0001315863-18-000153.txt : 20180214 0001315863-18-000153.hdr.sgml : 20180214 20180214180344 ACCESSION NUMBER: 0001315863-18-000153 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20171231 FILED AS OF DATE: 20180214 DATE AS OF CHANGE: 20180214 EFFECTIVENESS DATE: 20180214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Anson Funds Management LP CENTRAL INDEX KEY: 0001491072 IRS NUMBER: 300134498 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16678 FILM NUMBER: 18614606 BUSINESS ADDRESS: STREET 1: 5950 BERKSHIRE LANE STREET 2: SUITE 210 CITY: DALLAS STATE: TX ZIP: 75225 BUSINESS PHONE: 214.866.0202 MAIL ADDRESS: STREET 1: 5950 BERKSHIRE LANE STREET 2: SUITE 210 CITY: DALLAS STATE: TX ZIP: 75225 FORMER COMPANY: FORMER CONFORMED NAME: Frigate Ventures LP DATE OF NAME CHANGE: 20100504 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001491072 XXXXXXXX 12-31-2017 12-31-2017 Anson Funds Management LP

5950 BERKSHIRE LANE SUITE 210 DALLAS TX 75225

13F HOLDINGS REPORT 028-16678 N Bruce R. Winson 214.866.0219 /s/ Bruce R. Winson Dallas TX 02-14-2018 1 57 148152 false 1 0001581079 Anson Advisors Inc. INFORMATION TABLE 2 ansonfunds4q17.inftab.xml ANSON FUNDS MANAGEMENT LP 13F 4Q 17 AMERICAN SUPERCONDUCTOR CORPSHS NEW03011120732188531SHDFND18853100APPLIED MATLS INCCOM038222105141627700SHDFND12770000BANK AMER CORPCOM060505104252585539SHDFND18553900BELLATRIX EXPLORATION LTDCOM NEW07831450732251500000SHDFND1150000000BIO PATH HOLDINGS INCCOM09057N1022721342099SHDFND1134209900CAFEPRESS INCCOM12769A103219118583SHDFND111858300CDN IMPERIAL BK COMM TORONTOCOM13606910112254100000SHPutDFND110000000CEL SCI CORPCOM PAR NEW150837607423263158SHDFND126315800CELLECTAR BIOSCIENCES INCCOM15117F302523382078SHDFND138207800CENTRAL FD CDA LTDCL A1535011011608120000SHDFND112000000CHECK CAP LTDSHSM2361E112289332302SHDFND133230200CHIPOTLE MEXICAN GRILL INCCOM16965610513014500SHDFND1450000COMPUGEN LTDORDM25722105281112277SHDFND111227700CONTRAFECT CORPCOM212326102301297566SHDFND129756600CONTRAVIR PHARMACEUTICALS INCOM21234W1034461237957SHDFND1123795700CREDIT ACCEP CORP MICHCOM225310101970430000SHPutDFND13000000CSX CORPCOM126408103506692100SHDFND19210000DARIOHEALTH CORPCOM23725P100168105071SHDFND110507100DEERE & COCOM244199105391325000SHPutDFND12500000FIBROCELL SCIENCE INCCOM PAR315721308287448136SHDFND144813600GARTNER INCCOM366651107182714837SHDFND11483700GENIUS BRANDS INTL INCCOM PAR37229T3011270467084SHDFND146708400HD SUPPLY HLDGS INCCOM40416M105175743900SHDFND14390000IMMUNE DESIGN CORPCOM45252L10331380189SHDFND18018900IMMUNOCELLULAR THERAPEUTICS*W EXP 08/12/20245253612137117188SHDFND111718800INSPIREMD INC*W EXP 03/14/20245779A13532250000SHDFND125000000INSPIREMD INCCOM PAR45779A8048562500SHDFND16250000JPMORGAN CHASE & COCOM46625H100184817280SHDFND11728000KONA GRILL INCCOM50047H201422241000SHDFND124100000LIGHTINTHEBOX HLDG CO LTDSPONSORED ADR53225G10222698200SHDFND19820000LIQUIDITY SERVICES INCCOM53635B10731063944SHDFND16394400MICROSOFT CORPCOM594918104511459787SHDFND15978700NETWORK 1 TECHNOLOGIES INCCOM64121N109499207833SHDFND120783300ON SEMICONDUCTOR CORPCOM682189105169080700SHPutDFND18070000ORGANOVO HLDGS INCCOM68620A104281209468SHDFND120946800OWENS CORNING NEWCOM690742101812288340SHDFND18834000RANDGOLD RES LTDADR752344309494550000SHDFND15000000RESEARCH FRONTIERS INCCOM760911107284273037SHDFND127303700RESHAPE LIFESCIENCES INCCOM761123108324219016SHDFND121901600ROYAL CARIBBEAN CRUISES LTDCOMV7780T1039427900SHDFND1790000RUBICON PROJ INCCOM78112V102622332776SHDFND133277600RXI PHARMACEUTICALS CORP NEW*W EXP 12/21/20274979C11312352221722SHDFND1222172200SEANERGY MARITIME HLDGS CORP*W EXP 11/10/202Y7376014514901432500SHDFND1143250000SECOND SIGHT MED PRODS INC*W EXP 03/06/20281362J11825621341280SHDFND1134128000SERVICEMASTER GLOBAL HLDGS ICOM81761R109256450000SHDFND15000000SILVER RUN ACQUISITION*W EXP 03/28/20282812A111148651500000SHDFND1150000000SPDR S&P 500 ETF TRTR UNIT78462F103667225000SHPutDFND12500000SYNTHESIS ENERGY SYS INCCOM NEW871628202294103412SHDFND110341200TENAX THERAPEUTICS INCCOM88032L100297607097SHDFND160709700TEXAS INSTRS INCCOM88250810410444100000SHPutDFND110000000THE ONE GROUP HOSPITALITY INCOM88338K10335201472921SHDFND1147292100VERSARTIS INCCOM92529L102419190521SHDFND119052100VULCAN MATLS COCOM929160109507539538SHDFND13953800WESTERN COPPER & GOLD CORPCOM95805V108307239900SHDFND123990000WESTERN DIGITAL CORPCOM95810210517537220500SHPutDFND122050000WISDOMTREE TRJAPN HEDGE EQT97717W851510286000SHDFND18600000YIELD10 BIOSCIENCE INCCOM NEW98585K201277156482SHDFND115648200