Managing Member of the General Partner

0000950123-23-010263.txt : 20231114 0000950123-23-010263.hdr.sgml : 20231114 20231113190417 ACCESSION NUMBER: 0000950123-23-010263 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230930 FILED AS OF DATE: 20231114 DATE AS OF CHANGE: 20231113 EFFECTIVENESS DATE: 20231114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Anson Funds Management LP CENTRAL INDEX KEY: 0001491072 IRS NUMBER: 300134498 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16678 FILM NUMBER: 231400921 BUSINESS ADDRESS: STREET 1: 16000 DALLAS PARKWAY STREET 2: SUITE 800 CITY: DALLAS STATE: TX ZIP: 75248 BUSINESS PHONE: 214.866.0202 MAIL ADDRESS: STREET 1: 16000 DALLAS PARKWAY STREET 2: SUITE 800 CITY: DALLAS STATE: TX ZIP: 75248 FORMER COMPANY: FORMER CONFORMED NAME: Frigate Ventures LP DATE OF NAME CHANGE: 20100504 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE 0001491072 XXXXXXXX 09-30-2023 09-30-2023 false Anson Funds Management LP

16000 DALLAS PARKWAY SUITE 800 DALLAS TX 75248

13F HOLDINGS REPORT 028-16678 N Bruce R Winson Managing Member of the General Partner 214-866-0219 /s/ Bruce R Winson Dallas TX 11-13-2023 0 136 496181165 false INFORMATION TABLE 2 28113.xml INFORMATION TABLE FOR FORM 13F 10X Capital Venture Acquisition Corp III Warrant G87077114 535010 50000 SH DFND 50000 0 0 Acropolis Infrastructure Acquisition Corp Warrant 005029111 514000 50000 SH DFND 50000 0 0 Activision Blizzard Inc Equity 00507V109 9831150 105000 SH DFND 105000 0 0 Activision Blizzard Inc Option 00507V109 1872600 20000 SH Call DFND 20000 0 0 AdvisorShares Pure US Cannabis ETF Exchange Traded Fund 00768Y453 22292947 2807676 SH DFND 2807676 0 0 AdvisorShares Pure US Cannabis ETF Option 00768Y453 20786126 2617900 SH Call DFND 2617900 0 0 Ainos Inc Warrant 00902F113 31000 50000 SH DFND 50000 0 0 Algonquin Power & Utilities Corp Equity 015857105 2519463 425500 SH DFND 425500 0 0 Alibaba Group Holding Ltd ADR 01609W102 867400 10000 SH DFND 10000 0 0 Americas Gold & Silver Corp Equity 03062D100 224835 629400 SH DFND 629400 0 0 Apartment Investment and Management Co Option 03748R747 884000 130000 SH Call DFND 130000 0 0 Apartment Investment and Management Co Equity 03748R747 1394000 205000 SH Call DFND 205000 0 0 Atea Pharmaceuticals Inc Equity 04683R106 150000 50000 SH DFND 50000 0 0 BANK OF AMERICA CORP Equity 060505104 1377324 50304 SH DFND 50304 0 0 Bank OZK Option 06417N103 3707000 100000 SH Put DFND 100000 0 0 Beard Energy Transition Acquisition Corp Warrant 07402Q119 671875 62500 SH DFND 62500 0 0 Biolase Inc Equity 090911702 95383 51281 SH DFND 51281 0 0 Block Inc Option 852234103 13278000 300000 SH Call DFND 300000 0 0 Blockchain Coinvestors Acquisition Corp I Warrant G11765115 28478401 2636889 SH DFND 2636889 0 0 Bullfrog AI Holdings Inc Warrant 12021E117 263245 80750 SH DFND 80750 0 0 CAE Inc Equity 124765108 2685903 115000 SH DFND 115000 0 0 Cenovus Energy Inc Equity 15135U109 1122702 53900 SH DFND 53900 0 0 Centerra Gold Inc Equity 152006102 489062 100000 SH DFND 100000 0 0 CF Acquisition Corp VIII Warrant 12520C117 1302871 50149 SH DFND 50149 0 0 CF Industries Holdings Inc Equity 125269100 857400 10000 SH DFND 10000 0 0 Charles Schwab Corp/The Equity 808513105 823500 15000 SH DFND 15000 0 0 Chicken Soup For The Soul Entertainment Inc Warrant 16842Q134 93254 270300 SH DFND 270300 0 0 Cloudflare Inc Bond Convertible 18915MAC1 1702800 2000000 SH DFND 2000000 0 0 Computer Task Group Inc Equity 205477102 723100 70000 SH DFND 70000 0 0 Concord Acquisition Corp III Warrant 20607V106 134750 12500 SH DFND 12500 0 0 Cushman & Wakefield PLC Equity G2717B108 1040130 136500 SH DFND 136500 0 0 Cyteir Therapeutics Inc Equity 23284P103 3760484 1324114 SH DFND 1324114 0 0 Digital Realty Trust Inc Equity 253868103 1706382 14100 SH DFND 14100 0 0 DigitalBridge Group Inc Option 25401T603 2056860 117000 SH Call DFND 117000 0 0 DigitalBridge Group Inc Equity 25401T603 3551160 202000 SH DFND 202000 0 0 DISH Network Corp Bond Convertible 25470MAF6 1686275 2500000 SH DFND 2500000 0 0 Dune Acquisition Corp Warrant 265334110 504500 50000 SH DFND 50000 0 0 Edible Garden AG Inc Warrant 28059P113 37190 50000 SH DFND 50000 0 0 Enbridge Inc Equity 29250N105 3221886 97100 SH DFND 97100 0 0 Endeavor Group Holdings Inc Equity 29260Y109 3781000 190000 SH DFND 190000 0 0 Enerflex Ltd Equity 29269R105 574501 100000 SH DFND 100000 0 0 EQRx Inc Equity 26886C107 3198376 1440710 SH DFND 1440710 0 0 Esports Entertainment Group Inc Warrant 29667K132 28440 900000 SH DFND 900000 0 0 FGI Industries Ltd Warrant G3302D111 1074437 740991 SH DFND 740991 0 0 First Industrial Realty Trust Inc Equity 32054K103 4092264 85990 SH DFND 85990 0 0 GEO GROUP INC/THE Option 36162J106 1636000 200000 SH Call DFND 200000 0 0 Gildan Activewear Inc Equity 375916103 1962805 70000 SH DFND 70000 0 0 Global X MSCI China Real Estate ETF Exchange Traded Fund 37960A685 884378 55000 SH DFND 55000 0 0 Goldman Sachs Group Inc/The Equity 38141G104 1941420 6000 SH DFND 6000 0 0 Gorilla Technology Group Inc Equity G4000K100 340548 391840 SH DFND 391840 0 0 Granite Real Estate Investment Trust Equity 387437114 2744529 51696 SH DFND 51696 0 0 GREENWAVE TECHNOLOGY SOLUTIONS INC Equity 57630J304 849331 1249200 SH DFND 1249200 0 0 GSK PLC ADR 37733W204 2465000 68000 SH DFND 68000 0 0 Hennessy Capital Investment Corp VI Warrant 42600H116 180599 17483 SH DFND 17483 0 0 Holley Inc Equity 43538H103 3617990 725048 SH DFND 725048 0 0 Horizon Therapeutics Plc Equity G46188101 2313800 20000 SH DFND 20000 0 0 Hub Cyber Security Ltd Warrant M6000J127 23667 101139 SH DFND 101139 0 0 Iconic Sports Acquisition Corp Warrant G4712C115 675625 62500 SH DFND 62500 0 0 Imperial Petroleum Inc Equity Y3894J187 1656147 1048194 SH DFND 1048194 0 0 Independence Realty Trust Inc Equity 45378A106 1712319 121700 SH DFND 121700 0 0 Industrial Logistics Properties Trust Equity 456237106 1052772 364281 SH DFND 364281 0 0 Innovative International Acquisition Corp Warrant G4809M125 846750 75000 SH DFND 75000 0 0 Intercept Pharmaceuticals Inc Bond Convertible 45845PAB4 3920000 4000000 SH DFND 4000000 0 0 Invesco QQQ Trust Series 1 Option 46090E103 7165400 20000 SH Put DFND 20000 0 0 Iovance Biotherapeutics Inc Option 462260100 910000 200000 SH Call DFND 200000 0 0 iShares 20 Year Treasury Bond ETF Option 464287432 20265665 228500 SH Call DFND 228500 0 0 iShares China Large-Cap ETF Option 464287184 7959000 300000 SH Call DFND 300000 0 0 iShares iBoxx High Yield Corporate Bond ETF Option 464288513 14744000 200000 SH Put DFND 200000 0 0 iShares MSCI Canada ETF Option 464286509 6357400 190000 SH Put DFND 190000 0 0 iShares U.S. Real Estate ETF Exchange Traded Fund 464287739 3720949 47619 SH DFND 47619 0 0 iShares U.S. Real Estate ETF Option 464287739 19019276 243400 SH Call DFND 243400 0 0 iSun Inc Equity 465246106 201911 897783 SH DFND 897783 0 0 KE Holdings Inc ADR 482497104 1412320 91000 SH DFND 91000 0 0 MEI PHARMA INC Equity 55279B301 6057959 864188 SH DFND 864188 0 0 MICROSOFT CORP Equity 594918104 1578750 5000 SH DFND 5000 0 0 Mosaic Co/The Equity 61945C103 712000 20000 SH DFND 20000 0 0 Nano Dimension Ltd ADR 63008G203 42361451 15574063 SH DFND 15574063 0 0 Nano-X Imaging Ltd Equity M70700105 3234729 493099 SH DFND 493099 0 0 Newcourt Acquisition Corp Warrant G6448C129 562500 50000 SH DFND 50000 0 0 NexPoint Residential Trust Inc Equity 65341D102 321800 10000 SH DFND 10000 0 0 NextEra Energy Inc Equity 65339F101 3437400 60000 SH DFND 60000 0 0 NIKE Inc Option 654106103 2868600 30000 SH Call DFND 30000 0 0 Nutrien Ltd Equity 67077M108 1853010 30000 SH DFND 30000 0 0 Oblong Inc Equity 674434204 36822 87672 SH DFND 87672 0 0 Occidental Petroleum Corp Equity 674599105 2919600 45000 SH DFND 45000 0 0 OmniAb Inc Warrant 68218J111 61413 11833 SH DFND 11833 0 0 ONCOLYTICS BIOTECH INC Equity 682310875 11558438 5302036 SH DFND 5302036 0 0 Onfolio Holdings Inc Warrant 68277K124 168120 200000 SH DFND 200000 0 0 Osisko Development Corp Warrant 68828E809 60150 20833 SH DFND 20833 0 0 Palantir Technologies Inc Option 69608A108 1600000 100000 SH Put DFND 100000 0 0 Paramount Global Preferred Convertible 92556H305 547747 30859 SH DFND 30859 0 0 PayPal Holdings Inc Equity 70450Y103 876900 15000 SH DFND 15000 0 0 Peloton Interactive Inc Bond Convertible 70614WAB6 1506260 2000000 SH DFND 2000000 0 0 Pembina Pipeline Corp Equity 706327103 1504014 50000 SH DFND 50000 0 0 Priveterra Acquisition Corp II Warrant 876545112 540000 50000 SH DFND 50000 0 0 Pyrophyte Acquisition Corp Warrant G7308P127 409125 37500 SH DFND 37500 0 0 Rail Vision Ltd Warrant M8186D114 119133 238265 SH DFND 238265 0 0 Rexford Industrial Realty Inc Equity 76169C100 2051973 41580 SH DFND 41580 0 0 Rogers Communications Inc Equity 775109200 3841055 100000 SH DFND 100000 0 0 Rose Hill Acquisition Corp Warrant G7637J123 296326 24999 SH DFND 24999 0 0 Safehold Inc Equity 78646V107 1602000 90000 SH DFND 90000 0 0 Sciplay Corp Equity 809087109 569250 25000 SH DFND 25000 0 0 Seagen Inc Equity 81181C104 2121500 10000 SH DFND 10000 0 0 Seaport Global Acquisition II Corp Warrant 81221H113 1071000 100000 SH DFND 100000 0 0 Sequans Communications SA ADR 817323207 754404 266574 SH DFND 266574 0 0 SERITAGE GROWTH PROPERTIES Equity 81752R100 1500376 193847 SH DFND 193847 0 0 Skeena Resources Ltd Equity 83056P715 320174 70000 SH DFND 70000 0 0 Snap Inc Bond Convertible 83304AAF3 1487940 2000000 SH DFND 2000000 0 0 SPDR S&P 500 ETF Trust Option 78462F103 17099200 40000 SH Put DFND 40000 0 0 Spero Therapeutics Inc Equity 84833T103 5033082 4159572 SH DFND 4159572 0 0 Spirit Realty Capital Inc Equity 84860W300 1961505 58500 SH DFND 58500 0 0 Splunk Inc Bond Convertible 848637AF1 4718200 5000000 SH DFND 5000000 0 0 SpringBig Holdings Inc Warrant 85021Q116 6005 50000 SH DFND 50000 0 0 Taiwan Semiconductor Manufacturing Co Ltd ADR 874039100 869000 10000 SH DFND 10000 0 0 Target Hospitality Corp Equity 87615L107 952800 60000 SH DFND 60000 0 0 Target Hospitality Corp Option 87615L107 3517420 221500 SH Call DFND 221500 0 0 TC Energy Corp Equity 87807B107 2464996 71649 SH DFND 71649 0 0 Teck Resources Ltd Equity 878742204 5382292 125000 SH DFND 125000 0 0 TELUS Corp Equity 87971M103 2695514 165000 SH DFND 165000 0 0 Tempur Sealy International Inc Equity 88023U101 45630822 1052857 SH DFND 1052857 0 0 TESLA, INC. Option 88160R101 2502200 10000 SH Put DFND 10000 0 0 Thunder Bridge Capital Partners IV Inc Warrant 88605L115 4715707 460069 SH DFND 460069 0 0 Tricon Residential Inc Option 89612W102 1036000 140000 SH Call DFND 140000 0 0 Tricon Residential Inc Equity 89612W102 5667183 766368 SH DFND 766368 0 0 Trip.com Group Ltd ADR 89677Q107 4066382 116282 SH DFND 116282 0 0 Unity Software Inc Bond Convertible 91332UAB7 1591540 2000000 SH DFND 2000000 0 0 Veris Residential Inc Equity 554489104 3146732 190711 SH DFND 190711 0 0 Veris Residential Inc Option 554489104 3300000 200000 SH Call DFND 200000 0 0 View Inc Equity 92671V304 655501 87284 SH DFND 87284 0 0 Vivid Seats Inc Equity 92854T100 7976516 1242448 SH DFND 1242448 0 0 Vnet Group Inc ADR 90138A103 6320888 2019453 SH DFND 2019453 0 0 Walt Disney Co/The Equity 254687106 810500 10000 SH DFND 10000 0 0 Wells Fargo Equity 949746101 205485 5029 SH DFND 5029 0 0 West Fraser Timber Co Ltd Equity 952845105 2106275 29000 SH DFND 29000 0 0 XUNLEI LTD. ADR 98419E108 606789 374561 SH DFND 374561 0 0 Zapp Electric Vehicles Group Ltd Warrant G9889X115 28125 37500 SH DFND 37500 0 0