0000950123-24-011315.txt : 20241114 0000950123-24-011315.hdr.sgml : 20241114 20241113211710 ACCESSION NUMBER: 0000950123-24-011315 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20240930 FILED AS OF DATE: 20241114 DATE AS OF CHANGE: 20241113 EFFECTIVENESS DATE: 20241114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Anson Funds Management LP CENTRAL INDEX KEY: 0001491072 ORGANIZATION NAME: IRS NUMBER: 300134498 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16678 FILM NUMBER: 241456562 BUSINESS ADDRESS: STREET 1: 16000 DALLAS PARKWAY STREET 2: SUITE 800 CITY: DALLAS STATE: TX ZIP: 75248 BUSINESS PHONE: 214.866.0202 MAIL ADDRESS: STREET 1: 16000 DALLAS PARKWAY STREET 2: SUITE 800 CITY: DALLAS STATE: TX ZIP: 75248 FORMER COMPANY: FORMER CONFORMED NAME: Frigate Ventures LP DATE OF NAME CHANGE: 20100504 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE 0001491072 XXXXXXXX 09-30-2024 09-30-2024 false Anson Funds Management LP

16000 DALLAS PARKWAY SUITE 800 DALLAS TX 75248

13F HOLDINGS REPORT 028-16678 N Tony Moore 214-866-0200 /s/ Tony Moore Dallas TX 11-13-2024 0 157 2343788102 false INFORMATION TABLE 2 37272.xml INFORMATION TABLE FOR FORM 13F 22ND CENTURY GROUP INC Equity 90137F301 675511 3140452 SH DFND 675511 0 0 Adobe Inc Equity 00724F101 1035560 2000 SH DFND 1035560 0 0 AdvisorShares Pure US Cannabis ETF Exchange Traded Fund 00768Y453 32712860 4562463 SH DFND 32712860 0 0 AdvisorShares Pure US Cannabis ETF Option 00768Y453 13930593 1942900 SH Call DFND 13930593 0 0 Albemarle Corp Preferred Convertible 012653200 2250000 50000 SH DFND 2250000 0 0 Albertsons Cos Inc Equity 013091103 21994249 1190165 SH DFND 21994249 0 0 Algonquin Power & Utilities Corp Equity 015857105 4632500 850000 SH DFND 4632500 0 0 Algonquin Power & Utilities Corp Option 015857105 3695000 500000 SH Call DFND 3695000 0 0 AMAZON.COM, INC. 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05534B760 9404000 200000 SH Call DFND 9404000 0 0 BCE Inc Equity 05534B760 3476525 100000 SH DFND 3476525 0 0 Berkshire Hathaway Inc Equity 084670702 560597 1218 SH DFND 560597 0 0 Bitdeer Technologies Group Bond Convertible 09175RAA8 118237000 1000000 SH DFND 118237000 0 0 Bitfarms Ltd/Canada Equity 09173B107 1014914 481002 SH DFND 1014914 0 0 Blockchain Coinvestors Acquisition Corp I Warrant G11765115 30218748 2636889 SH DFND 30218748 0 0 Bluejay Diagnostics Inc Equity 095633400 40549 319280 SH DFND 40549 0 0 Boeing Co/The Option 097023105 5230176 34400 SH Call DFND 5230176 0 0 Brookdale Senior Living Inc Equity 112463104 3069080 452000 SH DFND 3069080 0 0 Bullfrog AI Holdings Inc Warrant 12021E117 231753 80750 SH DFND 231753 0 0 CAE Inc Equity 124765108 2212131 117838 SH DFND 2212131 0 0 Canadian Natural Resources Ltd Equity 136385101 3320518 100000 SH DFND 3320518 0 0 Capri Holdings Ltd Option G1890L107 2122000 50000 SH Call DFND 2122000 0 0 Cenovus Energy Inc Equity 15135U109 31405424 1877800 SH DFND 31405424 0 0 Charles Schwab Corp/The Equity 808513105 2268350 35000 SH DFND 2268350 0 0 Clear Channel Outdoor Holdings Inc Equity 18453H106 27822806 17389254 SH DFND 27822806 0 0 Colliers International Group Inc Equity 194693107 1623789 10700 SH DFND 1623789 0 0 Core Scientific Inc Equity 21874A106 3641020 307000 SH DFND 3641020 0 0 Costco Wholesale Corp Equity 22160K105 645387 728 SH DFND 645387 0 0 Despegar.com Corp Equity G27358103 2439898 196766 SH DFND 2439898 0 0 Digital Realty Trust Inc Equity 253868103 2346535 14500 SH DFND 2346535 0 0 DigitalBridge Group Inc Equity 25401T603 8624542 610371 SH DFND 8624542 0 0 Diversified Healthcare Trust Equity 25525P107 2994744 714736 SH DFND 2994744 0 0 EchoStar Corp Bond Convertible 25470MAF6 215937500 2500000 SH DFND 215937500 0 0 Edible Garden AG Inc Warrant 28059P113 13300 50000 SH DFND 13300 0 0 Elme Communities Equity 939653101 1977309 112411 SH DFND 1977309 0 0 Ensysce Biosciences Inc Equity 293602405 236044 983518 SH DFND 236044 0 0 Equity Commonwealth Equity 294628102 4157886 208939 SH DFND 4157886 0 0 ERO Copper Corp Equity 296006109 2226248 100000 SH DFND 2226248 0 0 Esperion Therapeutics Inc Equity 29664W105 539732 327110 SH DFND 539732 0 0 FGI Industries Ltd Warrant G3302D111 568711 740991 SH DFND 568711 0 0 First Industrial Realty Trust Inc Equity 32054K103 3280540 58602 SH DFND 3280540 0 0 Five9 Inc Equity 338307101 42426855 1476744 SH DFND 42426855 0 0 Five9 Inc Option 338307101 2873000 100000 SH Call DFND 2873000 0 0 Gildan Activewear Inc Equity 375916103 3059445 65000 SH DFND 3059445 0 0 Globalstar Inc Equity 378973408 20457601 16498065 SH DFND 20457601 0 0 Gold Royalty Corp Equity 38071H106 548420 403250 SH DFND 548420 0 0 Gold Royalty Corp Warrant 38071H122 2688720 1977000 SH DFND 2688720 0 0 Gorilla Technology Group Inc Equity G4000K175 74211 17339 SH DFND 74211 0 0 GREENWAVE TECHNOLOGY SOLUTIONS INC Equity 57630J403 238582 558741 SH DFND 238582 0 0 Haoxi Health Technology 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464287432 7357500 75000 SH Put DFND 7357500 0 0 iShares Bitcoin Trust ETF Exchange Traded Fund 46438F101 63357062 1753586 SH DFND 63357062 0 0 iShares iBoxx $ High Yield Corporate Bond ETF Option 464288513 44165000 550000 SH Put DFND 44165000 0 0 iShares MSCI Canada ETF Option 464286509 28648800 690000 SH Put DFND 28648800 0 0 iShares Russell 2000 ETF Option 464287655 10823610 49000 SH Put DFND 10823610 0 0 iShares U.S. Real Estate ETF Option 464287739 48897600 480000 SH Put DFND 48897600 0 0 JAKKS Pacific Inc Equity 47012E403 2081309 81556 SH DFND 2081309 0 0 JetBlue Airways Corp Bond Convertible 477143AP6 185220000 2000000 SH DFND 185220000 0 0 Kellanova Equity 487836108 1614200 20000 SH DFND 1614200 0 0 Laser Photonics Corp Equity 51807Q100 2038750 250000 SH DFND 2038750 0 0 Lightspeed Commerce Inc Equity 53229C107 850355 51528 SH DFND 850355 0 0 Liquidia Corp Equity 53635D202 1764030 176403 SH DFND 1764030 0 0 LOVESAC CO/THE Equity 54738L109 23331500 814363 SH DFND 23331500 0 0 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0 Rogers Communications Inc Equity 775109200 3252708 80899 SH DFND 3252708 0 0 Safehold Inc Equity 78646V107 3083232 117546 SH DFND 3083232 0 0 SELLAS Life Sciences Group Inc Equity 81642T209 992294 793835 SH DFND 992294 0 0 SERITAGE GROWTH PROPERTIES Equity 81752R100 2204151 474011 SH DFND 2204151 0 0 SES AI Corp Equity 78397Q109 107628 168459 SH DFND 107628 0 0 SharkNinja Inc Equity G8068L108 5435500 50000 SH DFND 5435500 0 0 Smartsheet Inc Equity 83200N103 553600 10000 SH DFND 553600 0 0 SMX Security Matters PLC Equity G8267K208 266800 230000 SH DFND 266800 0 0 Snap Inc Bond Convertible 83304AAF3 171400000 2000000 SH DFND 171400000 0 0 Solaris Resources Inc Equity 83419D201 2750953 1063047 SH DFND 2750953 0 0 Solidion Technology Inc Equity 834212102 892844 2978008 SH DFND 892844 0 0 Sonida Senior Living Inc Equity 140475203 3379508 126384 SH DFND 3379508 0 0 SPDR S&P 500 ETF Trust Option 78462F103 28688000 50000 SH Put DFND 28688000 0 0 Spero Therapeutics Inc Equity 84833T103 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Option 88160R101 3924450 15000 SH Call DFND 3924450 0 0 Theriva Biologics Inc Equity 87164U508 191883 139046 SH DFND 191883 0 0 Thunder Bridge Capital Partners IV Inc Warrant 88605L115 4843744 460069 SH DFND 4843744 0 0 Toronto-Dominion Bank/The Equity 891160509 3161553 50000 SH DFND 3161553 0 0 Triple Flag Precious Metals Corp Equity 89679M104 2122754 131097 SH DFND 2122754 0 0 Twilio Inc Equity 90138F102 41589685 637683 SH DFND 41589685 0 0 Unity Software Inc Bond Convertible 91332UAB7 178820000 2000000 SH DFND 178820000 0 0 Veris Residential Inc Equity 554489104 1935274 108358 SH DFND 1935274 0 0 Veris Residential Inc Option 554489104 7144000 400000 SH Call DFND 7144000 0 0 Vertiv Holdings Co Equity 92537N108 994900 10000 SH DFND 994900 0 0 Vesta Real Estate Corp ADR 92540K109 2081573 77267 SH DFND 2081573 0 0 Vivid Seats Inc Equity 92854T100 3958330 1069819 SH DFND 3958330 0 0 Vnet Group Inc ADR 90138A103 1836000 450000 SH DFND 1836000 0 0 Walt Disney Co/The Equity 254687106 3366650 35000 SH DFND 3366650 0 0 Western Copper & Gold Corp Equity 95805V108 626739 526500 SH DFND 626739 0 0 WiSA Technologies Inc Equity 86633R609 531271 353121 SH DFND 531271 0 0 XBP Europe Holdings Inc Warrant 98400V119 13415 12537 SH DFND 13415 0 0 XUNLEI LTD. ADR 98419E108 487009 263248 SH DFND 487009 0 0 Zapp Electric Vehicles Group Ltd Warrant G9889X115 115500 37500 SH DFND 115500 0 0 Zoomcar Holdings Inc Warrant 45784G119 2644 18750 SH DFND 2644 0 0