0000950123-23-001977.txt : 20230213
0000950123-23-001977.hdr.sgml : 20230213
20230213160614
ACCESSION NUMBER: 0000950123-23-001977
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20221231
FILED AS OF DATE: 20230213
DATE AS OF CHANGE: 20230213
EFFECTIVENESS DATE: 20230213
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Anson Funds Management LP
CENTRAL INDEX KEY: 0001491072
IRS NUMBER: 300134498
STATE OF INCORPORATION: TX
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-16678
FILM NUMBER: 23618355
BUSINESS ADDRESS:
STREET 1: 16000 DALLAS PARKWAY
STREET 2: SUITE 800
CITY: DALLAS
STATE: TX
ZIP: 75248
BUSINESS PHONE: 214.866.0202
MAIL ADDRESS:
STREET 1: 16000 DALLAS PARKWAY
STREET 2: SUITE 800
CITY: DALLAS
STATE: TX
ZIP: 75248
FORMER COMPANY:
FORMER CONFORMED NAME: Frigate Ventures LP
DATE OF NAME CHANGE: 20100504
13F-HR
1
primary_doc.xml
X0202
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0001491072
XXXXXXXX
12-31-2022
12-31-2022
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Anson Funds Management LP
16000 DALLAS PARKWAY
SUITE 800
DALLAS
TX
75248
13F HOLDINGS REPORT
028-16678
N
Bruce R Winson
Managing Member of the General Partner
214-866-0219
/s/ Bruce R Winson
Dallas
TX
02-13-2023
0
224
605371253
false
INFORMATION TABLE
2
21061.xml
INFORMATION TABLE FOR FORM 13F
10X Capital Venture Acquisition Corp III
Warrant
G87077114
488500
50000
SH
DFND
50000
0
0
1Life Healthcare Inc
Bond Convertible
68269GAB3
2903400
3000000
SH
DFND
3000000
0
0
1stdibs.com Inc
Equity
320551104
541406
106576
SH
DFND
106576
0
0
Acer Therapeutics Inc
Equity
00444P108
325785
129795
SH
DFND
129795
0
0
Acer Therapeutics Inc
Option
00444P108
95631
38100
SH
Call
DFND
38100
0
0
Acropolis Infrastructure Acquisition Corp
Warrant
005029111
497500
50000
SH
DFND
50000
0
0
Acropolis Infrastructure Acquisition Corp
Equity
005029103
1492500
150000
SH
DFND
150000
0
0
Activision Blizzard Inc
Equity
00507V109
1937787
25314
SH
DFND
25314
0
0
AdvisorShares Pure US Cannabis ETF
Exchange Traded Fund
00768Y453
1411281
201900
SH
DFND
201900
0
0
AdvisorShares Pure US Cannabis ETF
Option
00768Y453
1048500
150000
SH
Call
DFND
150000
0
0
Ainos Inc
Warrant
00902F113
31000
50000
SH
DFND
50000
0
0
Algoma Steel Group Inc
Equity
015658107
315405
50000
SH
DFND
50000
0
0
Algonquin Power & Utilities Corp
Equity
015857105
4744540
725000
SH
DFND
725000
0
0
Allot Ltd
Equity
M0854Q105
1046964
304350
SH
DFND
304350
0
0
Alphabet Inc
Equity
02079K305
1852830
21000
SH
DFND
21000
0
0
Alphabet Inc
Equity
02079K107
887300
10000
SH
DFND
10000
0
0
AMAZON.COM, INC.
Equity
023135106
1680000
20000
SH
DFND
20000
0
0
Americas Gold & Silver Corp
Equity
03062D100
357561
629400
SH
DFND
629400
0
0
Apartment Income REIT Corp
Equity
03750L109
1461949
42610
SH
DFND
42610
0
0
APPLE INC
Option
037833100
5197200
40000
SH
Put
DFND
40000
0
0
Arbor Rapha Capital Bioholdings Corp I
Warrant
03881F112
361663
33333
SH
DFND
33333
0
0
Ares Acquisition Corp
Warrant
G33032122
2517500
250000
SH
DFND
250000
0
0
Ares Acquisition Corp
Equity
G33032106
906300
90000
SH
DFND
90000
0
0
Atlas Air Worldwide Holdings Inc
Equity
049164205
2016000
20000
SH
DFND
20000
0
0
Aurora Innovation Inc
Warrant
051774115
164037
135568
SH
DFND
135568
0
0
BANK OF AMERICA CORP
Equity
060505104
1987200
60000
SH
DFND
60000
0
0
Beard Energy Transition Acquisition Corp
Warrant
07402Q119
636875
62500
SH
DFND
62500
0
0
BigCommerce Holdings Inc
Equity
08975P108
529574
60592
SH
DFND
60592
0
0
Bilander Acquisition Corp
Warrant
09001T114
433115
43749
SH
DFND
43749
0
0
BlackSky Technology Inc
Equity
09263B108
41580
27000
SH
DFND
27000
0
0
Blockchain Coinvestors Acquisition Corp I
Warrant
G11765115
27001743
2636889
SH
DFND
2636889
0
0
Blockchain Moon Acquisition Corp
Warrant
09370F125
2936398
285920
SH
DFND
285920
0
0
Bluescape Opportunities Acquisition Corp
Warrant
G1195N113
3525603
358293
SH
DFND
358293
0
0
Bridgetown Holdings Ltd
Warrant
G1355U121
1264853
127634
SH
DFND
127634
0
0
Brookfield Asset Management Ltd
Equity
113004105
858123
30000
SH
DFND
30000
0
0
Bullpen Parlay Acquisition Co
Warrant
G1792A118
256000
25000
SH
DFND
25000
0
0
CAE Inc
Equity
124765108
2222112
115000
SH
DFND
115000
0
0
Cameco Corp
Equity
13321L108
1540427
67950
SH
DFND
67950
0
0
Canadian Natural Resources Ltd
Equity
136385101
9430648
170000
SH
DFND
170000
0
0
Cartica Acquisition Corp
Equity Unit
G1995D125
1545000
150000
SH
DFND
150000
0
0
Cenovus Energy Inc
Equity
15135U109
5814520
300000
SH
DFND
300000
0
0
CF Acquisition Corp VIII
Warrant
12520C117
522051
50149
SH
DFND
50149
0
0
Chain Bridge I
Equity
G2061X102
257000
25000
SH
DFND
25000
0
0
Chain Bridge I
Warrant
G2061X110
514000
50000
SH
DFND
50000
0
0
Chicken Soup For The Soul Entertainment Inc
Warrant
16842Q134
1383936
270300
SH
DFND
270300
0
0
Churchill Capital Corp VI
Warrant
17143W119
3850834
385276
SH
DFND
385276
0
0
Churchill Capital Corp VII
Warrant
17144M110
7481777
750429
SH
DFND
750429
0
0
CIIG Capital Partners II Inc
Warrant
12561U117
382125
37500
SH
DFND
37500
0
0
CIIG Capital Partners II Inc
Equity
12561U109
764250
75000
SH
DFND
75000
0
0
Class Acceleration Corp
Warrant
18274B114
2447065
240616
SH
DFND
240616
0
0
Cloudflare Inc
Bond Convertible
18915MAC1
1643240
2000000
SH
DFND
2000000
0
0
Concord Acquisition Corp III
Warrant
20607V114
127375
12500
SH
DFND
12500
0
0
Conx Corp
Warrant
212873111
3506249
352033
SH
DFND
352033
0
0
Counter Press Acquisition Corp
Equity Unit
G2542B109
1020000
100000
SH
DFND
100000
0
0
Coupa Software Inc
Bond Convertible
22266LAC0
1934640
2000000
SH
DFND
2000000
0
0
Cue Health Inc
Equity
229790100
421067
203414
SH
DFND
203414
0
0
Cushman & Wakefield PLC
Equity
G2717B108
1744400
140000
SH
DFND
140000
0
0
Daseke Inc
Equity
23753F107
58613
10301
SH
DFND
10301
0
0
Direct Digital Holdings Inc
Warrant
25461T113
1891519
780008
SH
DFND
780008
0
0
Direct Selling Acquisition Corp
Warrant
25460L111
1131900
110000
SH
DFND
110000
0
0
DISH Network Corp
Bond Convertible
25470MAF6
1604125
2500000
SH
DFND
2500000
0
0
Dune Acquisition Corp
Warrant
265334110
476995
50000
SH
DFND
50000
0
0
Edible Garden AG Inc
Warrant
28059P113
10500
50000
SH
DFND
50000
0
0
Edify Acquisition Corp
Equity
28059Q103
504250
50000
SH
DFND
50000
0
0
Elliott Opportunity II Corp
Warrant
G30092111
504000
50000
SH
DFND
50000
0
0
Endeavor Group Holdings Inc
Equity
29260Y109
2028600
90000
SH
DFND
90000
0
0
Esports Entertainment Group Inc
Warrant
29667K132
567180
900000
SH
DFND
900000
0
0
EVgo Inc
Equity
30052F100
53028
11863
SH
DFND
11863
0
0
FaZe Holdings Inc
Option
31423J102
140600
76000
SH
Put
DFND
76000
0
0
FGI Industries Ltd
Warrant
G3302D111
1593131
740991
SH
DFND
740991
0
0
Flex Ltd
Equity
Y2573F102
1287600
60000
SH
DFND
60000
0
0
Fortress Capital Acquisition Corp
Warrant
G36427121
564843
55925
SH
DFND
55925
0
0
F-star Therapeutics Inc
Option
30315R107
189600
30000
SH
Put
DFND
30000
0
0
FTAC Hera Acquisition Corp
Warrant
G3728Y111
544221
53830
SH
DFND
53830
0
0
FTAC Zeus Acquisition Corp
Equity
30320F106
1258750
125000
SH
DFND
125000
0
0
FTAC Zeus Acquisition Corp
Warrant
30320F114
629375
62500
SH
DFND
62500
0
0
G Squared Ascend II Inc
Warrant
G42041122
253750
25000
SH
DFND
25000
0
0
Global Systems Dynamics Inc
Warrant
37653T116
555754
53800
SH
DFND
53800
0
0
Goal Acquisitions Corp
Equity
38021H107
914545
90909
SH
DFND
90909
0
0
GoGreen Investments Corp
Warrant
G9461B119
109457
10545
SH
DFND
10545
0
0
Gores Technology Partners II Inc
Warrant
38287L115
354608
35390
SH
DFND
35390
0
0
Granite Real Estate Investment Trust
Equity
387437114
3067979
60196
SH
DFND
60196
0
0
Graphite Bio Inc
Equity
38870X104
358829
112176
SH
DFND
112176
0
0
Grove Collaborative Holdings
Warrant
39957D110
132488
332049
SH
DFND
332049
0
0
GSK PLC
ADR
37733W204
2389520
68000
SH
DFND
68000
0
0
Harvard Bioscience Inc
Equity
416906105
301274
108763
SH
DFND
108763
0
0
Hennessy Capital Investment Corp VI
Warrant
42600H116
172557
17483
SH
DFND
17483
0
0
HIVE Blockchain Technologies Ltd
Warrant
43366H142
322310
167000
SH
DFND
167000
0
0
Horizon Therapeutics Plc
Equity
44047T109
2845000
25000
SH
DFND
25000
0
0
Hovnanian Enterprises Inc
Equity
442487401
4582975
108911
SH
DFND
108911
0
0
Iconic Sports Acquisition Corp
Warrant
G4712C115
646250
62500
SH
DFND
62500
0
0
iHuman Inc
ADR
45175B109
29273
11259
SH
DFND
11259
0
0
Immuneering Corp
Equity
45254E107
158125
32603
SH
DFND
32603
0
0
Immunic Inc
Equity
4525EP101
930909
664935
SH
DFND
664935
0
0
Industrial Select Sector SPDR Fund
Option
81369Y704
5892600
60000
SH
Put
DFND
60000
0
0
Innovative Eyewear Inc
Warrant
45791D117
205500
150000
SH
DFND
150000
0
0
Innovative International Acquisition Corp
Warrant
G4809M125
772500
75000
SH
DFND
75000
0
0
Invivyd Inc
Equity
00534A102
231234
154156
SH
DFND
154156
0
0
iShares 20 Year Treasury Bond ETF
Option
464287432
14884220
149500
SH
Call
DFND
149500
0
0
iShares MSCI Canada ETF
Option
464286509
14728500
450000
SH
Put
DFND
450000
0
0
iShares Russell 2000 ETF
Option
464287655
39666900
227500
SH
Call
DFND
227500
0
0
iShares Semiconductor ETF
Option
464287523
3479800
10000
SH
Put
DFND
10000
0
0
iShares U.S. Real Estate ETF
Exchange Traded Fund
464287739
8612961
102300
SH
DFND
102300
0
0
iShares U.S. Real Estate ETF
Option
464287739
16838000
200000
SH
Call
DFND
200000
0
0
IsoPlexis Corp
Equity
465005106
243562
157137
SH
DFND
157137
0
0
iStar Inc
Equity
45031U101
1124288
147351
SH
DFND
147351
0
0
Jaws Hurricane Acquisition Corp
Warrant
47201B111
373875
37500
SH
DFND
37500
0
0
Jaws Juggernaut Acquisition Corp
Warrant
G50735110
251450
25000
SH
DFND
25000
0
0
Jaws Mustang Acquisition Corp
Warrant
G50737124
11876700
1175329
SH
DFND
1175329
0
0
KludeIn I Acquisition Corp
Warrant
49878L117
4652124
454309
SH
DFND
454309
0
0
Landcadia Holdings IV Inc
Warrant
51477A112
1252500
125000
SH
DFND
125000
0
0
Landsea Homes Corp
Equity
51509P103
186263
35751
SH
DFND
35751
0
0
Leafly Holdings Inc
Warrant
52178J113
24700
37889
SH
DFND
37889
0
0
Logistics Innovation Technologies Corp
Warrant
54141L118
248783
25000
SH
DFND
25000
0
0
Logistics Innovation Technologies Corp
Equity
54141L100
746348
75000
SH
DFND
75000
0
0
LSB Industries Inc
Option
502160104
665000
50000
SH
Call
DFND
50000
0
0
Lucid Group Inc
Equity
549498103
9698600
1420000
SH
DFND
1420000
0
0
Lyra Therapeutics Inc
Equity
55234L105
122859
39127
SH
DFND
39127
0
0
M3-Brigade Acquisition II Corp
Warrant
553800111
5908203
589641
SH
DFND
589641
0
0
M3-Brigade Acquisition III Corp
Warrant
55407R111
1351997
133333
SH
DFND
133333
0
0
M3-Brigade Acquisition III Corp
Equity
55407R103
4056000
400000
SH
DFND
400000
0
0
Macondray Capital Acquisition Corp I
Warrant
G5853A115
509500
50000
SH
DFND
50000
0
0
Marathon Digital Holdings Inc
Bond Convertible
565788AB2
7554880
32000000
SH
DFND
32000000
0
0
Marriott Vacations Worldwide Corp
Bond Convertible
57164YAD9
1954820
2000000
SH
DFND
2000000
0
0
Mason Industrial Technology Inc
Warrant
57520Y114
222099
22221
SH
DFND
22221
0
0
MEI PHARMA INC
Equity
55279B202
2586535
10617959
SH
DFND
10617959
0
0
Meta Platforms Inc
Equity
30303M102
2045780
17000
SH
DFND
17000
0
0
MICROSOFT CORP
Equity
594918104
1199100
5000
SH
DFND
5000
0
0
Mosaic Co/The
Equity
61945C103
877400
20000
SH
DFND
20000
0
0
Motive Capital Corp II
Warrant
G6293R114
340997
33333
SH
DFND
33333
0
0
Mount Rainier Acquisition Corp
Warrant
623006111
1390500
112500
SH
DFND
112500
0
0
Nano Dimension Ltd
ADR
63008G203
18208401
7916696
SH
DFND
7916696
0
0
National Amusements Inc
Preferred Convertible
92556H305
771537
30859
SH
DFND
30859
0
0
Nautilus Biotechnology Inc
Equity
63909J108
809129
449516
SH
DFND
449516
0
0
Newcourt Acquisition Corp
Equity
G6448C103
1028000
100000
SH
DFND
100000
0
0
Newcourt Acquisition Corp
Warrant
G6448C129
514000
50000
SH
DFND
50000
0
0
Northern Star Investment Corp II
Equity
66573W107
1002000
100000
SH
DFND
100000
0
0
Nutanix Inc
Option
67059N108
781500
30000
SH
Call
DFND
30000
0
0
Nutrien Ltd
Equity
67077M108
730300
10000
SH
DFND
10000
0
0
Olaplex Holdings Inc
Equity
679369108
1016992
195200
SH
DFND
195200
0
0
Olema Pharmaceuticals Inc
Equity
68062P106
317596
129631
SH
DFND
129631
0
0
OmniAb Inc
Equity
68218J103
226858
63016
SH
DFND
63016
0
0
OmniAb Inc
Warrant
68218J111
42599
11833
SH
DFND
11833
0
0
ON24 Inc
Equity
68339B104
286732
33225
SH
DFND
33225
0
0
OneConnect Financial Technology Co Ltd
ADR
68248T204
128449
24190
SH
DFND
24190
0
0
Onfolio Holdings Inc
Warrant
68277K124
304000
200000
SH
DFND
200000
0
0
Onyx Acquisition Co I
Warrant
G6755Q117
516000
50000
SH
DFND
50000
0
0
Onyx Acquisition Co I
Equity
G6755Q109
1032000
100000
SH
DFND
100000
0
0
Orion Biotech Opportunities Corp
Warrant
G6780C117
150750
15000
SH
DFND
15000
0
0
Oscar Health Inc
Equity
687793109
467196
189917
SH
DFND
189917
0
0
Osisko Development Corp
Equity
68828E809
318326
74906
SH
DFND
74906
0
0
Owl Rock Capital Corp
Option
69121K104
2310000
200000
SH
Put
DFND
200000
0
0
PayPal Holdings Inc
Equity
70450Y103
1424400
20000
SH
DFND
20000
0
0
Peloton Interactive Inc
Bond Convertible
70614WAB6
1420920
2000000
SH
DFND
2000000
0
0
Pembina Pipeline Corp
Equity
706327103
1695440
50000
SH
DFND
50000
0
0
Personalis Inc
Equity
71535D106
207845
104972
SH
DFND
104972
0
0
Pinduoduo Inc
Option
722304102
36795360
451200
SH
Put
DFND
451200
0
0
Pinterest Inc
Option
72352L106
2428000
100000
SH
Call
DFND
100000
0
0
Pontem Corp
Equity
G71707106
505500
50000
SH
DFND
50000
0
0
Pontem Corp
Warrant
G71707122
168493
16666
SH
DFND
16666
0
0
PROLOGIS INC
Equity
74340W103
6866384
60910
SH
DFND
60910
0
0
Pyrophyte Acquisition Corp
Warrant
G7308P127
387375
37500
SH
DFND
37500
0
0
QUALCOMM INC
Equity
747525103
1099400
10000
SH
DFND
10000
0
0
Rail Vision Ltd
Warrant
M8186D114
271455
238265
SH
DFND
238265
0
0
Raytheon Technologies Corp
Equity
75513E101
1513800
15000
SH
DFND
15000
0
0
Resolute Forest Products Inc
Equity
76117W109
215900
10000
SH
DFND
10000
0
0
Rexford Industrial Realty Inc
Equity
76169C100
1037067
18980
SH
DFND
18980
0
0
Robinhood Markets Inc
Equity
770700102
814000
100000
SH
DFND
100000
0
0
Rose Hill Acquisition Corp
Equity
G7637J107
516000
50000
SH
DFND
50000
0
0
Rose Hill Acquisition Corp
Warrant
G7637J123
257990
24999
SH
DFND
24999
0
0
Ross Acquisition Corp II
Warrant
G7641C114
5642376
557547
SH
DFND
557547
0
0
Seaport Global Acquisition II Corp
Warrant
81221H113
1019000
100000
SH
DFND
100000
0
0
Seaport Global Acquisition II Corp
Equity
81221H105
2038000
200000
SH
DFND
200000
0
0
SERITAGE GROWTH PROPERTIES
Equity
81752R100
1115782
94318
SH
DFND
94318
0
0
Shaw Communications Inc
Equity
82028K200
682689
23720
SH
DFND
23720
0
0
Shelter Acquisition Corp I
Warrant
822821112
353582
35000
SH
DFND
35000
0
0
Sierra Wireless Inc
Equity
826516106
1739400
60000
SH
DFND
60000
0
0
Silvergate Capital Corp
Equity
82837P408
19395850
1114704
SH
DFND
1114704
0
0
Singular Genomics Systems Inc
Equity
82933R100
341191
169747
SH
DFND
169747
0
0
Smart for Life Inc
Equity
83204U103
241417
1027305
SH
DFND
1027305
0
0
SmartRent Inc
Equity
83193G107
343755
141463
SH
DFND
141463
0
0
Snap Inc
Bond Convertible
83304AAF3
1398100
2000000
SH
DFND
2000000
0
0
Soar Technology Acquisition Corp
Warrant
G82472120
520500
50000
SH
DFND
50000
0
0
SPDR S&P 500 ETF Trust
Exchange Traded Fund
78462F103
5736450
15000
SH
DFND
15000
0
0
SPDR S&P 500 ETF Trust
Option
78462F103
26770100
70000
SH
Put
DFND
70000
0
0
Spero Therapeutics Inc
Equity
84833T103
5223922
3019608
SH
DFND
3019608
0
0
Spirit AeroSystems Holdings Inc
Option
848574109
1480000
50000
SH
Call
DFND
50000
0
0
Spirit Realty Capital Inc
Equity
84860W300
4851495
121500
SH
DFND
121500
0
0
Sports Ventures Acquisition Corp
Warrant
G8372A129
8695420
858630
SH
DFND
858630
0
0
SpringBig Holdings Inc
Warrant
85021Q116
24900
50000
SH
DFND
50000
0
0
SRAX Inc.
Equity
78472M106
44000
33000
SH
DFND
33000
0
0
STAG Industrial Inc
Equity
85254J102
2584800
80000
SH
DFND
80000
0
0
STORE Capital Corp
Equity
862121100
6412000
200000
SH
DFND
200000
0
0
Suncor Energy Inc
Equity
867224107
14259628
450000
SH
DFND
450000
0
0
Super Micro Computer Inc
Option
86800U104
2052500
25000
SH
Put
DFND
25000
0
0
SVF Investment Corp
Warrant
G8601L128
5572905
551227
SH
DFND
551227
0
0
Talkspace Inc
Equity
87427V103
133841
219304
SH
DFND
219304
0
0
Talon 1 Acquisition Corp
Warrant
G86656116
388875
37500
SH
DFND
37500
0
0
Talon 1 Acquisition Corp
Equity
G86656108
777750
75000
SH
DFND
75000
0
0
Tastemaker Acquisition Corp
Warrant
876545112
509000
50000
SH
DFND
50000
0
0
TC Energy Corp
Equity
87807B107
1991294
50000
SH
DFND
50000
0
0
Teck Resources Ltd
Equity
878742204
1133687
30000
SH
DFND
30000
0
0
Tempur Sealy International Inc
Equity
88023U101
2358025
68687
SH
DFND
68687
0
0
TESLA, INC.
Equity
88160R101
923850
7500
SH
DFND
7500
0
0
Thrive Acquisition Corp
Warrant
G7158C119
515000
50000
SH
DFND
50000
0
0
Thunder Bridge Capital Partners IV Inc
Warrant
88605L115
4570786
460069
SH
DFND
460069
0
0
TLG Acquisition One Corp
Equity
87257M108
1018000
100000
SH
DFND
100000
0
0
Tricon Residential Inc
Equity
89612W102
21919665
2844806
SH
DFND
2844806
0
0
Triple Flag Precious Metals Corp
Equity
89679M104
4162400
302500
SH
DFND
302500
0
0
Turning Point Brands Inc
Equity
90041L105
547217
25299
SH
DFND
25299
0
0
Twilio Inc
Option
90138F102
1028160
21000
SH
Call
DFND
21000
0
0
Uber Technologies Inc
Bond Convertible
90353TAJ9
1693100
2000000
SH
DFND
2000000
0
0
Ulta Beauty Inc
Option
90384S303
10600982
22600
SH
Put
DFND
22600
0
0
Uniti Group Inc
Equity
91325V108
1212176
219200
SH
DFND
219200
0
0
Unity Software Inc
Bond Convertible
91332UAB7
1504740
2000000
SH
DFND
2000000
0
0
UserTesting Inc
Equity
91734E101
751000
100000
SH
DFND
100000
0
0
Valens Co Inc/The
Equity
91914P603
161133
240000
SH
DFND
240000
0
0
Viant Technology Inc
Equity
92557A101
596399
148358
SH
DFND
148358
0
0
Vimeo Inc
Equity
92719V100
501806
146299
SH
DFND
146299
0
0
Viscogliosi Brothers Acquisition Corp
Warrant
92838K118
252568
24982
SH
DFND
24982
0
0
Walt Disney Co/The
Equity
254687106
1737600
20000
SH
DFND
20000
0
0
Wells Fargo
Equity
949746101
1651600
40000
SH
DFND
40000
0
0
XUNLEI LTD.
ADR
98419E108
681701
374561
SH
DFND
374561
0
0
Zoom Video Communications Inc
Equity
98980L101
12673612
187092
SH
DFND
187092
0
0