0000950123-20-002336.txt : 20200214 0000950123-20-002336.hdr.sgml : 20200214 20200214115334 ACCESSION NUMBER: 0000950123-20-002336 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20191231 FILED AS OF DATE: 20200214 DATE AS OF CHANGE: 20200214 EFFECTIVENESS DATE: 20200214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Anson Funds Management LP CENTRAL INDEX KEY: 0001491072 IRS NUMBER: 300134498 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16678 FILM NUMBER: 20616219 BUSINESS ADDRESS: STREET 1: 5950 BERKSHIRE LANE STREET 2: SUITE 210 CITY: DALLAS STATE: TX ZIP: 75225 BUSINESS PHONE: 214.866.0202 MAIL ADDRESS: STREET 1: 5950 BERKSHIRE LANE STREET 2: SUITE 210 CITY: DALLAS STATE: TX ZIP: 75225 FORMER COMPANY: FORMER CONFORMED NAME: Frigate Ventures LP DATE OF NAME CHANGE: 20100504 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001491072 XXXXXXXX 12-31-2019 12-31-2019 Anson Funds Management LP

5950 Berkshire Lane Suite 210 Dallas TX 75225

13F HOLDINGS REPORT 028-16678 N Bruce R. Winson (214) - 866 - 0219 Bruce R. Winson Dallas TX 02-14-2020 1 81 48719 false 1 028-18132 Anson Advisors Inc. INFORMATION TABLE 2 form13fInfoTable.xml INFORMATION TABLE FOR FORM 13F AFFIMED N V COM N01045108 295 107510 SH DFND 1 107510 0 0 AGNICO EAGLE MINES LTD COM 008474108 5999 75000 SH DFND 1 75000 0 0 AKERS BIOSCIENCES INC COM 00973E409 350 109500 SH DFND 1 109500 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 636 3000 SH DFND 1 3000 0 0 ALPHABET INC CAP STK CL C 02079K107 802 600 SH DFND 1 600 0 0 AURORA CANNABIS INC DEBT 5.500% 2/28/2024 C0534LAA3 2736 4360600 SH DFND 1 4360600 0 0 ARGAN INC COM 04010E109 2837 70689 SH DFND 1 70689 0 0 ASSERTIO THERAPEUTICS INC COM 04545L107 108 86767 SH DFND 1 86767 0 0 BANK AMER CORP COM 060505104 662 18800 SH DFND 1 18800 0 0 BEYOND MEAT INC COM 08862E109 5746 76000 SH Put DFND 1 76000 0 0 BARRICK GOLD CORPORATION COM 067901108 1466 60800 SH DFND 1 60800 0 0 BAUSCH HEALTH COS INC COM 071734107 913 30500 SH DFND 1 30500 0 0 BIOCEPT INC COM 09072V402 11 37147 SH DFND 1 37147 0 0 BRISTOL MYERS SQUIBB CO COM 110122108 514 8000 SH DFND 1 8000 0 0 CANADIAN NAT RES LTD COM 136385101 655 15600 SH DFND 1 15600 0 0 CELLECTAR BIOSCIENCES INC *W EXP 04/20/2024 15117F138 518 233330 SH DFND 1 233330 0 0 THE CHARLES SCHWAB CORPORATION COM 808513105 713 15000 SH DFND 1 15000 0 0 CHECK CAP LTD *W EXP 02/28/2024 M2361E120 833 484196 SH DFND 1 484196 0 0 CHECKPOINT THERAPEUTICS INC COM 162828107 535 311249 SH DFND 1 311249 0 0 COLUMBIA PPTY TR INC COM 198287203 732 35000 SH DFND 1 35000 0 0 CONAGRA BRANDS INC COM 205887102 3424 100000 SH Call DFND 1 100000 0 0 CORESITE RLTY CORP COM 21870Q105 1368 12200 SH DFND 1 12200 0 0 COVIA HLDGS CORP COM 22305A103 208 102117 SH DFND 1 102117 0 0 CYTOSORBENTS CORP COM 23283X206 287 74440 SH DFND 1 74440 0 0 DIRTT ENVIRONMENTAL SOLUT LTD COM 25490H106 251 58973 SH DFND 1 58973 0 0 EKSO BIONICS HLDGS INC COM 282644202 593 1516986 SH DFND 1 1516986 0 0 ELECTRONIC ARTS INC COM 285512109 516 4800 SH DFND 1 4800 0 0 EQUINOX GOLD CORP COM 29446Y502 599 60000 SH DFND 1 60000 0 0 ESSEX PPTY TR INC COM 297178105 693 2303 SH DFND 1 2303 0 0 EZCORP INC CL A NON VTG 302301106 401 58825 SH DFND 1 58825 0 0 FACEBOOK INC CL A 30303M102 616 3000 SH DFND 1 3000 0 0 FARMLAND PARTNERS INC COM 31154R109 915 135000 SH DFND 1 135000 0 0 F M C CORP COM 302491303 499 5000 SH DFND 1 5000 0 0 FRONT YD RESIDENTIAL CORP COM 35904G107 1543 125000 SH DFND 1 125000 0 0 GENIUS BRANDS INTL INC COM 37229T301 154 564782 SH DFND 1 564782 0 0 GLAXOSMITHKLINE PLC-SPON ADR SPONSORED ADR 37733W105 648 13800 SH DFND 1 13800 0 0 GLOBAL PAYMENTS INC COM 37940X102 511 2800 SH DFND 1 2800 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 690 3000 SH DFND 1 3000 0 0 GREENLANE HLDGS INC CL A 395330103 344 105652 SH DFND 1 105652 0 0 HCA HEALTHCARE INC COM 40412C101 591 4000 SH DFND 1 4000 0 0 HOWARD HUGHES CORP COM 44267D107 1293 10200 SH DFND 1 10200 0 0 HUDSON PAC PPTYS INC COM 444097109 1018 27042 SH DFND 1 27042 0 0 IHS MARKIT LTD SHS G47567105 384 5100 SH DFND 1 5100 0 0 INTREPID POTASH INC COM 46121Y102 320 118245 SH DFND 1 118245 0 0 JOHNSON & JOHNSON COM 478160104 496 3400 SH DFND 1 3400 0 0 KINDER MORGAN INC DEL COM 49456B101 538 25400 SH DFND 1 25400 0 0 LIGHTBRIDGE CORP COM 53224K302 125 27848 SH DFND 1 27848 0 0 LIPOCINE INC NEW COM 53630X104 8 21400 SH DFND 1 21400 0 0 LOWES COS INC COM 548661107 766 6400 SH DFND 1 6400 0 0 MACK CALI RLTY CORP COM 554489104 4221 182500 SH DFND 1 182500 0 0 MANULIFE FINL CORP COM 56501R106 970 36800 SH DFND 1 36800 0 0 MASCO CORP COM 574599106 518 10800 SH DFND 1 10800 0 0 MASTERCARD INC CL A 57636Q104 806 2700 SH DFND 1 2700 0 0 MEDIGUS LTD *W EXP 07/23/2023 58471G128 37 21000 SH DFND 1 21000 0 0 MICROSOFT CORP COM 594918104 520 3300 SH DFND 1 3300 0 0 NEON THERAPEUTICS INC COM 64050Y100 319 270120 SH DFND 1 270120 0 0 OASIS PETE INC NEW COM 674215108 978 300000 SH DFND 1 300000 0 0 PERSONALIS INC COM 71535D106 333 30525 SH DFND 1 30525 0 0 PIONEER NAT RES CO COM 723787107 590 3900 SH DFND 1 3900 0 0 PROSHARES TR II ULTRA VIX SHORT 74347W148 6445 500000 SH Put DFND 1 500000 0 0 QUALCOMM INC COM 747525103 503 5700 SH DFND 1 5700 0 0 RIO TINTO PLC SPONSORED ADR 767204100 635 10700 SH DFND 1 10700 0 0 S&P GLOBAL INC COM 78409V104 737 2700 SH DFND 1 2700 0 0 SAFE T GROUP LTD SPONSORD ADS 78643B401 95 31532 SH DFND 1 31532 0 0 SCORPIO TANKERS INC SHS Y7542C130 445 11300 SH DFND 1 11300 0 0 SONIM TECHNOLOGIES INC COM 83548F101 249 68530 SH DFND 1 68530 0 0 SORRENTO THERAPEUTICS INC COM 83587F202 232 68600 SH Put DFND 1 68600 0 0 SPARK NETWORKS SE SPONSORED ADR 84651P100 225 49567 SH DFND 1 49567 0 0 SUNCOR ENERGY INC NEW COM 867224107 522 15900 SH DFND 1 15900 0 0 THERATECHNOLOGIES INC COM 88338H100 174 40735 SH DFND 1 40735 0 0 TILRAY INC COM CL 2 88688T100 13907 1258079 SH DFND 1 1258079 0 0 TYSON FOODS INC CL A 902494103 546 6000 SH DFND 1 6000 0 0 UMH PPTYS INC COM 903002103 948 60250 SH DFND 1 60250 0 0 UNION PACIFIC CORP COM 907818108 506 2800 SH DFND 1 2800 0 0 UNITEDHEALTH GROUP INC COM 91324P102 617 2100 SH DFND 1 2100 0 0 UNUM THERAPEUTICS INC COM 903214104 97 135185 SH DFND 1 135185 0 0 VISA INC COM CL A 92826C839 770 4100 SH DFND 1 4100 0 0 VOYA FINL INC COM 929089100 707 11600 SH DFND 1 11600 0 0 DISNEY WALT CO COM DISNEY 254687106 376 2600 SH DFND 1 2600 0 0 WELLS FARGO CO NEW COM 949746101 753 14000 SH DFND 1 14000 0 0 ZIMMER BIOMET HLDGS INC COM 98956P102 509 3400 SH DFND 1 3400 0 0