM 02318X100 385 25000 SH DFND Compagnie Lombard, Odier SCA 25000 0 0 AMERICAN AIRLS GROUP INC COM 02376R102 7238 204000 SH DFND Compagnie Lombard, Odier SCA 204000 0 0 AMREIT INC NEW CL B 03216B208 459 20000 SH DFND Compagnie Lombard, Odier SCA 20000 0 0 ANACOR PHARMACEUTICALS INC COM 032420101 24470 1000000 SH DFND Compagnie Lombard, Odier SCA 1000000 0 0 ANNIES INC COM 03600T104 6885 150000 SH DFND Compagnie Lombard, Odier SCA 150000 0 0 ANTERO RES CORP COM 03674X106 5259 95811 SH DFND Compagnie Lombard, Odier SCA 95811 0 0 APPLE INC COM 037833100 12159 120685 SH DFND Compagnie Lombard, Odier SCA 120685 0 0 ASHLAND INC NEW COM 044209104 11975 115033 SH DFND Compagnie Lombard, Odier SCA 115033 0 0 ASSURED GUARANTY LTD COM G0585R106 8415 379722 SH DFND Compagnie Lombard, Odier SCA 379722 0 0 ATHLON ENERGY INC COM 047477104 2329 40000 SH DFND Compagnie Lombard, Odier SCA 40000 0 0 AUSPEX PHARMACEUTICALS INC COM 05211J102 1319 51400 SH DFND Compagnie Lombard, Odier SCA 51400 0 0 AVAGO TECHNOLOGIES LTD SHS Y0486S104 4127 47442 SH DFND Compagnie Lombard, Odier SCA 47442 0 0 AVALANCHE BIOTECHNOLOGIES IN COM 05337G107 854 24987 SH DFND Compagnie Lombard, Odier SCA 24987 0 0 BAKER HUGHES INC COM 057224107 9320 143258 SH DFND Compagnie Lombard, Odier SCA 143258 0 0 BALLY TECHNOLOGIES INC COM 05874B107 11298 140000 SH DFND Compagnie Lombard, Odier SCA 140000 0 0 BALLY TECHNOLOGIES INC Put 05874B107 12105 150000 SH Put DFND Compagnie Lombard, Odier SCA 150000 0 0 BALTIC TRADING LIMITED COM Y0553W103 15233 3679525 SH DFND Compagnie Lombard, Odier SCA 3679525 0 0 BEAZER HOMES USA INC COM NEW 07556Q881 5184 308927 SH DFND Compagnie Lombard, Odier SCA 308927 0 0 BERRY PLASTICS GROUP INC COM 08579W103 16913 670101 SH DFND Compagnie Lombard, Odier SCA 670101 0 0 BLACKSTONE GROUP L P COM UNIT LTD 09253U108 12364 392759 SH DFND Compagnie Lombard, Odier SCA 392759 0 0 BONANZA CREEK ENERGY INC COM 097793103 6483 113932 SH DFND Compagnie Lombard, Odier SCA 113932 0 0 BROADCOM CORP CL A 111320107 4042 100000 SH DFND Compagnie Lombard, Odier SCA 100000 0 0 C&J ENERGY SVCS INC COM 12467B304 3053 99948 SH DFND Compagnie Lombard, Odier SCA 99948 0 0 CANADIAN PAC RY LTD COM 13645T100 7661 36925 SH DFND Compagnie Lombard, Odier SCA 36925 0 0 CARNIVAL CORP PAIRED CTF 143658300 840 20900 SH DFND Compagnie Lombard, Odier SCA 20900 0 0 CENTURY CMNTYS INC COM 156504300 6712 386857 SH DFND Compagnie Lombard, Odier SCA 386857 0 0 CHC GROUP LTD SHS G07021101 2128 379971 SH DFND Compagnie Lombard, Odier SCA 379971 0 0 CHIQUITA BRANDS INTL INC COM 170032809 568 40000 SH DFND Compagnie Lombard, Odier SCA 40000 0 0 CHIQUITA BRANDS INTL INC Put 170032809 1420 100000 SH Put DFND Compagnie Lombard, Odier SCA 100000 0 0 CIENA CORP COM NEW 171779309 3142 187896 SH DFND Compagnie Lombard, Odier SCA 187896 0 0 CIMAREX ENERGY CO COM 171798101 13561 107175 SH DFND Compagnie Lombard, Odier SCA 107175 0 0 CITRIX SYS INC COM 177376100 3013 42236 SH DFND Compagnie Lombard, Odier SCA 42236 0 0 COMMUNITY HEALTH SYS INC NEW RIGHT 01/27/2016 203668116 4 100000 SH DFND Compagnie Lombard, Odier SCA 100000 0 0 COMPUTER SCIENCES CORP COM 205363104 306 5000 SH DFND Compagnie Lombard, Odier SCA 5000 0 0 COMVERSE INC COM 20585P105 3210 143753 SH DFND Compagnie Lombard, Odier SCA 143753 0 0 CONCUR TECHNOLOGIES INC Put 206708109 6341 50000 SH Put DFND Compagnie Lombard, Odier SCA 50000 0 0 CONCUR TECHNOLOGIES INC COM 206708109 8319 65600 SH DFND Compagnie Lombard, Odier SCA 65600 0 0 CONOCOPHILLIPS COM 20825C104 16069 210000 SH DFND Compagnie Lombard, Odier SCA 210000 0 0 CONTINENTAL BLDG PRODS INC COM 211171103 4384 300254 SH DFND Compagnie Lombard, Odier SCA 300254 0 0 CONVERSANT INC COM 21249J105 856 25000 SH DFND Compagnie Lombard, Odier SCA 25000 0 0 COOPER STD HLDGS INC COM 21676P103 31843 510304 SH DFND Compagnie Lombard, Odier SCA 510304 0 0 CORIUM INTL INC COM 21887L107 644 104929 SH DFND Compagnie Lombard, Odier SCA 104929 0 0 COVIDIEN PLC Put G2554F113 4326 50000 SH Put DFND Compagnie Lombard, Odier SCA 50000 0 0 COVIDIEN PLC SHS G2554F113 6853 79216 SH DFND Compagnie Lombard, Odier SCA 79216 0 0 CRANE CO COM 224399105 1316 20824 SH DFND Compagnie Lombard, Odier SCA 20824 0 0 CYMABAY THERAPEUTICS INC COM 23257D103 8550 1250000 SH DFND Compagnie Lombard, Odier SCA 1250000 0 0 DECKERS OUTDOOR CORP COM 243537107 830 8540 SH DFND Compagnie Lombard, Odier SCA 8540 0 0 DEVON ENERGY CORP NEW COM 25179M103 6818 100000 SH DFND Compagnie Lombard, Odier SCA 100000 0 0 DIAMONDBACK ENERGY INC COM 25278X109 4657 62270 SH DFND Compagnie Lombard, Odier SCA 62270 0 0 DIGITALGLOBE INC COM NEW 25389M877 3704 129958 SH DFND Compagnie Lombard, Odier SCA 129958 0 0 DIRECTV COM 25490A309 11248 130000 SH DFND Compagnie Lombard, Odier SCA 130000 0 0 DIRECTV Put 25490A309 20765 240000 SH Put DFND Compagnie Lombard, Odier SCA 240000 0 0 DRESSER-RAND GROUP INC Put 261608103 8226 100000 SH Put DFND Compagnie Lombard, Odier SCA 100000 0 0 DRESSER-RAND GROUP INC COM 261608103 8226 100000 SH DFND Compagnie Lombard, Odier SCA 100000 0 0 E M C CORP MASS COM 268648102 293 10000 SH DFND Compagnie Lombard, Odier SCA 10000 0 0 EINSTEIN NOAH REST GROUP INC COM 28257U104 1008 50000 SH DFND Compagnie Lombard, Odier SCA 50000 0 0 ELLIE MAE INC COM 28849P100 2410 73914 SH DFND Compagnie Lombard, Odier SCA 73914 0 0 ENDO INTL PLC SHS G30401106 342 5000 SH DFND Compagnie Lombard, Odier SCA 5000 0 0 ENPRO INDS INC COM 29355X107 303 5000 SH DFND Compagnie Lombard, Odier SCA 5000 0 0 ENTROPIC COMMUNICATIONS INC COM 29384R105 1463 550000 SH DFND Compagnie Lombard, Odier SCA 550000 0 0 EOG RES INC COM 26875P101 15946 161036 SH DFND Compagnie Lombard, Odier SCA 161036 0 0 EQT CORP COM 26884L109 5971 65225 SH DFND Compagnie Lombard, Odier SCA 65225 0 0 EXPEDIA INC DEL COM NEW 30212P303 3585 40916 SH DFND Compagnie Lombard, Odier SCA 40916 0 0 EXTERRAN HLDGS INC COM 30225X103 8601 194118 SH DFND Compagnie Lombard, Odier SCA 194118 0 0 FACEBOOK INC Put 30303M102 5928 75000 SH Put DFND Compagnie Lombard, Odier SCA 75000 0 0 FACEBOOK INC CL A 30303M102 5943 75184 SH DFND Compagnie Lombard, Odier SCA 75184 0 0 FAMILY DLR STORES INC COM 307000109 772 10000 SH DFND Compagnie Lombard, Odier SCA 10000 0 0 FORUM ENERGY TECHNOLOGIES IN COM 34984V100 3663 119664 SH DFND Compagnie Lombard, Odier SCA 119664 0 0 GENERAL MTRS CO COM 37045V100 15970 500000 SH DFND Compagnie Lombard, Odier SCA 500000 0 0 GENERAL MTRS CO Call 37045V100 79850 2500000 SH Call DFND Compagnie Lombard, Odier SCA 2500000 0 0 GFI GROUP INC COM 361652209 406 75000 SH DFND Compagnie Lombard, Odier SCA 75000 0 0 GLIMCHER RLTY TR SH BEN INT 379302102 7109 525000 SH DFND Compagnie Lombard, Odier SCA 525000 0 0 GOODYEAR TIRE & RUBR CO COM 382550101 20002 885618 SH DFND Compagnie Lombard, Odier SCA 885618 0 0 GOOGLE INC CL A 38259P508 6485 11022 SH DFND Compagnie Lombard, Odier SCA 11022 0 0 GRAPHIC PACKAGING HLDG CO COM 388689101 12945 1041437 SH DFND Compagnie Lombard, Odier SCA 1041437 0 0 HALOZYME THERAPEUTICS INC COM 40637H109 13643 1499214 SH DFND Compagnie Lombard, Odier SCA 1499214 0 0 HD SUPPLY HLDGS INC COM 40416M105 12007 440457 SH DFND Compagnie Lombard, Odier SCA 440457 0 0 HEADWATERS INC COM 42210P102 9182 732228 SH DFND Compagnie Lombard, Odier SCA 732228 0 0 HEWLETT PACKARD CO COM 428236103 3557 100270 SH DFND Compagnie Lombard, Odier SCA 100270 0 0 HOWARD HUGHES CORP COM 44267D107 12067 80445 SH DFND Compagnie Lombard, Odier SCA 80445 0 0 IGNYTA INC COM 451731103 7254 900000 SH DFND Compagnie Lombard, Odier SCA 900000 0 0 ILLINOIS TOOL WKS INC COM 452308109 1688 20000 SH DFND Compagnie Lombard, Odier SCA 20000 0 0 INFINERA CORPORATION COM 45667G103 2153 201802 SH DFND Compagnie Lombard, Odier SCA 201802 0 0 INSMED INC COM PAR $.01 457669307 2609 199895 SH DFND Compagnie Lombard, Odier SCA 199895 0 0 INSTALLED BLDG PRODS INC COM 45780R101 3766 268033 SH DFND Compagnie Lombard, Odier SCA 268033 0 0 INTEGRATED DEVICE TECHNOLOGY COM 458118106 1595 100000 SH DFND Compagnie Lombard, Odier SCA 100000 0 0 INTERNATIONAL GAME TECHNOLOG COM 459902102 844 50000 SH DFND Compagnie Lombard, Odier SCA 50000 0 0 INTERNATIONAL RECTIFIER CORP Put 460254105 879 22400 SH Put DFND Compagnie Lombard, Odier SCA 22400 0 0 INTERNATIONAL RECTIFIER CORP COM 460254105 1177 30000 SH DFND Compagnie Lombard, Odier SCA 30000 0 0 IRONWOOD PHARMACEUTICALS INC COM CL A 46333X108 4210 325000 SH DFND Compagnie Lombard, Odier SCA 325000 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 60449 552800 SH Put DFND Compagnie Lombard, Odier SCA 552800 0 0 KAR AUCTION SVCS INC COM 48238T109 6501 227055 SH DFND Compagnie Lombard, Odier SCA 227055 0 0 KEY ENERGY SVCS INC COM 492914106 3786 782177 SH DFND Compagnie Lombard, Odier SCA 782177 0 0 KEYW HLDG CORP COM 493723100 3106 280577 SH DFND Compagnie Lombard, Odier SCA 280577 0 0 KINDER MORGAN INC DEL Call 49456B101 2876 75000 SH Call DFND Compagnie Lombard, Odier SCA 75000 0 0 KINDRED BIOSCIENCES INC COM 494577109 693 74960 SH DFND Compagnie Lombard, Odier SCA 74960 0 0 KING DIGITAL ENTMT PLC ORD SHS G5258J109 3062 241095 SH DFND Compagnie Lombard, Odier SCA 241095 0 0 KODIAK OIL & GAS CORP COM 50015Q100 6052 445948 SH DFND Compagnie Lombard, Odier SCA 445948 0 0 L-3 COMMUNICATIONS HLDGS INC COM 502424104 11416 96000 SH DFND Compagnie Lombard, Odier SCA 96000 0 0 LIBERTY GLOBAL PLC SHS CL A G5480U104 3090 72627 SH DFND Compagnie Lombard, Odier SCA 72627 0 0 LIBERTY INTERACTIVE CORP INT COM SER A 53071M104 2236 78400 SH DFND Compagnie Lombard, Odier SCA 78400 0 0 LIBERTY TRIPADVISOR HLDGS IN COM SER A 531465102 3388 99955 SH DFND Compagnie Lombard, Odier SCA 99955 0 0 LINN ENERGY LLC Call 536020100 603 20000 SH Call DFND Compagnie Lombard, Odier SCA 20000 0 0 LINNCO LLC Call 535782106 738 25500 SH Call DFND Compagnie Lombard, Odier SCA 25500 0 0 LIONS GATE ENTMNT CORP COM NEW 535919203 3304 100205 SH DFND Compagnie Lombard, Odier SCA 100205 0 0 LIPOCINE INC NEW COM 53630X104 2444 400000 SH DFND Compagnie Lombard, Odier SCA 400000 0 0 LIPOSCIENCE INC COM 53630M108 518 100000 SH DFND Compagnie Lombard, Odier SCA 100000 0 0 LORAL SPACE & COMMUNICATNS I COM 543881106 359 5000 SH DFND Compagnie Lombard, Odier SCA 5000 0 0 LUMOS NETWORKS CORP COM 550283105 163 10000 SH DFND Compagnie Lombard, Odier SCA 10000 0 0 MASTEC INC COM 576323109 9961 325307 SH DFND Compagnie Lombard, Odier SCA 325307 0 0 MEDTRONIC INC Call 585055106 7434 120000 SH Call DFND Compagnie Lombard, Odier SCA 120000 0 0 MICRON TECHNOLOGY INC Put 595112103 9250 270000 SH Put DFND Compagnie Lombard, Odier SCA 270000 0 0 MICRON TECHNOLOGY INC COM 595112103 9805 286206 SH DFND Compagnie Lombard, Odier SCA 286206 0 0 MICROSOFT CORP COM 594918104 3957 85363 SH DFND Compagnie Lombard, Odier SCA 85363 0 0 MORGANS HOTEL GROUP CO COM 61748W108 404 50000 SH DFND Compagnie Lombard, Odier SCA 50000 0 0 MOVE INC COM NEW 62458M207 1048 50000 SH DFND Compagnie Lombard, Odier SCA 50000 0 0 MRC GLOBAL INC COM 55345K103 7579 325000 SH DFND Compagnie Lombard, Odier SCA 325000 0 0 MULTIMEDIA GAMES HLDG CO INC COM 625453105 1620 45000 SH DFND Compagnie Lombard, Odier SCA 45000 0 0 NAVIGATOR HOLDINGS LTD SHS Y62132108 4380 157393 SH DFND Compagnie Lombard, Odier SCA 157393 0 0 NAVIOS MARITIME ACQUIS CORP SHS Y62159101 4361 726769 SH DFND Compagnie Lombard, Odier SCA 726769 0 0 NCI BUILDING SYS INC COM NEW 628852204 6480 334031 SH DFND Compagnie Lombard, Odier SCA 334031 0 0 NOKIA CORP SPONSORED ADR 654902204 2978 351964 SH DFND Compagnie Lombard, Odier SCA 351964 0 0 NXP SEMICONDUCTORS N V COM N6596X109 6618 96714 SH DFND Compagnie Lombard, Odier SCA 96714 0 0 OHR PHARMACEUTICAL INC COM NEW 67778H200 3043 419715 SH DFND Compagnie Lombard, Odier SCA 419715 0 0 PATTERSON UTI ENERGY INC COM 703481101 6506 200000 SH DFND Compagnie Lombard, Odier SCA 200000 0 0 PENN VA CORP COM 707882106 127 10000 SH DFND Compagnie Lombard, Odier SCA 10000 0 0 PIKE CORP COM 721283109 297 25000 SH DFND Compagnie Lombard, Odier SCA 25000 0 0 PROQR THRAPEUTICS N V SHS EURO N71542109 1719 100000 SH DFND Compagnie Lombard, Odier SCA 100000 0 0 PROTECTIVE LIFE CORP COM 743674103 10412 150000 SH DFND Compagnie Lombard, Odier SCA 150000 0 0 PROTECTIVE LIFE CORP Put 743674103 10661 153600 SH Put DFND Compagnie Lombard, Odier SCA 153600 0 0 RANGE RES CORP COM 75281A109 2711 39979 SH DFND Compagnie Lombard, Odier SCA 39979 0 0 RENTECH INC COM 760112102 6450 3771675 SH DFND Compagnie Lombard, Odier SCA 3771675 0 0 RETROPHIN INC COM 761299106 8118 900000 SH DFND Compagnie Lombard, Odier SCA 900000 0 0 REVANCE THERAPEUTICS INC COM 761330109 3864 199895 SH DFND Compagnie Lombard, Odier SCA 199895 0 0 ROCKWOOD HLDGS INC COM 774415103 1147 15000 SH DFND Compagnie Lombard, Odier SCA 15000 0 0 RPM INTL INC COM 749685103 4347 94948 SH DFND Compagnie Lombard, Odier SCA 94948 0 0 RYDER SYS INC COM 783549108 9759 108471 SH DFND Compagnie Lombard, Odier SCA 108471 0 0 SALIX PHARMACEUTICALS INC COM 795435106 6796 43500 SH DFND Compagnie Lombard, Odier SCA 43500 0 0 SANCHEZ ENERGY CORP COM 79970Y105 7293 277734 SH DFND Compagnie Lombard, Odier SCA 277734 0 0 SANDISK CORP COM 80004C101 11280 115158 SH DFND Compagnie Lombard, Odier SCA 115158 0 0 SANTANDER CONSUMER USA HDG I COM 80283M101 7569 425000 SH DFND Compagnie Lombard, Odier SCA 425000 0 0 SBA COMMUNICATIONS CORP COM 78388J106 5663 51060 SH DFND Compagnie Lombard, Odier SCA 51060 0 0 SEALED AIR CORP NEW COM 81211K100 1824 52300 SH DFND Compagnie Lombard, Odier SCA 52300 0 0 SENOMYX INC COM 81724Q107 6589 803594 SH DFND Compagnie Lombard, Odier SCA 803594 0 0 SERVICE CORP INTL COM 817565104 12895 610000 SH DFND Compagnie Lombard, Odier SCA 610000 0 0 SHIRE PLC SPONSORED ADR 82481R106 15543 60000 SH DFND Compagnie Lombard, Odier SCA 60000 0 0 SHIRE PLC Put 82481R106 18134 70000 SH Put DFND Compagnie Lombard, Odier SCA 70000 0 0 SHUTTERFLY INC COM 82568P304 487 10000 SH DFND Compagnie Lombard, Odier SCA 10000 0 0 SIGMA ALDRICH CORP COM 826552101 3400 25000 SH DFND Compagnie Lombard, Odier SCA 25000 0 0 SIGMA ALDRICH CORP Put 826552101 3427 25200 SH Put DFND Compagnie Lombard, Odier SCA 25200 0 0 SILICON MOTION TECHNOLOGY CO SPONSORED ADR 82706C108 5737 212953 SH DFND Compagnie Lombard, Odier SCA 212953 0 0 SIRIUS XM HLDGS INC COM 82968B103 2790 799288 SH DFND Compagnie Lombard, Odier SCA 799288 0 0 SPANSION INC COM CL A NEW 84649R200 3484 152876 SH DFND Compagnie Lombard, Odier SCA 152876 0 0 SPDR S&P 500 ETF TR Put 78462F103 170422 865000 SH Put DFND Compagnie Lombard, Odier SCA 865000 0 0 SUNEDISON SEMICONDUCTOR LTD SHS Y8213L102 2256 116566 SH DFND Compagnie Lombard, Odier SCA 116566 0 0 SYNERGY RES CORP COM 87164P103 3716 304812 SH DFND Compagnie Lombard, Odier SCA 304812 0 0 TAMINCO CORP COM 87509U106 2610 100000 SH DFND Compagnie Lombard, Odier SCA 100000 0 0 TENET HEALTHCARE CORP COM NEW 88033G407 8909 150000 SH DFND Compagnie Lombard, Odier SCA 150000 0 0 TEREX CORP NEW COM 880779103 236 7420 SH DFND Compagnie Lombard, Odier SCA 7420 0 0 TEXTURA CORP COM 883211104 2267 85874 SH DFND Compagnie Lombard, Odier SCA 85874 0 0 TIBCO SOFTWARE INC Put 88632Q103 4726 200000 SH Put DFND Compagnie Lombard, Odier SCA 200000 0 0 TIBCO SOFTWARE INC COM 88632Q103 4726 200000 SH DFND Compagnie Lombard, Odier SCA 200000 0 0 TIFFANY & CO NEW COM 886547108 289 3000 SH DFND Compagnie Lombard, Odier SCA 3000 0 0 TIM HORTONS INC COM 88706M103 5907 75000 SH DFND Compagnie Lombard, Odier SCA 75000 0 0 T-MOBILE US INC COM 872590104 2756 95451 SH DFND Compagnie Lombard, Odier SCA 95451 0 0 TONIX PHARMACEUTICALS HLDG C COM NEW 890260201 1713 250000 SH DFND Compagnie Lombard, Odier SCA 250000 0 0 TRANSCANADA CORP COM 89353D107 3762 73000 SH DFND Compagnie Lombard, Odier SCA 73000 0 0 TRW AUTOMOTIVE HLDGS CORP Put 87264S106 20250 200000 SH Put DFND Compagnie Lombard, Odier SCA 200000 0 0 TRW AUTOMOTIVE HLDGS CORP COM 87264S106 21769 215000 SH DFND Compagnie Lombard, Odier SCA 215000 0 0 TW TELECOM INC COM 87311L104 208 5000 SH DFND Compagnie Lombard, Odier SCA 5000 0 0 TWENTY FIRST CENTY FOX INC CL B 90130A200 2999 90025 SH DFND Compagnie Lombard, Odier SCA 90025 0 0 TYCO INTERNATIONAL LTD SHS H89128104 11591 260060 SH DFND Compagnie Lombard, Odier SCA 260060 0 0 UNION PAC CORP COM 907818108 12193 112465 SH DFND Compagnie Lombard, Odier SCA 112465 0 0 UNITED CONTL HLDGS INC COM 910047109 1872 40000 SH DFND Compagnie Lombard, Odier SCA 40000 0 0 UNITED STATES STL CORP NEW Put 912909108 11751 300000 SH Put DFND Compagnie Lombard, Odier SCA 300000 0 0 UNITED TECHNOLOGIES CORP COM 913017109 2112 20000 SH DFND Compagnie Lombard, Odier SCA 20000 0 0 VALEANT PHARMACEUTICALS INTL COM 91911K102 13776 105000 SH DFND Compagnie Lombard, Odier SCA 105000 0 0 VALERO ENERGY CORP NEW COM 91913Y100 7957 171970 SH DFND Compagnie Lombard, Odier SCA 171970 0 0 VERSO PAPER CORP COM 92531L108 3891 1215801 SH DFND Compagnie Lombard, Odier SCA 1215801 0 0 VITAMIN SHOPPE INC COM 92849E101 222 5000 SH DFND Compagnie Lombard, Odier SCA 5000 0 0 WELLPOINT INC COM 94973V107 9563 79948 SH DFND Compagnie Lombard, Odier SCA 79948 0 0 WESTERN REFNG INC COM 959319104 8395 199940 SH DFND Compagnie Lombard, Odier SCA 199940 0 0 WHITING PETE CORP NEW COM 966387102 10077 129939 SH DFND Compagnie Lombard, Odier SCA 129939 0 0 WL ROSS HLDG CORP UNIT 99/99/9999 92939D203 6065 566317 SH DFND Compagnie Lombard, Odier SCA 566317 0 0 XPO LOGISTICS INC COM 983793100 3202 85000 SH DFND Compagnie Lombard, Odier SCA 85000 0 0 ZAFGEN INC COM 98885E103 2062 104929 SH DFND Compagnie Lombard, Odier SCA 104929 0 0